Feb 15, 2023

Joe Franklin formerly with LPL Financial LLC

DID JOE DAVID FRANKLIN CAUSE YOU INVESTMENT LOSSES? Joe Franklin Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Joe Franklin Customer Complaints Joe Franklin has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by LPL Financial in favor of the investor. The other 2 customer complaints were denied in the customers took no further action. Allegations Against Joe Franklin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joe Franklin Red Flags & Your Rights As An Investor Of course, Joe Franklin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Franklin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joe Franklin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joe Franklin If you have questions about LPL Financial LLC and/or Joe Franklin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 7, 2023

Jeanann Kramer of LPL Financial LLC

DID JEANANN M KRAMER CAUSE YOU INVESTMENT LOSSES? Jeanann Kramer Of LPL Financial LLC And Formerly With Advisors’ Pride Inc. and Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Jeanann Kramer of LPL Financial LLC? Jeanann Kramer (CRD #4897459) who is currently registered with LPL Financial LLC and located in Appleton, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Jeanann Kramer was associated with Advisors’ Pride Inc. and Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeanann Kramer Customer Complaint Jeanann Kramer has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisors recommendation that a customer liquidate securities inherited resulted in unanticipated tax consequences. The customer’s dispute was settled by Jeanann Kramer’s former employer in favor of the investor. Jeanann Kramer Red Flags & Your Rights As An Investor Of course, Jeanann Kramer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeanann Kramer at LPL Financial LLC, Advisors’ Pride Inc. and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Jeanann Kramer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Advisors’ Pride Inc. and Edward Jones also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jeanann Kramer If you have questions about LPL Financial LLC, Advisors’ Pride Inc., Edward Jones and/or Jeanann Kramer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 28, 2023

James Couture LPL Financial LLC

DID JAMES KENNETH COUTURE CAUSE YOU INVESTMENT LOSSES? James Couture Formerly With LPL Financial LLC Has 5 Customer Complaints For Alleged Broker Misconduct Who is James Couture LPL Financial LLC? James Couture (CRD #4406284) who was formerly registered with LPL Financial LLC and located in Worcester, Massachusetts, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, James Couture was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Couture has had his own share of regulatory problems. In November 2022, the United States SEC initiated and settled a administrative proceeding against him for allegedly misappropriating approximately $2.9 million from approximately 6 investors. In a related matter, FINRA permanently barred James Couture from any further association with any FINRA member firm for failing to cooperate in its investigation of the matter. James Couture Customer Complaints James Couture has been the subject of 5 customer complaints that we know about to recover investment losses. Four of the customer complaints were by LPL Financial settled in favor of the investors for $270,000, $50,000, $2,375,000, and $480,000. The brokerage firm denied the other customer complaint, and, it appears to date no further action has been taken. Allegations Against James Couture A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Couture Red Flags & Your Rights As An Investor Of course, James Couture did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Couture at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Couture has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Couture If you have questions about LPL Financial LLC and/or James Couture and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 25, 2023

James Wagner of LPL Financial LLC

DID JAMES BRUCE WAGNER CAUSE YOU INVESTMENT LOSSES? James Wagner Of LPL Financial LLC And Formerly With Waddell & Reed Has A Customer Complaint For Alleged Broker Misconduct Who is James Wagner of LPL Financial LLC? James Wagner (CRD #1485336) who is currently registered with LPL Financial LLC and located in New Albany, Indiana, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, James Wagner was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Wagner Customer Complaint James Wagner has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor’s delay in settling a deceased client’s accounts caused damages. The complaint was settled in favor of the investor. James Wagner Red Flags & Your Rights As An Investor Of course, James Wagner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Wagner at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether James Wagner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Wagner If you have questions about LPL Financial LLC, Waddell & Reed and/or James Wagner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 22, 2023

Jack Biedebach of LPL Financial LLC

DID JACK ANTHONY BIEDEBACH CAUSE YOU INVESTMENT LOSSES? Jack Biedebach Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Jack Biedebach of LPL Financial LLC? Jack Biedebach (CRD #5060280) who is currently registered with LPL Financial LLC and located in Anaheim, California, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Jack Biedebach was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jack Biedebach Customer Complaint Jack Biedebach has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow client’s instructions and keep the account in cash. The arbitration claim was settled by LPL Financial in favor of the investor. Jack Biedebach Red Flags & Your Rights As An Investor Of course, Jack Biedebach did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jack Biedebach at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jack Biedebach has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jack Biedebach If you have questions about LPL Financial LLC and/or Jack Biedebach and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2023

