Dec 5, 2022

Donald Coffin of LPL Financial

DID DONALD RICHARD COFFIN CAUSE YOU INVESTMENT LOSSES? Donald Coffin Of LPL Financial And Formerly With Voya Financial Advisors, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Coffin of LPL Financial? Donald Coffin (CRD #2900573) who is currently registered with LPL Financial and located in Southington, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Donald Coffin was associated with Voya Financial Advisors, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Coffin Customer Complaint Donald Coffin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were mismanagement of customer’s accounts and failure to follow instructions to liquidate investments in mutual funds. Donald Coffin’s customer complaint was denied and, to date, the customer has not taken any further action. Donald Coffin Red Flags & Your Rights As An Investor Of course, Donald Coffin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Coffin at LPL Financial and Voya Financial Advisors, Inc. on alert to review carefully the activity and performance of their accounts and question whether Donald Coffin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Donald Coffin If you have questions about LPL Financial, Voya Financial Advisors, Inc., and/or Donald Coffin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 2, 2022

Don Rudolph formerly with LPL Financial LLC

DID DOMINICK M. GRECO CAUSE YOU INVESTMENT LOSSES? Dominick Greco Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Don Rudolph formerly with LPL Financial LLC? Don Rudolph (CRD #1743602) who was formerly registered with LPL Financial LLC and located in Chapel Hill, North Carolina, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Don Rudolph was associated with INVEST Financial Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Don Rudolph Customer Complaints Don Rudolph has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses.  One of Don Rudolph’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Don Rudolph’s former employer Founders Financial Alliance for investment losses caused by the alleged misconduct. Allegations Against Don Rudolph A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations of business development companies and REIT. Misrepresentation of advisory fees. Don Rudolph Red Flags & Your Rights As An Investor Of course, Don Rudolph did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Rudolph at LPL Financial LLC and INVEST Financial Corporationon alert to review carefully the activity and performance of their accounts and question whether Don Rudolph has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and INVEST Financial Corporation also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Don Rudolph If you have questions about LPL Financial LLC, INVEST Financial Corporation and/or Don Rudolph and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dominick Greco formerly with LPL Financial LLC

DID DOMINICK M. GRECO CAUSE YOU INVESTMENT LOSSES? Dominick Greco Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Dominick Greco formerly with LPL Financial LLC? Dominick Greco (CRD #4375180) who was formerly registered with LPL Financial LLC and located in Indio, California is a subject of one of our many securities industry sales practice abuse investigations.   Dominick Greco Customer Complaints Dominick Greco has been the subject of 3 customer complaints that we know about, which were filed to recover investment losses. Two of Dominick Greco’s 3 customer complaints were settled in favor of investors. One of Dominick Greco’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Dominick Greco A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable recommendation of Norstar Real Estate Investment II and FS Investment Corp. Unsuitable investment recommendations in breach of financial advisors fiduciary duty along with misrepresentations and negligence in connection with investments in REITs and business development companies. Unsuitable REIT purchase. Dominick Greco Red Flags & Your Rights As An Investor Of course, Dominick Greco did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominick Greco at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominick Greco has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominick Greco If you have questions about LPL Financial LLC and/or Dominick Greco and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 1, 2022

Dominic Debruin formerly with LPL Financial LLC

DID DOMINIC THOMAS DEBRUIN CAUSE YOU INVESTMENT LOSSES? Dominic Debruin Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dominic Debruin formerly with LPL Financial LLC? Dominic Debruin (CRD #2788196) who was formerly registered with LPL Financial LLC and located in Meza, Arizona is a subject of a FINRA regulatory investigation and one of our many securities industry sales practice abuse investigations.  Dominic Debruin has been permanently barred from association with any FINRA member firm.   Dominic Debruin Customer Complaint Dominic Debruin has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor recommended unsuitable stock transactions and misappropriated funds. Dominic Debruin’s customer complaint was settled in favor of the investors. Dominic Debruin Red Flags & Your Rights As An Investor Of course, Dominic Debruin’s did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dominic Debruin at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Dominic Debruin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dominic Debruin If you have questions about LPL Financial LLC and/or Dominic Debruin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2022

Diane Hutchings formerly with LPL Financial LLC

DID DIANE ELAINE HUTCHINGS CAUSE YOU INVESTMENT LOSSES? Diane Hutchings Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Diane Hutchings formerly with LPL Financial LLC? Diane Hutchings (CRD # 4412532) who was formerly registered with LPL Financial LLC and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Diane Hutchings Customer Complaint Diane Hutchings has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor recommended unsuitable investments in non-traded REITs and other high risk investments involving business development companies. Diane Hutchings’ customer complaint was settled in favor of the investor.   Diane Hutchings Red Flags & Your Rights As An Investor Of course, Diane Hutchings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diane Hutchings at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Diane Hutchings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Diane Hutchings If you have questions about LPL Financial LLC and/or Diane Hutchings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 21, 2022

