Mar 29, 2024

Vincent Richtar of LPL Financial LLC

DID VINCENT JAMES RICHTAR CAUSE YOU INVESTMENT LOSSES? Vincent Richtar Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Vincent Richtar Customer Complaint Vincent Richtar has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were her prior advisor stole thousands of dollars from her.  LPL Financial recently denied the customer complaint, and it does not appear that the investor has taken any further action. Vincent Richtar Red Flags & Your Rights As An Investor Of course, Vincent Richtar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Richtar at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Vincent Richtar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Vincent Richtar  If you have questions about LPL Financial LLC and/or Vincent Richtar and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2024

Nathan Stucky of LPL Financial LLC

DID NATHAN JUSTICE STUCKY CAUSE YOU INVESTMENT LOSSES? Nathan Stucky Of LPL Financial LLC And Formerly With Commerce Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Nathan Stucky Customer Complaint Nathan Stucky has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were investor’s accounts were properly managed and invested in unsuitable securities.  The customer complaints was recently filed with LPL Financial and still pending its review and response. Nathan Stucky Red Flags & Your Rights As An Investor Of course, Nathan Stucky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nathan Stucky at LPL Financial LLC and Commerce Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Nathan Stucky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Commerce Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nathan Stucky If you have questions about LPL Financial LLC, Commerce Brokerage Services, Inc. and/or Nathan Stucky and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 21, 2024

Joseph Hobbs of Cetera Investment Networks LLC

DID JOSEPH GREGORY HOBBS CAUSE YOU INVESTMENT LOSSES? Joseph Hobbs Of Cetera Investment Networks LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Hobbs Customer Complaint Joseph Hobbs has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions and purchase of different products than requested.  The customer complaint was recently filed and is pending in the District Court of Oklahoma County, Oklahoma. Joseph Hobbs Red Flags & Your Rights As An Investor Of course, Joseph Hobbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Hobbs at Cetera Investment Networks LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Hobbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Networks LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Networks LLC Due To Joseph Hobbs If you have questions about Cetera Investment Networks LLC, LPL Financial LLC and/or Joseph Hobbs and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 18, 2024

Edward Dublis of Cambridge Investment Research, Inc.

DID EDWARD FELIX DUBLIS CAUSE YOU INVESTMENT LOSSES? Edward Dublis Of Cambridge Investment Research, Inc. And Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Edward Dublis Customer Complaints Edward Dublis has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Invest Financial Corporation and the investor took no further action.  The other customer complaint was recently filed against LPL Financial for Edward Dublis’ alleged misconduct and is still pending. Allegations Against Edward Dublis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edward Dublis Red Flags & Your Rights As An Investor Of course, Edward Dublis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Dublis at Cambridge Investment Research, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Edward Dublis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cambridge Investment Research, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cambridge Investment Research, Inc. Due To Edward Dublis If you have questions about Cambridge Investment Research, Inc., LPL Financial LLC and/or Edward Dublis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 17, 2024

Freddie Barbour of LPL Financial LLC

DID FREDDIE LEE BARBOUR CAUSE YOU INVESTMENT LOSSES? Freddie Barbour Of LPL Financial LLC And Formerly With Royal Alliance Associates, Inc. Has A Customer Complaint For Alleged Broker Misconduct Freddie Barbour Customer Complaint Freddie Barbour has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about a theft of funds from customer.  The customer complaint was recently submitted to LPL Financial and is still pending. Freddie Barbour Red Flags & Your Rights As An Investor Of course, Freddie Barbour did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Freddie Barbour at LPL Financial LLC and Royal Alliance Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Freddie Barbour has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Royal Alliance Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Freddie Barbour If you have questions about LPL Financial LLC, Royal Alliance Associates, Inc. and/or Freddie Barbour and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2024

