Mar 17, 2023

Kenneth Christie of LPL Financial LLC

DID KENNETH LEE CHRISTIE CAUSE YOU INVESTMENT LOSSES? Kenneth Christie Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Kenneth Christie Customer Complaint Kenneth Christie has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions to cease trading in the discretionary managed accounts. Customer complaint was settled in favor of the investor. Kenneth Christie Red Flags & Your Rights As An Investor Of course, Kenneth Christie did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Christie at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kenneth Christie has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Christie If you have questions about LPL Financial LLC and/or Kenneth Christie and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 17, 2023

Kenneth Klein of LPL Financial LLC

DID KENNETH JOHN KLEIN CAUSE YOU INVESTMENT LOSSES? Kenneth Klein Of LPL Financial LLC And Formerly With Hornor, Townsend & Kent, LLC, Has A Customer Complaint For Alleged Broker Misconduct Kenneth Klein Customer Complaint Kenneth Klein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for a recommendation of 2 variable annuities and a life insurance policy that were inconsistent with client’s stated goals. The customer complaint was denied by the financial advisor’s employer and to date, the customer is not taken any further action. Kenneth Klein Red Flags & Your Rights As An Investor Of course, Kenneth Klein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kenneth Klein at LPL Financial LLC and Hornor, Townsend & Kent, LLC on alert to review carefully the activity and performance of their accounts and question whether Kenneth Klein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Hornor, Townsend & Kent, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kenneth Klein If you have questions about LPL Financial LLC, Hornor, Townsend & Kent, LLC and/or Kenneth Klein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Keith Laterrade of LPL Financial LLC

DID KEITH GREGORY LATERRADE CAUSE YOU INVESTMENT LOSSES? Keith Laterrade Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Keith Laterrade Customer Complaint Keith Laterrade has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendations to invest in a leveraged exchange traded fund (ETF). LPL Financial settled the dispute for $700,000. Keith Laterrade Red Flags & Your Rights As An Investor Of course, Keith Laterrade did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Laterrade at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Keith Laterrade has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Keith Laterrade If you have questions about LPL Financial LLC and/or Keith Laterrade and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Karen Briggs formerly with LPL Financial LLC

DID KAREN BRIGGS CAUSE YOU INVESTMENT LOSSES? Karen Briggs Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Karen Briggs Customer Complaints Karen Briggs has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by LPL Financial in favor of the investor. The same brokerage firm denied another customer complaint and, to date, the customer has not taken any further action. Allegations Against Karen Briggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Karen Briggs Red Flags & Your Rights As An Investor Of course, Karen Briggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Karen Briggs at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Karen Briggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Karen Briggs If you have questions about LPL Financial LLC and/or Karen Briggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2023

Julius Pappas of LPL Financial LLC

DID JULIUS PAPPAS CAUSE YOU INVESTMENT LOSSES? Julius Pappas Of LPL Financial LLC And Formerly With MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Julius Pappas Customer Complaints Julius Pappas has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Prudential Securities in favor of the investor. The other 2 customer complaints were denied by MML Investors Services and Prudential Securities and, to date, the customers have not taken any further action. Allegations Against Julius Pappas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Julius Pappas Red Flags & Your Rights As An Investor Of course, Julius Pappas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Julius Pappas at LPL Financial LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Julius Pappas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Julius Pappas If you have questions about LPL Financial LLC, MML Investors Services, LLC and/or Julius Pappas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2023

Joseph Pearce of LPL Financial LLC

DID JOSEPH PAUL PEARCE CAUSE YOU INVESTMENT LOSSES? Joseph Pearce Of LPL Financial LLC And Formerly With Ameriprise Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Joseph Pearce Customer Complaint Joseph Pearce has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an inappropriate recommendation to decrease the death benefit of a variable life insurance policy. The customer complaint was denied by Ameriprise Financial Services and, to date, the customer is not taking any further action against the firm or the broker. Joseph Pearce Red Flags & Your Rights As An Investor Of course, Joseph Pearce did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Pearce at LPL Financial LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Pearce has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Ameriprise Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Pearce If you have questions about LPL Financial LLC, Ameriprise Financial Services, Inc. and/or Joseph Pearce and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 6, 2023

Joseph Altic of LPL Financial LLC

DID JOSEPH DARREN ALTIC CAUSE YOU INVESTMENT LOSSES? Joseph Altic Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Altic Customer Complaint Joseph Altic has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were trading in the managed accounts was inconsistent with clients goals and objectives. The customer complaint was denied by LPL Financial and, today, the customer has not taken any further action. Joseph Altic Red Flags & Your Rights As An Investor Of course, Joseph Altic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Altic at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Altic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Altic If you have questions about LPL Financial LLC and/or Joseph Altic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2023

John Simone, Sr. of LPL Financial LLC

DID JOHN EMMANUEL SIMONE SR CAUSE YOU INVESTMENT LOSSES? John Simone, Sr. Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Simone, Sr. Customer Complaints John Simone, Sr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by LPL Financial and Princor Financial Services Corporation. To date, the customers have not taken any further action with respect to those complaints. Allegations Against John Simone, Sr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Simone, Sr. Red Flags & Your Rights As An Investor Of course, John Simone, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Simone, Sr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Simone, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Simone, Sr. If you have questions about LPL Financial LLC and/or John Simone, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2023

John Pelletier of LPL Financial LLC

DID JOHN E. PELLETIER CAUSE YOU INVESTMENT LOSSES? John Pelletier Of LPL Financial LLC And Formerly With BMO Harris Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Pelletier Customer Complaint John Pelletier has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized distributions from customers individual retirement account. The customer complaint filed in Michigan state court was settled in favor of the investor. John Pelletier Red Flags & Your Rights As An Investor Of course, John Pelletier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pelletier at LPL Financial LLC and BMO Harris Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Pelletier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and BMO Harris Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Pelletier If you have questions about LPL Financial LLC, BMO Harris Financial Advisors, Inc. and/or John Pelletier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2023

Jonathan Bridges of LPL Financial LLC

DID JONATHAN CHRISTIAN BRIDGES CAUSE YOU INVESTMENT LOSSES? Jonathan Bridges Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Jonathan Bridges Customer Complaint Jonathan Bridges has been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations about the holding period of a read investment. LPL Financial denied the customer complaint, and to date, the customer has not taken any further action. Jonathan Bridges Red Flags & Your Rights As An Investor Of course, Jonathan Bridges did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Bridges at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Bridges has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jonathan Bridges If you have questions about LPL Financial LLC and/or Jonathan Bridges and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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