Dawn West of LPL Financial LLC

DID DAWN SHERI WEST CAUSE YOU INVESTMENT LOSSES? Dawn West Of LPL Financial LLC And Formerly With Capital One Investing, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dawn West of LPL Financial LLC? Dawn West (CRD #4797506) who is currently registered with LPL Financial LLC and located in Jackson Heights, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Dawn West was associated with Capital One Investing, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dawn West Customer Complaint Dawn West has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were related to an unsuitable investment recommendation to invest in a structured note. Dawn West’s customer complaint was settled in favor of the investor. Dawn West Red Flags & Your Rights As An Investor Of course, Dawn West did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dawn West at LPL Financial LLC and Capital One Investing, LLC on alert to review carefully the activity and performance of their accounts and question whether Dawn West has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Capital One Investing, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Dawn West If you have questions about LPL Financial LLC, Capital One Investing, LLC and/or Dawn West and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 16, 2022

David Lademan formerly with LPL Financial LLC

DID DAVID MICHAEL LADEMAN CAUSE YOU INVESTMENT LOSSES? David Lademan Formerly With LPL Financial LLC And Kalos Capital, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is David Lademan formerly with LPL Financial LLC? David Lademan (CRD #2479077) who was formerly registered with LPL Financial LLC and located in Okemos, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, David Lademan was associated with Kalos Capital, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Lademan Customer Complaints David Lademan has been the subject of 6 customer complaints that we know about, 5 of those complaints were filed in the last year to recover investment losses. Three of David Lademan’s 6 customer complaints were settled in favor of investors.  One of David Lademan’s customer complaints was denied and, to date, the customer has not taken any further action. There are currently 2 pending customer complaints filed against David Lademan’s former employer Kalos Capital, Inc.  for investment losses caused by the alleged misconduct. Allegations Against David Lademan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment recommendations and failure to perform due diligence on GPB Capital Holdings Overconcentration in direct investments involving real estate securities and private equity Misrepresentation to induce investment in annuity contracts Breach of Fiduciary Duty, unsuitable investment recommendations, and breach of contract related to private placements in real estate securities False and misleading statements and omissions of material fact, breach of fiduciary duty, breach of contract, negligence involving direct investments in equipment leasing in real estate securities David Lademan Red Flags & Your Rights As An Investor Of course, David Lademan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lademan at LPL Financial LLC and Kalos Capital, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Lademan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Kalos Capital, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Lademan If you have questions about LPL Financial LLC, Kalos Capital, Inc., and/or David Lademan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 11, 2022

David Givnish of LPL Financial LLC?

DID DAVID LAWRENCE GIVNISH CAUSE YOU INVESTMENT LOSSES? David Givnish Of LPL Financial LLC And Formerly With National Planning Corporation Has A Customer Complaint For Alleged Broker Misconduct Who is David Givnish of LPL Financial LLC? David Givnish (CRD #2435299) who is currently registered with LPL Financial LLC and located in Carefree, Arizona is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, David Givnish was associated with National Planning Corporation and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Givnish Customer Complaint David Givnish has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation related to universal life insurance policy. David Givnish’s customer complaint was denied and, to date, the customer has not taken any further action. David Givnish Red Flags & Your Rights As An Investor Of course, David Givnish did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Givnish at LPL Financial LLC and National Planning Corporation on alert to review carefully the activity and performance of their accounts and question whether David Givnish has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning Corporation also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Givnish If you have questions about LPL Financial LLC, National Planning Corporation and/or David Givnish and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Nastri of LPL Financial LLC

DID DAVID JON NASTRI CAUSE YOU INVESTMENT LOSSES? David Nastri Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Nastri of LPL Financial LLC? David Nastri (CRD #5178144) who is currently registered with LPL Financial LLC and located in Cheshire, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. David Nastri Customer Complaint David Nastri has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable recommendation and failure to disclose risk of structured product investment. David Nastri’s customer complaint was denied and, to date, the customer has not taken any further action. David Nastri Red Flags & Your Rights As An Investor Of course, David Nastri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Nastri at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether David Nastri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Nastri If you have questions about LPL Financial LLC and/or David Nastri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2022

David Venegas of LPL Financial LLC

DID DAVID JOHN VENEGAS CAUSE YOU INVESTMENT LOSSES? David Venegas Of LPL Financial LLC And Formerly With CUNA Brokerage Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is David Venegas of LPL Financial LLC? David Venegas (CRD #2027844) who is currently registered with LPL Financial LLC and located in Marysville, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, David Venegas was associated with CUNA Brokerage Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Venegas Customer Complaint David Venegas has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to disclose surrender charges related to variable annuity investment. David Venegas’ customer complaint was denied and, to date, the customer has not taken any further action. David Venegas Red Flags & Your Rights As An Investor Of course, David Venegas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Venegas at LPL Financial LLC and CUNA Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether David Venegas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and CUNA Brokerage Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Venegas If you have questions about LPL Financial LLC, CUNA Brokerage Services, Inc. and/or David Venegas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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