Steven Sabo of LPL Financial LLC

DID STEVEN JOSEPH SABO CAUSE YOU INVESTMENT LOSSES? Steven Sabo Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Sabo Customer Complaint Steven Sabo has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses were an unsuitable recommendation to purchase an alternative REIT investment. The FINRA arbitration proceeding was recently filed against LPL Financial or Steven Sabo’s alleged misconduct and is still pending. Steven Sabo Red Flags & Your Rights As An Investor Of course, Steven Sabo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Sabo at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Sabo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Sabo If you have questions about LPL Financial LLC and/or Steven Sabo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 11, 2024

David Robinson of LPL Financial LLC

DID DAVID BRENT ROBINSON CAUSE YOU INVESTMENT LOSSES? David Robinson Of LPL Financial LLC And Formerly With Invest Financial Corporation Has A Customer Complaint For Alleged Broker Misconduct David Robinson Customer Complaint David Robinson has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable investment recommendation to purchase a REIT. The FINRA arbitration proceeding was recently filed against Invest Financial Corporation and LPL Financial and is still pending. David Robinson Red Flags & Your Rights As An Investor Of course, David Robinson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Robinson at LPL Financial LLC and Invest Financial Corporation on alert to review carefully the activity and performance of their accounts and question whether David Robinson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Invest Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Robinson If you have questions about LPL Financial LLC, Invest Financial Corporation and/or David Robinson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2024

Patrick Murphy of LPL Financial LLC

DID PATRICK JAY MURPHY CAUSE YOU INVESTMENT LOSSES? Patrick Murphy Of LPL Financial LLC And Formerly With Ameriprise Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Patrick Murphy Customer Complaints Patrick Murphy has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by RBC Capital Markets in favor the investor for Patrick Murphy’s alleged misconduct. The other customer complaint recently filed against Ameriprise Financial Services was denied by the brokerage firm and to date, the investor has not filed any arbitration proceeding. Allegations Against Patrick Murphy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Patrick Murphy Red Flags & Your Rights As An Investor Of course, Patrick Murphy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Murphy at LPL Financial LLC and Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Patrick Murphy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Ameriprise Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Patrick Murphy If you have questions about LPL Financial LLC, Ameriprise Financial Services, LLC and/or Patrick Murphy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2024

James Lesniewski of Valic Financial Advisors, Inc.

DID JAMES PAUL LESNIEWSKI CAUSE YOU INVESTMENT LOSSES? James Lesniewski Valic Financial Advisors, Inc. And Formerly With Bankers Life Securities, Inc. and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct James Lesniewski Customer Complaint James Lesniewski has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for poor advice related to distributions from a variable annuity contract.  LPL Financial recently denied the customer complaint and so far, it does not appear that the investor took any further action. James Lesniewski Red Flags & Your Rights As An Investor Of course, James Lesniewski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lesniewski at Valic Financial Advisors, Inc., Bankers Life Securities, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Lesniewski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Valic Financial Advisors, Inc., Bankers Life Securities, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Valic Financial Advisors, Inc. Due To James Lesniewski The denial of a customer complaint by the brokerage firm does not mean it does not have merit.  If you have questions about Valic Financial Advisors, Inc., Bankers Life Securities, Inc., LPL Financial LLC and/or James Lesniewski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2024

Jason Meiwes of LPL Financial LLC

DID JASON MEIWES CAUSE YOU INVESTMENT LOSSES? Jason Meiwes Of LPL Financial LLC And Formerly With BancWest Investment Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jason Meiwes Customer Complaint Jason Meiwes has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations in unsuitable investment recommendations.  The customer complaint was recently filed with LPL Financial, and awaiting the firm’s review and response to the investor. Jason Meiwes Red Flags & Your Rights As An Investor Of course, Jason Meiwes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Meiwes at LPL Financial LLC and BancWest Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jason Meiwes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and BancWest Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jason Meiwes If you have questions about LPL Financial LLC, BancWest Investment Services, Inc. and/or Jason Meiwes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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