Mar 6, 2023

Joseph Altic of LPL Financial LLC

DID JOSEPH DARREN ALTIC CAUSE YOU INVESTMENT LOSSES? Joseph Altic Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Joseph Altic Customer Complaint Joseph Altic has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were trading in the managed accounts was inconsistent with clients goals and objectives. The customer complaint was denied by LPL Financial and, today, the customer has not taken any further action. Joseph Altic Red Flags & Your Rights As An Investor Of course, Joseph Altic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Altic at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joseph Altic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joseph Altic If you have questions about LPL Financial LLC and/or Joseph Altic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2023

John Simone, Sr. of LPL Financial LLC

DID JOHN EMMANUEL SIMONE SR CAUSE YOU INVESTMENT LOSSES? John Simone, Sr. Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Simone, Sr. Customer Complaints John Simone, Sr. has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by LPL Financial and Princor Financial Services Corporation. To date, the customers have not taken any further action with respect to those complaints. Allegations Against John Simone, Sr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Simone, Sr. Red Flags & Your Rights As An Investor Of course, John Simone, Sr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Simone, Sr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Simone, Sr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Simone, Sr. If you have questions about LPL Financial LLC and/or John Simone, Sr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2023

John Pelletier of LPL Financial LLC

DID JOHN E. PELLETIER CAUSE YOU INVESTMENT LOSSES? John Pelletier Of LPL Financial LLC And Formerly With BMO Harris Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct John Pelletier Customer Complaint John Pelletier has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized distributions from customers individual retirement account. The customer complaint filed in Michigan state court was settled in favor of the investor. John Pelletier Red Flags & Your Rights As An Investor Of course, John Pelletier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Pelletier at LPL Financial LLC and BMO Harris Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether John Pelletier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and BMO Harris Financial Advisors, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Pelletier If you have questions about LPL Financial LLC, BMO Harris Financial Advisors, Inc. and/or John Pelletier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 19, 2023

Jonathan Bridges of LPL Financial LLC

DID JONATHAN CHRISTIAN BRIDGES CAUSE YOU INVESTMENT LOSSES? Jonathan Bridges Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Jonathan Bridges Customer Complaint Jonathan Bridges has been the subject ofat least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations about the holding period of a read investment. LPL Financial denied the customer complaint, and to date, the customer has not taken any further action. Jonathan Bridges Red Flags & Your Rights As An Investor Of course, Jonathan Bridges did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Bridges at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Bridges has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jonathan Bridges If you have questions about LPL Financial LLC and/or Jonathan Bridges and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 18, 2023

John Milo of LPL Financial LLC

DID JOHN PATRICK MILO CAUSE YOU INVESTMENT LOSSES? John Milo Of LPL Financial LLC And Formerly With Waddell & Reed Has 6 Customer Complaints For Alleged Broker Misconduct John Milo Customer Complaints John Milo has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint was settled in favor of the investor. The other 5 customer complaints were denied by John Milo’s former employers in the customers took no further action. Allegations Against John Milo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Milo Red Flags & Your Rights As An Investor Of course, John Milo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Milo at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether John Milo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Milo If you have questions about LPL Financial LLC, Waddell & Reed and/or John Milo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2023

John Stubbs formerly with LPL Financial LLC

DID JOHN DAVID STUBBS CAUSE YOU INVESTMENT LOSSES? John Stubbs Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct John Stubbs Customer Complaints John Stubbs has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer disputes were settled in favor of the investors. Allegations Against John Stubbs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Stubbs Red Flags & Your Rights As An Investor Of course, John Stubbs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Stubbs at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether John Stubbs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Stubbs If you have questions about LPL Financial LLC and/or John Stubbs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 15, 2023

Joe Franklin formerly with LPL Financial LLC

DID JOE DAVID FRANKLIN CAUSE YOU INVESTMENT LOSSES? Joe Franklin Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Joe Franklin Customer Complaints Joe Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. The other 2 customer complaints were denied in the customers took no further action. Allegations Against Joe Franklin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joe Franklin Red Flags & Your Rights As An Investor Of course, Joe Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Franklin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joe Franklin If you have questions about LPL Financial LLC and/or Joe Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jeanann Kramer of LPL Financial LLC

DID JEANANN M KRAMER CAUSE YOU INVESTMENT LOSSES? Jeanann Kramer Of LPL Financial LLC And Formerly With Advisors’ Pride Inc. and Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jeanann Kramer of LPL Financial LLC? Jeanann Kramer (CRD #4897459) who is currently registered with LPL Financial LLC and located in Appleton, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Jeanann Kramer was associated with Advisors’ Pride Inc. and Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeanann Kramer Customer Complaint Jeanann Kramer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisors recommendation that a customer liquidate securities inherited resulted in unanticipated tax consequences. The customer’s dispute was settled by Jeanann Kramer’s former employer in favor of the investor. Jeanann Kramer Red Flags & Your Rights As An Investor Of course, Jeanann Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeanann Kramer at LPL Financial LLC, Advisors’ Pride Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeanann Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Advisors’ Pride Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeanann Kramer If you have questions about LPL Financial LLC, Advisors’ Pride Inc., Edward Jones and/or Jeanann Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Couture LPL Financial LLC

DID JAMES KENNETH COUTURE CAUSE YOU INVESTMENT LOSSES? James Couture Formerly With LPL Financial LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is James Couture LPL Financial LLC? James Couture (CRD #4406284) who was formerly registered with LPL Financial LLC and located in Worcester, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, James Couture was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Couture has had his own share of regulatory problems. In November 2022, the United States SEC initiated and settled a administrative proceeding against him for allegedly misappropriating approximately $2.9 million from approximately 6 investors. In a related matter, FINRA permanently barred James Couture from any further association with any FINRA member firm for failing to cooperate in its investigation of the matter. James Couture Customer Complaints James Couture has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were by LPL Financial settled in favor of the investors for $270,000, $50,000, $2,375,000, and $480,000. The brokerage firm denied the other customer complaint, and, it appears to date no further action has been taken. Allegations Against James Couture A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Couture Red Flags & Your Rights As An Investor Of course, James Couture did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Couture at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Couture has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Couture If you have questions about LPL Financial LLC and/or James Couture and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Wagner of LPL Financial LLC

DID JAMES BRUCE WAGNER CAUSE YOU INVESTMENT LOSSES? James Wagner Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is James Wagner of LPL Financial LLC? James Wagner (CRD #1485336) who is currently registered with LPL Financial LLC and located in New Albany, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, James Wagner was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Wagner Customer Complaint James Wagner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor’s delay in settling a deceased client’s accounts caused damages. The complaint was settled in favor of the investor. James Wagner Red Flags & Your Rights As An Investor Of course, James Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Wagner at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether James Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Wagner If you have questions about LPL Financial LLC, Waddell & Reed and/or James Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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