Ilan Tsapovski of LPL Financial LLC

DID ILAN N. TSAPOVSKI CAUSE YOU INVESTMENT LOSSES? Ilan Tsapovski Of LPL Financial LLC And Formerly With Citigroup Global Markets Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ilan Tsapovski of LPL Financial LLC? Ilan Tsapovski (CRD #4331422) who is currently registered with LPL Financial LLC and located in Brooklyn, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Ilan Tsapovski was associated with Citigroup Global Markets Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ilan Tsapovski Customer Complaint Ilan Tsapovski has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for allegedly failing to follow client’s instructions to invest in triple tax-free municipal Bond fund and misrepresentations concerning the liquidity of his investment. The customer complaint was settled by Citigroup Global Markets in favor of the investor. Ilan Tsapovski Red Flags & Your Rights As An Investor Of course, Ilan Tsapovski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ilan Tsapovski at LPL Financial LLC and Citigroup Global Markets Inc. on alert to review carefully the activity and performance of their accounts and question whether Ilan Tsapovski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Citigroup Global Markets Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ilan Tsapovski If you have questions about LPL Financial LLC, Citigroup Global Markets Inc. and/or Ilan Tsapovski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2023

Ian Baker of LPL Financial LLC

DID IAN STUART BAKER CAUSE YOU INVESTMENT LOSSES? Ian Baker Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Baker of LPL Financial LLC? Ian Baker (CRD #4018036) who is currently registered with LPL Financial LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Ian Baker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ian Baker Customer Complaint Ian Baker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or allegedly making to unsuitable investments in the managed accounts. The FINRA arbitration claim was settled by LPL Financial in favor of the investor. Ian Baker Red Flags & Your Rights As An Investor Of course, Ian Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Baker at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ian Baker If you have questions about LPL Financial LLC and/or Ian Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Guillermo Gastelum of LPL Financial LLC

DID GUILLERMO ALONZO GASTELUM CAUSE YOU INVESTMENT LOSSES? Guillermo Gastelum Of LPL Financial LLC And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Guillermo Gastelum of LPL Financial LLC? Guillermo Gastelum (CRD #5100366) who is currently registered with LPL Financial LLC  and located in Mesa, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Guillermo Gastelum was associated with BBVA Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guillermo Gastelum Customer Complaint Guillermo Gastelum has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided erroneous information in the purchase of an annuity that led to potentially unfavorable tax consequences. The customer complaint was denied and to date, has not taken any further action. Guillermo Gastelum Red Flags & Your Rights As An Investor Of course, Guillermo Gastelum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guillermo Gastelum at LPL Financial LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Guillermo Gastelum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Guillermo Gastelum If you have questions about LPL Financial LLC, BBVA Securities Inc. and/or Guillermo Gastelum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Gregory Kearney of LPL Financial LLC

DID GREGORY WILLIAM KEARNEY CAUSE YOU INVESTMENT LOSSES? Gregory Kearney Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Kearney of LPL Financial LLC? Gregory Kearney (CRD #3245312) who is currently registered with LPL Financial LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Kearney Customer Complaint Gregory Kearney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented to structured notes investments. The brokerage firm settled the matter in favor of investors. Gregory Kearney Red Flags & Your Rights As An Investor Of course, Gregory Kearney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Kearney at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Kearney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gregory Kearney If you have questions about LPL Financial LLC and/or Gregory Kearney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Shoemaker of LPL Financial LLC

DID GREGORY ALAN SHOEMAKER CAUSE YOU INVESTMENT LOSSES? Gregory Shoemaker Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Shoemaker of LPL Financial LLC? Gregory Shoemaker (CRD #2525779) who is currently registered with LPL Financial LLC and located in Des Peres, Missouri is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Shoemaker Customer Complaint Gregory Shoemaker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to conduct adequate due diligence related to a business development company investment. The customer complaint was recently denied, and to date, the customer has not taken any further action. Gregory Shoemaker Red Flags & Your Rights As An Investor Of course, Gregory Shoemaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Shoemaker at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Shoemaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gregory Shoemaker If you have questions about LPL Financial LLC and/or Gregory Shoemaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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