Apr 18, 2023

Mary Henry of LPL Financial LLC

DID MARY ALICE HENRY CAUSE YOU INVESTMENT LOSSES? Mary Henry Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Mary Henry Customer Complaints Mary Henry has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by PSI in favor of the investor. The other 2 customer complaints were denied by LPL Financial and Edward Jones and, to date, the customers have not taken any further action. Allegations Against Mary Henry A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mary Henry Red Flags & Your Rights As An Investor Of course, Mary Henry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mary Henry at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mary Henry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mary Henry If you have questions about Investors LPL Financial LLC and/or Mary Henry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 12, 2023

Mark Hoover of LPL Financial LLC

DID MARK DUANE HOOVER CAUSE YOU INVESTMENT LOSSES? Mark Hoover Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Mark Hoover Customer Complaint Mark Hoover has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the financial advisor’s failure to disclose to the customers for over contributing to their Roth IRA resulting in penalties. Mr. Hoover’s former employer settled the dispute in favor of the investor by providing the estimated amount of penalties to be incurred. Mark Hoover Red Flags & Your Rights As An Investor Of course, Mark Hoover did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Hoover at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Mark Hoover has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will Inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Hoover If you have questions about LPL Financial LLC, Waddell & Reed and/or Mark Hoover and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 11, 2023

Mark Burns of LPL Financial LLC

DID MARK CAREY BURNS CAUSE YOU INVESTMENT LOSSES? Mark Burns Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Mark Burns Customer Complaint Mark Burns has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations and misrepresentations of the investments including an adjustable life insurance policy. LPL Financial and UBS Financial Services settled the customer complaint for double the amount demanded in the initial claim. Mark Burns Red Flags & Your Rights As An Investor Of course, Mark Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Burns at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Burns If you have questions about LPL Financial LLC and/or Mark Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 10, 2023

Mark Haenny LPL Financial LLC

DID MARK ALAN HAENNY CAUSE YOU INVESTMENT LOSSES? Mark Haenny Of LPL Financial LLC And Formerly With Cetera Advisors LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Haenny Customer Complaints Mark Haennyhas been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. The other customer complaint was settled by First Allied Securities in favor of the investor. Allegations Against Mark Haenny A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Haenny Red Flags & Your Rights As An Investor Of course, Mark Haenny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Haenny at LPL Financial LLC and Cetera Advisors LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Haenny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Advisors LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Haenny If you have questions about LPL Financial LLC, Cetera Advisors LLC and/or Mark Haenny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2023

Marcus McGlasson of LPL Financial LLC

DID MARCUS COREY MCGLASSON CAUSE YOU INVESTMENT LOSSES? Marcus McGlasson Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Marcus McGlasson Customer Complaint Marcus McGlasson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and misleading statements relating to the offer and sale of 2 business development companies. LPL Financial has settled the customer complaint in favor of the investor. Marcus McGlasson Red Flags & Your Rights As An Investor Of course, Marcus McGlasson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus McGlasson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Marcus McGlasson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Marcus McGlasson If you have questions about LPL Financial LLC and/or Marcus McGlasson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2023

Lester Lee, Jr. of LPL Financial LLC

DID LESTER HUGHES LEE JR CAUSE YOU INVESTMENT LOSSES? Lester Lee, Jr. Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Lester Lee, Jr. Customer Complaints Lester Lee, Jr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Lester Lee’s employers and, to date, the customers have not taken any further action. Allegations Against Lester Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Lester Lee, Jr. Red Flags & Your Rights As An Investor Of course, Lester Lee, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Lee, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lester Lee, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lester Lee, Jr. If you have questions about LPL Financial LLC and/or Lester Lee, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 30, 2023

Lee Nordstrom formerly with LPL Financial LLC

DID LEE VICTOR NORDSTROM CAUSE YOU INVESTMENT LOSSES? Lee Nordstrom Formerly With LPL Financial LLC and Vorpahl Wing Securities, Has A Customer Complaint For Alleged Broker Misconduct Lee Nordstrom Customer Complaint Lee Nordstrom has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for excessive trading and overconcentration of an account in just to stock positions. Lee Nordstrom’s former employer settle the customer complaint in favor of the investor. Lee Nordstrom Red Flags & Your Rights As An Investor Of course, Lee Nordstrom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lee Nordstrom at LPL Financial LLC and Vorpahl Wing Securities on alert to review carefully the activity and performance of their accounts and question whether Lee Nordstrom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Vorpahl Wing Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lee Nordstrom If you have questions about LPL Financial LLC, Vorpahl Wing Securities and/or Lee Nordstrom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Laurence Wajsman of LPL Financial LLC

DID LAURENCE MICHAEL WAJSMAN CAUSE YOU INVESTMENT LOSSES? Laurence Wajsman Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Laurence Wajsman Customer Complaints Laurence Wajsman has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Laurence Wajsman’s former employer and, to date, the customers have not taken any further action. Allegations Against Laurence Wajsman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Laurence Wajsman Red Flags & Your Rights As An Investor Of course, Laurence Wajsman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Laurence Wajsman at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Laurence Wajsman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Laurence Wajsman If you have questions about LPL Financial LLC and/or Laurence Wajsman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 26, 2023

Kimberly Kennedy of LPL Financial LLC

DID KIMBERLY ANN KENNEDY CAUSE YOU INVESTMENT LOSSES? Kimberly Kennedy Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Kimberly Kennedy Customer Complaints Kimberly Kennedy has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Forta Financial Group in favor of the investors. Allegations Against Kimberly Kennedy A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kimberly Kennedy Red Flags & Your Rights As An Investor Of course, Kimberly Kennedy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kimberly Kennedy at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kimberly Kennedy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kimberly Kennedy If you have questions about LPL Financial LLC and/or Kimberly Kennedy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 20, 2023

Kevin McCallum formerly with LPL Financial LLC

DID KEVIN MARSHALL MCCALLUM CAUSE YOU INVESTMENT LOSSES? Kevin McCallum Formerly With LPL Financial LLC Has 9 Customer Complaints For Alleged Broker Misconduct Kevin McCallum Customer Complaints Kevin McCallum has been the subject of 9 customer complaints that we know about to recover investment losses. One customer complaint resulted in a FINRA arbitration in an arbitration award to the customer the amount of $500,000. Seven of the other customer complaints were settled favorably for the investors. There is still one customer complaint pending in a FINRA arbitration recently filed. Allegations Against Kevin McCallum A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin McCallum Red Flags & Your Rights As An Investor Of course, Kevin McCallum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin McCallum at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin McCallum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kevin McCallum If you have questions about LPL Financial LLC and/or Kevin McCallum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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