Jan 21, 2023

Ian Baker of LPL Financial LLC

DID IAN STUART BAKER CAUSE YOU INVESTMENT LOSSES? Ian Baker Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Ian Baker of LPL Financial LLC? Ian Baker (CRD #4018036) who is currently registered with LPL Financial LLC and located in New York, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Ian Baker was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ian Baker Customer Complaint Ian Baker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were or allegedly making to unsuitable investments in the managed accounts. The FINRA arbitration claim was settled by LPL Financial in favor of the investor. Ian Baker Red Flags & Your Rights As An Investor Of course, Ian Baker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ian Baker at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ian Baker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ian Baker If you have questions about LPL Financial LLC and/or Ian Baker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Guillermo Gastelum of LPL Financial LLC

DID GUILLERMO ALONZO GASTELUM CAUSE YOU INVESTMENT LOSSES? Guillermo Gastelum Of LPL Financial LLC And Formerly With BBVA Securities Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Guillermo Gastelum of LPL Financial LLC? Guillermo Gastelum (CRD #5100366) who is currently registered with LPL Financial LLC  and located in Mesa, Arizona, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Guillermo Gastelum was associated with BBVA Securities Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guillermo Gastelum Customer Complaint Guillermo Gastelum has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor provided erroneous information in the purchase of an annuity that led to potentially unfavorable tax consequences. The customer complaint was denied and to date, has not taken any further action. Guillermo Gastelum Red Flags & Your Rights As An Investor Of course, Guillermo Gastelum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guillermo Gastelum at LPL Financial LLC and BBVA Securities Inc. on alert to review carefully the activity and performance of their accounts and question whether Guillermo Gastelum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and BBVA Securities Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Guillermo Gastelum If you have questions about LPL Financial LLC, BBVA Securities Inc. and/or Guillermo Gastelum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 15, 2023

Gregory Kearney of LPL Financial LLC

DID GREGORY WILLIAM KEARNEY CAUSE YOU INVESTMENT LOSSES? Gregory Kearney Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Kearney of LPL Financial LLC? Gregory Kearney (CRD #3245312) who is currently registered with LPL Financial LLC and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Kearney Customer Complaint Gregory Kearney has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented to structured notes investments. The brokerage firm settled the matter in favor of investors. Gregory Kearney Red Flags & Your Rights As An Investor Of course, Gregory Kearney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Kearney at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Kearney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gregory Kearney If you have questions about LPL Financial LLC and/or Gregory Kearney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 13, 2023

Gregory Shoemaker of LPL Financial LLC

DID GREGORY ALAN SHOEMAKER CAUSE YOU INVESTMENT LOSSES? Gregory Shoemaker Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gregory Shoemaker of LPL Financial LLC? Gregory Shoemaker (CRD #2525779) who is currently registered with LPL Financial LLC and located in Des Peres, Missouri is a subject of one of our many securities industry sales practice abuse investigations.   Gregory Shoemaker Customer Complaint Gregory Shoemaker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to conduct adequate due diligence related to a business development company investment. The customer complaint was recently denied, and to date, the customer has not taken any further action. Gregory Shoemaker Red Flags & Your Rights As An Investor Of course, Gregory Shoemaker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gregory Shoemaker at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gregory Shoemaker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gregory Shoemaker If you have questions about LPL Financial LLC and/or Gregory Shoemaker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 10, 2023

Gleason Swassing III formerly with LPL Financial LLC

DID GLEASON FRANKLIN SWASSING III CAUSE YOU INVESTMENT LOSSES? Gleason Swassing III Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gleason Swassing III formerly with LPL Financial LLC? Gleason Swassing III (CRD #4060433) who was formerly registered with LPL Financial LLC and located in Pocatello Idaho, is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Gleason Swassing III was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gleason Swassing III Customer Complaint Gleason Swassing III has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to a solicited purchase of shares in a joint venture for the purchaser real estate. The brokerage firm denied the customer complaint, and to date, no further customer action has been taken. Gleason Swassing III Red Flags & Your Rights As An Investor Of course, Gleason Swassing III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gleason Swassing III, formerly at LPL Financial LLC, on alert to review carefully the activity and performance of their accounts and question whether Gleason Swassing III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gleason Swassing III If you have questions about LPL Financial LLC and/or Gleason Swassing III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2023

