Jul 26, 2023

Todd Warner formerly with LPL Financial LLC

DID TODD ALAN WARNER CAUSE YOU INVESTMENT LOSSES? Todd Warner Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Todd Warner Customer Complaint Todd Warner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented the speculative nature of an alternative investment in a business development company and made the unsuitable recommendation in pursuit of higher commissions. The FINRA arbitration proceeding is still pending. Todd Warner Red Flags & Your Rights As An Investor Of course, Todd Warner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Warner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Warner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Todd Warner If you have questions about LPL Financial LLC and/or Todd Warner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Timothy Avila formerly with LPL Financial LLC

DID TIMOTHY AVILA CAUSE YOU INVESTMENT LOSSES? Timothy Avila Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Avila Customer Complaint Timothy Avila has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor placed several short-term trades there were unsuitable based on client’s age, employment status, risk tolerance and investment objectives. CWM, LLC settled the customer complaint in favor of the investor. Timothy Avila Red Flags & Your Rights As An Investor Of course, Timothy Avila did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Avila at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Avila has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Avila If you have questions about LPL Financial LLC and/or Timothy Avila and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Terry Bailey of LPL Financial LLC

DID TERRY LEE BAILEY CAUSE YOU INVESTMENT LOSSES? Terry Bailey Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Terry Bailey Customer Complaints Terry Bailey has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and an award in favor of the investor. The other customer complaint was settled by LPL Financial in favor of the investor. Wells Fargo Advisors denied another customer complaint and the customer did not pursue any action thereafter. Allegations Against Terry Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terry Bailey Red Flags & Your Rights As An Investor Of course, Terry Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Bailey at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Terry Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Terry Bailey If you have questions about LPL Financial LLC and/or Terry Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 17, 2023

Teresa Owsley of LPL Financial LLC

DID TERESA DIANA OWSLEY CAUSE YOU INVESTMENT LOSSES? Teresa Owsley Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Teresa Owsley Customer Complaint Teresa Owsley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a mutual fund investment was inappropriate for customer’s grandchildren’s growth objective. The Huntington Investment Company denied the customer complaint and the customer took no further action as of this date. Teresa Owsley Red Flags & Your Rights As An Investor Of course, Teresa Owsley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teresa Owsley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Teresa Owsley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Teresa Owsley If you have questions about LPL Financial LLC and/or Teresa Owsley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 13, 2023

Steven Farley formerly with LPL Financial LLC

DID STEVEN PAUL FARLEY CAUSE YOU INVESTMENT LOSSES? Steven Farley Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Farley Customer Complaint Steven Farley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of business development company. LPL Financial settled the customer complaint in favor the investor. Steven Farley Red Flags & Your Rights As An Investor Of course, Steven Farley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Farley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Farley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Farley If you have questions about LPL Financial LLC and/or Steven Farley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 11, 2023

Steven Fairchild of LPL Financial LLC

DID STEVEN EDWIN FAIRCHILD CAUSE YOU INVESTMENT LOSSES? Steven Fairchild Of LPL Financial LLC And Formerly With National Planning Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Steven Fairchild Customer Complaints Steven Fairchild has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Steven Fairchild’s former employers in favor of the investors. Allegations Against Steven Fairchild A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Fairchild Red Flags & Your Rights As An Investor Of course, Steven Fairchild did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Fairchild at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Steven Fairchild has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Fairchild If you have questions about LPL Financial LLC, National Planning Corporation and/or Steven Fairchild and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 11, 2023

Steven Rose formerly with LPL Financial LLC

DID STEVEN EDWARD ROSE CAUSE YOU INVESTMENT LOSSES? Steven Rose Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Rose Customer Complaint Steven Rose has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the representative forged her signature on a variable life insurance policy. MML Investors Services denied the customer complaint and, to date, the customer has not taken any further action. Steven Rose Red Flags & Your Rights As An Investor Of course, Steven Rose did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Rose at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Rose has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Rose If you have questions about LPL Financial LLC and/or Steven Rose and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 10, 2023

Stephen Levin Corecap Investments, Inc.

DID STEPHEN ROBERT LEVIN CAUSE YOU INVESTMENT LOSSES? Stephen Levin Formerly With Corecap Investments, Inc. and LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Levin Customer Complaints Stephen Levin has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Berthel Fisher and Co. Financial Services in favor of the investors. Allegations Against Stephen Levin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Levin Red Flags & Your Rights As An Investor Of course, Stephen Levin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Levin at Corecap Investments, Inc. and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Levin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Corecap Investments, Inc. and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Corecap Investments, Inc. Due To Stephen Levin If you have questions about Corecap Investments, Inc., LPL Financial LLC and/or Stephen Levin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 9, 2023

Stephen Franklin formerly with LPL Financial LLC

DID STEPHEN LEWIS FRANKLIN CAUSE YOU INVESTMENT LOSSES? Stephen Franklin Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Stephen Franklin Customer Complaints Stephen Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. The other 2 customer complaints were denied and the customers took no further action. Allegations Against Stephen Franklin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Franklin Red Flags & Your Rights As An Investor Of course, Stephen Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Franklin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Stephen Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Stephen Franklin If you have questions about LPL Financial LLC and/or Stephen Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 6, 2023

Shuhong Rong formerly with Cetera Investment Services LLC

DID SHUHONG RONG CAUSE YOU INVESTMENT LOSSES? Shuhong Rong Formerly With Cetera Investment Services LLC and LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Shuhong Rong Customer Complaint Shuhong Rong has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment recommendation of a REIT. Cetera Investment Services denied the customer complaint and, to date, the customer has not filed any arbitration proceeding. Shuhong Rong Red Flags & Your Rights As An Investor Of course, Shuhong Rong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shuhong Rong at Cetera Investment Services LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Shuhong Rong has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Shuhong Rong If you have questions about Cetera Investment Services LLC, LPL Financial LLC and/or Shuhong Rong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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