Feb 15, 2024

Tushar Kumar formerly withLPL Financial LLC

DID TUSHAR KUMAR CAUSE YOU INVESTMENT LOSSES? Tushar Kumar Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Tushar Kumar Customer Complaint Tushar Kumar has been the subject ofat least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading and suitability issues related to investments in equity listed common and preferred stocks.  LPL Financial recently denied the customer complaint and to date, it does not appear that the investor is taking any further action. Tushar Kumar Red Flags & Your Rights As An Investor Of course, Tushar Kumar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tushar Kumar at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Tushar Kumar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tushar Kumar If you have questions about LPL Financial LLC and/or Tushar Kumar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2024

Alvaro Jiron of LPL Financial LLC

DID ALVARO MAURICIO JIRON CAUSE YOU INVESTMENT LOSSES? Alvaro Jiron Of LPL Financial LLC And Formerly With Infinex Investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Alvaro Jiron Customer Complaint Alvaro Jiron has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose that a mutual fund could only be tendered on a quarterly basis. Infinex Investments recently denied the customer complaint and thus far the investor has not taken any further action. Alvaro Jiron Red Flags & Your Rights As An Investor Of course, Alvaro Jiron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alvaro Jiron at LPL Financial LLC and Infinex Investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alvaro Jiron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Infinex Investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alvaro Jiron If you have questions about LPL Financial LLC, Infinex Investments, Inc.  and/or Alvaro Jiron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2024

Michael Kelley of LPL Financial LLC

DID MICHAEL JOSEPH KELLEY CAUSE YOU INVESTMENT LOSSES? Michael Kelley Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Michael Kelley Customer Complaints Michael Kelley has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Michael Kelley’s employers and thus far there are no reported subsequent actions taken by the investors. Allegations Against Michael Kelley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Kelley Red Flags & Your Rights As An Investor Of course, Michael Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Kelley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Kelley If you have questions about LPL Financial LLC and/or Michael Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2024

Thomas Koss of LPL Financial LLC

DID THOMAS FRANCIS KOSS CAUSE YOU INVESTMENT LOSSES? Thomas Koss Of LPL Financial LLC And Formerly With Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Thomas Koss Customer Complaint Thomas Koss has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and failure to follow customer’s instructions. Ameriprise Financial Services recently denied the customer complaint thus far the investor has not taken any further action. Thomas Koss Red Flags & Your Rights As An Investor Of course, Thomas Koss did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Koss at LPL Financial LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Thomas Koss has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Thomas Koss If you have questions about LPL Financial LLC, Ameriprise Financial Services, Inc.  and/or Thomas Koss and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2023

John Nolt of LPL Financial LLC

DID JOHN CARL NOLT CAUSE YOU INVESTMENT LOSSES? John Nolt Of LPL Financial LLC And Formerly With M&T Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Nolt Customer Complaint John Nolt has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint about investment losses where the adviser did not purchase certificates of deposit as instructed in the funds are missing from the client’s account. LPL Financial recently denied the customer complaint and thus far, there is no reported FINRA arbitration proceeding, or other action being taken by the client in connection with the alleged misconduct. John Nolt Red Flags & Your Rights As An Investor Of course, John Nolt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Nolt at LPL Financial LLC and M&T Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Nolt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and M&T Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Nolt If you have questions about LPL Financial LLC, M&T Securities, Inc. and/or John Nolt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2023

Jeffrey Partridge of LPL Financial LLC

DID JEFFREY DEAN PARTRIDGE CAUSE YOU INVESTMENT LOSSES? Jeffrey Partridge Of LPL Financial LLC And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Partridge Customer Complaint Jeffrey Partridge has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation of direct investments and limited partnership interests. The customer complaint recently filed against Securities America for Mimi Park’s alleged misconduct is still pending with the brokerage firm to review and disposition. Jeffrey Partridge Red Flags & Your Rights As An Investor Of course, Jeffrey Partridge did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Partridge at LPL Financial LLC and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Partridge has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeffrey Partridge If you have questions about LPL Financial LLC, Securities America, Inc. and/or Jeffrey Partridge and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 20, 2023

Douglas Coleman LPL Financial LLC

DID DOUGLAS ROBERT COLEMAN CAUSE YOU INVESTMENT LOSSES? Douglas Coleman Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Douglas Coleman Customer Complaint Douglas Coleman has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser made an unsuitable recommendation to purchase an alternative investment involving real estate securities. The recently filed FINRA arbitration proceeding against LPL Financial for Douglas Coleman’s alleged misconduct is still pending. Douglas Coleman Red Flags & Your Rights As An Investor Of course, Douglas Coleman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Coleman at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Coleman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Douglas Coleman If you have questions about LPL Financial LLC and/or Douglas Coleman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 12, 2023

Jerome Aron of LPL Financial LLC

DID JEROME SAMUEL ARON CAUSE YOU INVESTMENT LOSSES? Jerome Aron Of LPL Financial LLC And Formerly With Western International Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct Jerome Aron Customer Complaint Jerome Aron has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative misrepresented the features of corporate debt, most likely GWG L Bonds. The customer complaint was recently filed and still pending in the FINRA arbitration forum. Jerome Aron Red Flags & Your Rights As An Investor Of course, Jerome Aron did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerome Aron at LPL Financial LLC and Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jerome Aron has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Western International Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jerome Aron If you have questions about LPL Financial LLC, Western International Securities, Inc. and/or Jerome Aron and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Christopher Knutson of Aegis Capital Corp.

DID CHRISTOPHER ADAM KNUTSON CAUSE YOU INVESTMENT LOSSES? Christopher Knutson Of Aegis Capital Corp. Has 4 Customer Complaints For Alleged Broker Misconduct Christopher Knutson Customer Complaints Christopher Knutson has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by Aegis Capital Corp. in favor of the investors. One customer dispute against the brokerage firm for Christopher Knutson’s alleged misconduct is still pending. Allegations Against Christopher Knutson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Knutson Red Flags & Your Rights As An Investor Of course, Christopher Knutson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Knutson at Aegis Capital Corp. on alert to review carefully the activity and performance of their accounts and question whether Christopher Knutson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Aegis Capital Corp. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Aegis Capital Corp. Due To Christopher Knutson If you have questions about Aegis Capital Corp. and/or Christopher Knutson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 5, 2023

Andrea Klipfel of Grove Point Investments, LLC

DID ANDREA RUTH KLIPFEL CAUSE YOU INVESTMENT LOSSES? Andrea Klipfel Of Grove Point Investments, LLC And Formerly With Independent Financial Group, LLC and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Andrea Klipfel Customer Complaints Andrea Klipfel has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor the investor. The other customer complaint filed in a FINRA arbitration proceeding against Independent Financial Group for Andrea Klipfel’s alleged misconduct is still pending. Allegations Against Andrea Klipfel A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrea Klipfel Red Flags & Your Rights As An Investor Of course, Andrea Klipfel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrea Klipfel at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrea Klipfel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Grove Point Investments, LLC, Independent Financial Group, LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Grove Point Investments, LLC Due To Andrea Klipfel If you have questions about Grove Point Investments, LLC, Independent Financial Group, LLC, LPL Financial LLC and/or Andrea Klipfel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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