George Jameson formerly with LPL Financial LLC

DID GEORGE WALTON JAMESON CAUSE YOU INVESTMENT LOSSES? George Jameson Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is George Jameson formerly with LPL Financial LLC? George Jameson (CRD #4263854) who was formerly registered with LPL Financial LLC and located in Lexington, South Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, George Jameson was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Jameson Customer Complaint George Jameson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to implement the dollar cost averaging strategy in a discretionary account part of the client’s instructions. The customer complaint was settled by the brokerage firm Cornerstone Wealth Group in favor of the customer. George Jameson Red Flags & Your Rights As An Investor Of course, George Jameson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Jameson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether George Jameson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To George Jameson If you have questions about LPL Financial LLC and/or George Jameson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 3, 2023

Gary Stanislawski of LPL Financial LLC

DID GARY MICHAEL STANISLAWSKI CAUSE YOU INVESTMENT LOSSES? Gary Stanislawski of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Stanislawski of LPL Financial LLC? Gary Stanislawski (CRD #2518714) who is currently registered with LPL Financial LLC and located in Tulsa, Oklahoma, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Gary Stanislawski was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Stanislawski Customer Complaint Gary Stanislawski has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations of business development companies. Customer complaint was recently denied by LPL Financial and, to date, it appears that the customer has not taken any further action. Gary Stanislawski Red Flags & Your Rights As An Investor Of course, Gary Stanislawski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Stanislawski at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Gary Stanislawski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gary Stanislawski If you have questions about LPL Financial LLC and/or Gary Stanislawski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Barney of LPL Financial LLC

DID GARY JOHN BARNEY CAUSE YOU INVESTMENT LOSSES? Gary Barney of LPL Financial LLC And Formerly With Securities America, Inc. and The O.N. Equity Sales Company, Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Barney of LPL Financial LLC? Gary Barney (CRD #6548602) who is currently registered with LPL Financial LLC and located in Utica, Michigan, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Gary Barney was associated with Securities America, Inc. and The O.N. Equity Sales Company and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Barney Customer Complaint Gary Barney has been the subject of at least one customer complaint that we know about, which was filed in the last two years to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were at the financial advisor recommended an unsuitable variable annuity exchange. The customer complaint was denied by the brokerage firm and, to date, it appears that no further action has been taken. Gary Barney Red Flags & Your Rights As An Investor Of course, Gary Barney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Barney at LPL Financial LLC, Securities America, Inc. The O.N. Equity Sales Company on alert to review carefully the activity and performance of their accounts and question whether Gary Barneyhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Securities America, Inc., and The O.N. Equity Sales Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Gary Barney If you have questions about LPL Financial LLC, Securities America, Inc., The O.N. Equity Sales Company, and/or Gary Barney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2022

Frederick Guist of LPL Financial LLC

DID FREDERICK JAMES GUIST CAUSE YOU INVESTMENT LOSSES? Frederick James Guist of LPL Financial LLC And Formerly With SII investments, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Frederick Guist of LPL Financial LLC? Frederick Guist (CRD #5308813) who is currently registered with LPL Financial LLC and located in Janesville, Wisconsin, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Frederick Guist was associated with SII investments, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frederick Guist Customer Complaint Frederick Guist has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty and negligence in connection with the purchase of a REIT and a business development company investment. Frederick Guist Red Flags & Your Rights As An Investor Of course, Frederick Guist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frederick Guist at LPL Financial LLC and SII investments, Inc. on alert to review carefully the activity and performance of their accounts and question whether Frederick Guist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and SII investments, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due to Frederick Guist If you have questions about LPL Financial LLC and SII investments, Inc. and/or Frederick Guist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Frank Orlando Of LPL Financial LLC

DID FRANK A. ORLANDO CAUSE YOU INVESTMENT LOSSES? Frank Orlando Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Frank Orlando Of LPL Financial LLC? Frank Orlando (CRD #4844280) who is currently registered with LPL Financial LLC and located in Furlong, Pennsylvania, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Frank Orlando was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Frank Orlando Customer Complaints Frank Orlando has been the subject of two customer complaints that we know about. Both of Frank Orlando’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Frank Orlando A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Frank Orlando Red Flags & Your Rights As An Investor Of course, Frank Orlando did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Frank Orlando at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Frank Orlando has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Frank Orlando If you have questions about LPL Financial LLC and/or Frank Orlando and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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