Nov 21, 2023

Jason Wetsel formerly with LPL Financial LLC

DID JASON RICHARD WETSEL CAUSE YOU INVESTMENT LOSSES? Jason Wetsel Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Wetsel Customer Complaint Jason Wetsel has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations involving real estate securities. The customer complaint was recently filed in a FINRA arbitration proceeding and is still pending. Jason Wetsel Red Flags & Your Rights As An Investor Of course, Jason Wetsel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Wetsel at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Wetsel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jason Wetsel If you have questions about LPL Financial LLC and/or Jason Wetsel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2023

 Eric Schwartz of LPL Financial LLC

DID ERIC MATTHEW SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Eric Schwartz Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Eric Schwartz Customer Complaint Eric Schwartz has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of REITs. The FINRA arbitration proceeding is still pending against LPL Financial for Eric Schwartz’s alleged misconduct. Eric Schwartz Red Flags & Your Rights As An Investor Of course, Eric Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schwartz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Eric Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Eric Schwartz If you have questions about LPL Financial LLC and/or Eric Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2023

Andy Rampersaud of LPL Financial LLC

DID ANDY S RAMPERSAUD CAUSE YOU INVESTMENT LOSSES? Andy Rampersaud Of LPL Financial LLC And Formerly With Securities America, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Andy Rampersaud Customer Complaints Andy Rampersaud has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Cambridge Investment Research in favor of the investor. Two of Andy Rampersaud’s former employers denied customer complaints and the investors took no further action. There is currently one arbitration proceeding recently filed against Securities America, Inc. for the advisor’s alleged misconduct that is still pending. Allegations Against Andy Rampersaud A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Andy Rampersaud Red Flags & Your Rights As An Investor Of course, Andy Rampersaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Rampersaud at LPL Financial LLC and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Andy Rampersaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Rampersaud If you have questions about LPL Financial LLC, Securities America, Inc. and/or Andy Rampersaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 29, 2023

Kristy Nicol of LPL Financial LLC

DID KRISTY H NICOL CAUSE YOU INVESTMENT LOSSES? Kristy Nicol Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Kristy Nicol Customer Complaints Kristy Nicol has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. LPL Financial and Raymond James denied two other customer complaints and the investors took no further action. Allegations Against Kristy Nicol A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Kristy Nicol Red Flags & Your Rights As An Investor Of course, Kristy Nicol did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristy Nicol at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kristy Nicol has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kristy Nicol If you have questions about LPL Financial LLC and/or Kristy Nicol and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 23, 2023

Stephen Kerutis of LPL Financial LLC

DID STEPHEN THOMAS KERUTIS CAUSE YOU INVESTMENT LOSSES? Stephen Kerutis Of LPL Financial LLC And Formerly With Truist Investment Services, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Stephen Kerutis Customer Complaints Stephen Kerutis has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor. Three of the customer complaints were denied by the advisors former employers and, to date, the customers have not taken any further action. The last customer complaint is still pending with LPL Financial. Allegations Against Stephen Kerutis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Kerutis Red Flags & Your Rights As An Investor Of course, Stephen Kerutis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Kerutis at LPL Financial LLC and Truist Investment Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Stephen Kerutis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Truist Investment Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Stephen Kerutis If you have questions about LPL Financial LLC, Truist Investment Services, Inc. and/or Stephen Kerutis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 22, 2023

Rick Kent of LPL Financial LLC

DID RICK LEE KENT CAUSE YOU INVESTMENT LOSSES? Rick Kent Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Rick Kent Customer Complaint Rick Kent has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow client’s instructions and unauthorized withdrawals from an annuity. The customer complaint is still pending with the firm. Rick Kent Red Flags & Your Rights As An Investor Of course, Rick Kent did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rick Kent at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Rick Kent has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Rick Kent If you have questions about LPL Financial LLC and/or Rick Kent and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 20, 2023

Jeffrey Karp of LPL Financial LLC

DID JEFFREY RICHARD KARP CAUSE YOU INVESTMENT LOSSES? Jeffrey Karp Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Jeffrey Karp Customer Complaint Jeffrey Karp has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. The arbitration claim was recently filed and is still pending. Jeffrey Karp Red Flags & Your Rights As An Investor Of course, Jeffrey Karp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Karp at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Karp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeffrey Karp If you have questions about LPL Financial LLC and/or Jeffrey Karp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 16, 2023

Peter Evans of LPL Financial LLC

DID PETER MARTIN EVANS CAUSE YOU INVESTMENT LOSSES? Peter Evans Of LPL Financial LLC And Formerly With Securian Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Peter Evans Customer Complaints Peter Evans has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Securian Financial Services in favor of the investor. Another FINRA arbitration proceeding filed against LPL Financial for Peter Evans alleged misconduct is still pending. Allegations Against Peter Evans A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Evans Red Flags & Your Rights As An Investor Of course, Peter Evans did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Evans at LPL Financial LLC and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Evans has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Evans If you have questions about LPL Financial LLC, Securian Financial Services, Inc. and/or Peter Evans and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2023

Brenton Ditto of LPL Financial LLC

DID BRENTON E DITTO CAUSE YOU INVESTMENT LOSSES? Brenton Ditto Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Brenton Ditto Customer Complaint Brenton Ditto has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of government debt. LPL Financial settled the customer complaint in favor of the investor. Brenton Ditto Red Flags & Your Rights As An Investor Of course, Brenton Ditto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brenton Ditto at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brenton Ditto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brenton Ditto If you have questions about LPL Financial LLC and/or Brenton Ditto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 15, 2023

Denise Deleo of LPL Financial LLC

DID DENISE ANNE DELEO CAUSE YOU INVESTMENT LOSSES? Denise Deleo Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Denise Deleo Customer Complaint Denise Deleo has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation of a variable annuity contract. LPL Financial recently denied the customer complaint and, to date, the investor has not filed any further proceedings. Denise Deleo Red Flags & Your Rights As An Investor Of course, Denise Deleo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Denise Deleo at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Denise Deleo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Denise Deleo If you have questions about LPL Financial LLC, Waddell & Reed and/or Denise Deleo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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