May 30, 2023

Raymond Velasco, Sr. formerly with LPL Financial LLC

DID RAYMOND ALAGAO VELASCO, SR. CAUSE YOU INVESTMENT LOSSES? Raymond Velasco, Sr. Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Raymond Velasco, Sr. Customer Complaint Raymond Velasco, Sr. has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for replacing an existing life insurance policy with a new variable universal life insurance policy without customer’s knowledge. The arbitration against MetLife Securities is still pending. Raymond Velasco, Sr. Red Flags & Your Rights As An Investor Of course, Raymond Velasco, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Raymond Velasco, Sr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Raymond Velasco, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Raymond Velasco, Sr. If you have questions about LPL Financial LLC and/or Raymond Velasco, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 29, 2023

Randy Kirkpatrick of LPL Financial LLC

DID RANDY ALLEN KIRKPATRICK CAUSE YOU INVESTMENT LOSSES? Randy Kirkpatrick Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Randy Kirkpatrick Customer Complaint Randy Kirkpatrick has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failing to disclose surrender charges related to a variable annuity contract. LPL Financial denied the customer complaint and, to date, no further action has been taken. Randy Kirkpatrick Red Flags & Your Rights As An Investor Of course, Randy Kirkpatrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randy Kirkpatrick at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Randy Kirkpatrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Randy Kirkpatrick If you have questions about LPL Financial LLC and/or Randy Kirkpatrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 25, 2023

Peter Smith formerly with LPL Financial LLC

DID PETER MURRAY SMITH CAUSE YOU INVESTMENT LOSSES? Peter Smith Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Peter Smith Customer Complaint Peter Smith has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for recommendations to invest into REITs that were unsuitable. LPL Financial settled the customer complaint in favor of the investor. Peter Smith Red Flags & Your Rights As An Investor Of course, Peter Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Smith at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Peter Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Smith If you have questions about LPL Financial LLC and/or Peter Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 23, 2023

Peter Mersberger of LPL Financial LLC

DID PETER JEROME MERSBERGER CAUSE YOU INVESTMENT LOSSES? Peter Mersberger Of LPL Financial LLC And Formerly With Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. Has 4 Customer Complaints For Alleged Broker Misconduct Peter Mersberger Customer Complaints Peter Mersberger has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints was settled by Peter Mersberger’s former employer Voya Financial Advisors in favor of the investors. The other customer dispute was denied by ING Financial Services and the customer took no further action. Allegations Against Peter Mersberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Mersberger Red Flags & Your Rights As An Investor Of course, Peter Mersberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Mersberger at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Peter Mersberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cambridge Investment Research, Inc. and Voya Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Peter Mersberger If you have questions about LPL Financial LLC, Cambridge Investment Research, Inc., Voya Financial Advisors, Inc. and/or Peter Mersberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 21, 2023

Paul Stanislaw, Jr. formerly with LPL Financial LLC

DID PAUL JOHN STANISLAW JR CAUSE YOU INVESTMENT LOSSES? Paul Stanislaw, Jr. Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Paul Stanislaw, Jr. Customer Complaints Paul Stanislaw, Jr. has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints are settled by LPL Financial in favor of the investors the same brokerage firm denied the remaining customer complaint and no further action was taken. Allegations Against Paul Stanislaw, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Paul Stanislaw, Jr. Red Flags & Your Rights As An Investor Of course, Paul Stanislaw, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Stanislaw, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Paul Stanislaw, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Paul Stanislaw, Jr. If you have questions about LPL Financial LLC and/or Paul Stanislaw, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 18, 2023

Oscar Harrison, II of LPL Financial LLC

DID OSCAR LEE HARRISON II CAUSE YOU INVESTMENT LOSSES? Oscar Harrison, II Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Oscar Harrison, II Customer Complaints Oscar Harrison, II has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by LPL Financial in favor the customer. The other 2 customer complaints were denied by LPL Financial and, to date, the customers have not taken any further action. Allegations Against Oscar Harrison, II A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Oscar Harrison, II Red Flags & Your Rights As An Investor Of course, Oscar Harrison, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Oscar Harrison, II at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Oscar Harrison, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Oscar Harrison, II If you have questions about LPL Financial LLC and/or Oscar Harrison, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 16, 2023

Nicholas Canuso of LPL Financial LLC

DID NICHOLAS JR ANDREW CANUSO CAUSE YOU INVESTMENT LOSSES? Nicholas Canuso Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Nicholas Canuso Customer Complaint Nicholas Canuso has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable investment recommendations of an alternative investment. LPL Financial settled the customer dispute in favor of the investor. Nicholas Canuso Red Flags & Your Rights As An Investor Of course, Nicholas Canuso did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicholas Canuso at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Nicholas Canuso has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Nicholas Canuso If you have questions about LPL Financial LLC and/or Nicholas Canuso and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 8, 2023

Michael Haley of LPL Financial LLC

DID MICHAEL WILLIAM HALEY CAUSE YOU INVESTMENT LOSSES? Michael Haley Of LPL Financial LLC And Formerly With National Planning Corporation Has A Customer Complaint For Alleged Broker Misconduct Michael Haley Customer Complaint Michael Haley has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were recommendations of a REIT, business development company and private placement investments were too risky in light a client’s investment objectives and financial condition. LPL Financial denied the customer complaint and, to date, the customer is not taking any further action. Michael Haley Red Flags & Your Rights As An Investor Of course, Michael Haley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Haley at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether Michael Haley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Haley If you have questions about LPL Financial LLC, National Planning Corporation and/or Michael Haley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 7, 2023

Michael McHugh of LPL Financial LLC

DID MICHAEL SCOTT MCHUGH CAUSE YOU INVESTMENT LOSSES? Michael McHugh Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Michael McHugh Customer Complaint Michael McHugh has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for conversion of funds from a client’s account. LPL Financial denied the customer allegations and to date, the customer is not taken any further action. Michael McHugh Red Flags & Your Rights As An Investor Of course, Michael McHugh did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael McHugh at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Michael McHugh has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael McHugh If you have questions about LPL Financial LLC and/or Michael McHugh and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 6, 2023

Michael Rainbolt of LPL Financial LLC

DID MICHAEL POWER RAINBOLT CAUSE YOU INVESTMENT LOSSES? Michael Rainbolt Of LPL Financial LLC And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Michael Rainbolt Customer Complaint Michael Rainbolt has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor took out a margin loan on her account without authorization. Edward Jones settled the customer complaint in favor of the investor. Michael Rainbolt Red Flags & Your Rights As An Investor Of course, Michael Rainbolt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Rainbolt at LPL Financial LLC and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Michael Rainbolt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Rainbolt If you have questions about LPL Financial LLC, Edward Jones and/or Michael Rainbolt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading