Aug 25, 2023

Dominick Greco of LPL Financial LLC

DID DOMINICK M GRECO CAUSE YOU INVESTMENT LOSSES? Dominick Greco Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Dominick Greco Customer Complaints Dominick Greco has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. One customer complaint was denied and, to date, no further action has been taken. There is currently one FINRA arbitration pending against LPL Financial for Dominick Greco’s alleged misconduct. Allegations Against Dominick Greco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Dominick Greco Red Flags & Your Rights As An Investor Of course, Dominick Greco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominick Greco at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominick Greco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Loreen Gilbert of LPL Financial LLC

DID LOREEN M GILBERT CAUSE YOU INVESTMENT LOSSES? Loreen Gilbert Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Loreen Gilbert Customer Complaint Loreen Gilbert has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor recommended an unsuitable portfolio of investments. LPL Financial settled the customer complaint in favor of the investor. Loreen Gilbert Red Flags & Your Rights As An Investor Of course, Loreen Gilbert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Loreen Gilbert at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Loreen Gilbert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Loreen Gilbert If you have questions about LPL Financial LLC and/or Loreen Gilbert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

David Casparian of LPL Financial LLC

DID DAVID ALLEN CASPARIAN CAUSE YOU INVESTMENT LOSSES? David Casparian Of LPL Financial LLC And Formerly With Cetera Advisor Networks LLC Has 2 Customer Complaints For Alleged Broker Misconduct David Casparian Customer Complaints David Casparian has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied and, to date, no further action has been taken. Allegations Against David Casparian A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Casparian Red Flags & Your Rights As An Investor Of course, David Casparian did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Casparian at LPL Financial LLC and Cetera Advisor Networks LLC on alert to review carefully the activity and performance of their accounts and question whether David Casparian has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisor Networks LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Casparian If you have questions about LPL Financial LLC, Cetera Advisor Networks LLC and/or David Casparian and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 15, 2023

Joseph Brittingham of LPL Financial LLC

DID JOSEPH ANTHONY BRITTINGHAM CAUSE YOU INVESTMENT LOSSES? Joseph Brittingham Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Brittingham Customer Complaints Joseph Brittingham has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. Edward Jones denied the other customer’s complaint and no further action was taken by the investor. Allegations Against Joseph Brittingham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Brittingham Red Flags & Your Rights As An Investor Of course, Joseph Brittingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Brittingham at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Brittingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Brittingham If you have questions about LPL Financial LLC and/or Joseph Brittingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 13, 2023

Kenneth Baize of LPL Financial LLC

DID KENNETH GENE BAIZE CAUSE YOU INVESTMENT LOSSES? Kenneth Baize Of LPL Financial LLC And Formerly With American Equity Investment Corporation and Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Kenneth Baize Customer Complaint Kenneth Baize has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to to disclose risks and features of $500,000 seven-year GWG L bond investment. The arbitration claim against Kenneth Baize’s former employer American Equity Investment Corporation is still pending. Kenneth Baize Red Flags & Your Rights As An Investor Of course, Kenneth Baize did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Baize at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Kenneth Baize has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Baize If you have questions about LPL Financial LLC, American Equity Investment Corporation, Waddell & Reed and/or Kenneth Baize and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Dendy Raymond James Financial Services, Inc.

DID WILLIAM EDWARD DENDY CAUSE YOU INVESTMENT LOSSES? William Dendy Of Raymond James Financial Services, Inc. And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct William Dendy Customer Complaint William Dendy has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an unsuitable recommendation of illiquid investments involving REITs and closed-end funds and other business development companies. LPL Financial settled the customer dispute favor of the investor. William Dendy Red Flags & Your Rights As An Investor Of course, William Dendy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Dendy at Raymond James Financial Services, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether William Dendy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To William Dendy If you have questions about Raymond James Financial Services, Inc., LPL Financial LLC and/or William Dendy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 2, 2023

William McDonough formerly with LPL Financial LLC

DID WILLIAM ANTHONY MCDONOUGH CAUSE YOU INVESTMENT LOSSES? William McDonough Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct William McDonough Customer Complaints William McDonough has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other customer complaint was denied and closed with no further action being taken by the customers. Allegations Against William McDonough A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William McDonough Red Flags & Your Rights As An Investor Of course, William McDonough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William McDonough at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether William McDonough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To William McDonough If you have questions about LPL Financial LLC and/or William McDonough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Todd Slingerland of LPL Financial LLC

DID TODD ARTHUR SLINGERLAND CAUSE YOU INVESTMENT LOSSES? Todd Slingerland Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Todd Slingerland Customer Complaints Todd Slingerland has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Todd Slingerland’s employers and, to date, the customers took no further action. Allegations Against Todd Slingerland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Slingerland Red Flags & Your Rights As An Investor Of course, Todd Slingerland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Slingerland at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Slingerland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Todd Slingerland If you have questions about LPL Financial LLC and/or Todd Slingerland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Richard DeYoung, Jr. of LPL Financial LLC

DID RICHARD CLARENCE DEYOUNG JR CAUSE YOU INVESTMENT LOSSES? Richard DeYoung, Jr. Of LPL Financial LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard DeYoung, Jr. Customer Complaints Richard DeYoung, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into a FINRA arbitration proceeding and an arbitration award against Wells Fargo Clearing Services and Richard DeYoung in the amount of $750,000 plus expenses. The other customer complaint was denied by the same brokerage firm and, to date, no further action has been taken. Allegations Against Richard DeYoung, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard DeYoung, Jr. Red Flags & Your Rights As An Investor Of course, Richard DeYoung, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard DeYoung, Jr. at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard DeYoung, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard DeYoung, Jr. If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC and/or Richard DeYoung, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 26, 2023

Todd Warner formerly with LPL Financial LLC

DID TODD ALAN WARNER CAUSE YOU INVESTMENT LOSSES? Todd Warner Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Todd Warner Customer Complaint Todd Warner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented the speculative nature of an alternative investment in a business development company and made the unsuitable recommendation in pursuit of higher commissions. The FINRA arbitration proceeding is still pending. Todd Warner Red Flags & Your Rights As An Investor Of course, Todd Warner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Warner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Warner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Todd Warner If you have questions about LPL Financial LLC and/or Todd Warner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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