Aug 13, 2023

Kenneth Baize of LPL Financial LLC

DID KENNETH GENE BAIZE CAUSE YOU INVESTMENT LOSSES? Kenneth Baize Of LPL Financial LLC And Formerly With American Equity Investment Corporation and Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Kenneth Baize Customer Complaint Kenneth Baize has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to to disclose risks and features of $500,000 seven-year GWG L bond investment. The arbitration claim against Kenneth Baize’s former employer American Equity Investment Corporation is still pending. Kenneth Baize Red Flags & Your Rights As An Investor Of course, Kenneth Baize did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Baize at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Kenneth Baize has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, American Equity Investment Corporation and Waddell & Reed also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Baize If you have questions about LPL Financial LLC, American Equity Investment Corporation, Waddell & Reed and/or Kenneth Baize and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Aug 2, 2023

William McDonough formerly with LPL Financial LLC

DID WILLIAM ANTHONY MCDONOUGH CAUSE YOU INVESTMENT LOSSES? William McDonough Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct William McDonough Customer Complaints William McDonough has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled in favor of the investors. The other customer complaint was denied and closed with no further action being taken by the customers. Allegations Against William McDonough A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William McDonough Red Flags & Your Rights As An Investor Of course, William McDonough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William McDonough at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether William McDonough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To William McDonough If you have questions about LPL Financial LLC and/or William McDonough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 26, 2023

Todd Slingerland of LPL Financial LLC

DID TODD ARTHUR SLINGERLAND CAUSE YOU INVESTMENT LOSSES? Todd Slingerland Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Todd Slingerland Customer Complaints Todd Slingerland has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Todd Slingerland’s employers and, to date, the customers took no further action. Allegations Against Todd Slingerland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Todd Slingerland Red Flags & Your Rights As An Investor Of course, Todd Slingerland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Slingerland at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Slingerland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Todd Slingerland If you have questions about LPL Financial LLC and/or Todd Slingerland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 26, 2023

Richard DeYoung, Jr. of LPL Financial LLC

DID RICHARD CLARENCE DEYOUNG JR CAUSE YOU INVESTMENT LOSSES? Richard DeYoung, Jr. Of LPL Financial LLC And Formerly With Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Richard DeYoung, Jr. Customer Complaints Richard DeYoung, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints evolved into a FINRA arbitration proceeding and an arbitration award against Wells Fargo Clearing Services and Richard DeYoung in the amount of $750,000 plus expenses. The other customer complaint was denied by the same brokerage firm and, to date, no further action has been taken. Allegations Against Richard DeYoung, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard DeYoung, Jr. Red Flags & Your Rights As An Investor Of course, Richard DeYoung, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard DeYoung, Jr. at LPL Financial LLC and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Richard DeYoung, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard DeYoung, Jr. If you have questions about LPL Financial LLC, Wells Fargo Clearing Services, LLC and/or Richard DeYoung, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 26, 2023

Todd Warner formerly with LPL Financial LLC

DID TODD ALAN WARNER CAUSE YOU INVESTMENT LOSSES? Todd Warner Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Todd Warner Customer Complaint Todd Warner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were adviser misrepresented the speculative nature of an alternative investment in a business development company and made the unsuitable recommendation in pursuit of higher commissions. The FINRA arbitration proceeding is still pending. Todd Warner Red Flags & Your Rights As An Investor Of course, Todd Warner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Todd Warner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Todd Warner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Todd Warner If you have questions about LPL Financial LLC and/or Todd Warner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 23, 2023

Timothy Avila formerly with LPL Financial LLC

DID TIMOTHY AVILA CAUSE YOU INVESTMENT LOSSES? Timothy Avila Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Timothy Avila Customer Complaint Timothy Avila has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor placed several short-term trades there were unsuitable based on client’s age, employment status, risk tolerance and investment objectives. CWM, LLC settled the customer complaint in favor of the investor. Timothy Avila Red Flags & Your Rights As An Investor Of course, Timothy Avila did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Avila at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Timothy Avila has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Timothy Avila If you have questions about LPL Financial LLC and/or Timothy Avila and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 17, 2023

Terry Bailey of LPL Financial LLC

DID TERRY LEE BAILEY CAUSE YOU INVESTMENT LOSSES? Terry Bailey Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Terry Bailey Customer Complaints Terry Bailey has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding and an award in favor of the investor. The other customer complaint was settled by LPL Financial in favor of the investor. Wells Fargo Advisors denied another customer complaint and the customer did not pursue any action thereafter. Allegations Against Terry Bailey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Terry Bailey Red Flags & Your Rights As An Investor Of course, Terry Bailey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Terry Bailey at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Terry Bailey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Terry Bailey If you have questions about LPL Financial LLC and/or Terry Bailey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 17, 2023

Teresa Owsley of LPL Financial LLC

DID TERESA DIANA OWSLEY CAUSE YOU INVESTMENT LOSSES? Teresa Owsley Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Teresa Owsley Customer Complaint Teresa Owsley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a mutual fund investment was inappropriate for customer’s grandchildren’s growth objective. The Huntington Investment Company denied the customer complaint and the customer took no further action as of this date. Teresa Owsley Red Flags & Your Rights As An Investor Of course, Teresa Owsley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teresa Owsley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Teresa Owsley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Teresa Owsley If you have questions about LPL Financial LLC and/or Teresa Owsley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 13, 2023

Steven Farley formerly with LPL Financial LLC

DID STEVEN PAUL FARLEY CAUSE YOU INVESTMENT LOSSES? Steven Farley Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Steven Farley Customer Complaint Steven Farley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation of business development company. LPL Financial settled the customer complaint in favor the investor. Steven Farley Red Flags & Your Rights As An Investor Of course, Steven Farley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Farley at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Farley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Farley If you have questions about LPL Financial LLC and/or Steven Farley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 11, 2023

Steven Fairchild of LPL Financial LLC

DID STEVEN EDWIN FAIRCHILD CAUSE YOU INVESTMENT LOSSES? Steven Fairchild Of LPL Financial LLC And Formerly With National Planning Corporation Has 3 Customer Complaints For Alleged Broker Misconduct Steven Fairchild Customer Complaints Steven Fairchild has been the subject of 3 customer complaints that we know about to recover investment losses. All 3 customer complaints were settled by Steven Fairchild’s former employers in favor of the investors. Allegations Against Steven Fairchild A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Steven Fairchild Red Flags & Your Rights As An Investor Of course, Steven Fairchild did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Fairchild at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Steven Fairchild has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Fairchild If you have questions about LPL Financial LLC, National Planning Corporation and/or Steven Fairchild and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading