Jun 27, 2022

Alan Fryman of Peak Brokerage Services, LLC

DID ALAN HOWARD FRYMAN CAUSE YOU INVESTMENT LOSSES? Alan Fryman Of Peak Brokerage Services, LLC And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Fryman of Peak Brokerage Services, LLC? Alan Fryman (CRD #2173922) who is currently registered with Peak Brokerage Services, LLC and located in Jupiter, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Peak Brokerage Services, LLC, Alan Fryman was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Fryman Customer Complaint Alan Fryman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alan Fryman made misrepresentations and misleading statements in connection with variable annuity transaction. Alan Fryman’s customer complaint was denied and, to date, the customer has not taken any further action. Alan Fryman Red Flags & Your Rights As An Investor Of course, Alan Fryman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Fryman at Peak Brokerage Services, LLC and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Alan Fryman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Peak Brokerage Services, LLC and LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Peak Brokerage Services, LLC Due To Alan Fryman If you have questions about Peak Brokerage Services, LLC, LPL Financial LLC, and/or Alan Fryman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alfred Amato of LPL Financial LLC

DID ALEXANDER CHARLES LADAGE CAUSE YOU INVESTMENT LOSSES? Alfred Amato Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alfred Amato of LPL Financial LLC? Alfred Amato (CRD #4335456) who is currently registered with LPL Financial LLC and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations. Alfred Amato Customer Complaint Alfred Amato has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alfred Amato misrepresented and made an unsuitable investment recommendation to invest in a business development company. Alfred Amato’s customer complaint was denied and, to date, the customer has not taken any further action. Alfred Amato Red Flags & Your Rights As An Investor Of course, Alfred Amato did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfred Amato at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alfred Amato has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alfred Amato If you have questions about LPL Financial LLC and/or Alfred Amato and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Burton Apfelbaum of LPL Financial LLC

DID BURTON LUKE APFELBAUM CAUSE YOU INVESTMENT LOSSES? Burton Apfelbaum Of LPL Financial LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Burton Apfelbaum of LPL Financial LLC? Burton Apfelbaum (CRD #2092567) who is currently registered with LPL Financial LLC and located in Latham, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Burton Apfelbaum was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Burton Apfelbaum Customer Complaint Burton Apfelbaum has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Burton Apfelbaum failed to follow clients liquidation instructions.  Burton Apfelbaum’s customer complaint was settled in favor of the investors. Burton Apfelbaum Red Flags & Your Rights As An Investor Of course, Burton Apfelbaum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Burton Apfelbaum at LPL Financial LLC and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Burton Apfelbaum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Burton Apfelbaum If you have questions about LPL Financial LLC, MML Investors Services, LLC, and/or Burton Apfelbaum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Brent Jackson of LPL Financial LLC

DID BRENT DANIEL JACKSON CAUSE YOU INVESTMENT LOSSES? Brent Jackson Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Brent Jackson of LPL Financial LLC? Brent Jackson (CRD #2609161) who is currently registered with LPL Financial LLC and located in Findlay, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Brent Jackson Customer Complaint Brent Jackson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brent Jackson failed to follow customers instructions to liquidate accounts. Brent Jackson’s customer complaint was denied and, to date, the customer has not taken any further action. Brent Jackson Red Flags & Your Rights As An Investor Of course, Brent Jackson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brent Jackson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brent Jackson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brent Jackson If you have questions about LPL Financial LLC and/or Brent Jackson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Bradley Hill of LPL Financial LLC

DID BRADLEY KEITH HILL CAUSE YOU INVESTMENT LOSSES? Bradley Hill Of LPL Financial LLC And Formerly With Cuso Financial Services, L.P. Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Hill of LPL Financial LLC? Bradley Hill (CRD #2703287) who is currently registered with LPL Financial LLC and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Bradley Hill was associated with Cuso Financial Services, L.P. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bradley Hill Customer Complaint Bradley Hill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradley Hill made unsuitable investment recommendations related to a mutual fund. Bradley Hill’s customer complaint was denied and, to date, the customer has not taken any further action. Bradley Hill Red Flags & Your Rights As An Investor Of course, Bradley Hill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Hill at LPL Financial LLC and Cuso Financial Services on alert to review carefully the activity and performance of their accounts and question whether Bradley Hill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cuso Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Hill If you have questions about LPL Financial LLC, Cuso Financial Services and/or Bradley Hill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Joel Arivett of Arvest Wealth Management

DID JOEL R. ARIVETT CAUSE YOU INVESTMENT LOSSES? Joel Arivett Of Arvest Wealth Management And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joel Arivett of Arvest Wealth Management? Joel Arivett (CRD #6746446) who is currently registered with Arvest Wealth Management and located in Russellville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arvest Wealth Management, Joel Arivett was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joel Arivett Customer Complaints Joel Arivett has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Joel Arivett’s 2 customer complaints was settled in favor of the investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Joel Arivett’s alleged misconduct. Allegations Against Joel Arivett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Joel Arivett promised that client’s account would have $115,000 once trades were processed, but the account only had $107,895.67 after the trades were completed. Client alleged that funds were not invested in 529 plans as instructed allegedly committed by Joel Arivett. Joel Arivett Red Flags & Your Rights As An Investor Of course, Joel Arivett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Arivett at Arvest Wealth Management and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Joel Arivett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arvest Wealth Management and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arvest Wealth Management Due To Joel Arivett If you have questions about Arvest Wealth Management, LPL Financial, and/or Joel Arivett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Andy Schwartz of LPL Financial LLC

DID ANDY MARK SCHWARTZ CAUSE YOU INVESTMENT LOSSES? Andy Schwartz Of LPL Financial LLC And Formerly With Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andy Schwartz of LPL Financial LLC? Andy Schwartz (CRD #1317986) who is currently registered with LPL Financial LLC and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, Andy Schwartz was associated with Northwestern Mutual Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andy Schwartz Customer Complaint Andy Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to recommend sell order. Andy Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andy Schwartz Red Flags & Your Rights As An Investor Of course, Andy Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andy Schwartz at LPL Financial and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andy Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andy Schwartz If you have questions about LPL Financial, Northwestern Mutual Investment Services, and/or Andy Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alex Gutierrez Of LPL Financial LLC

DID ALEX GREGORY GUTIERREZ CAUSE YOU INVESTMENT LOSSES? Alex Gutierrez Of LPL Financial LLC And Formerly With TD Ameritrade, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Alex Gutierrez of LPL Financial LLC? Alex Gutierrez (CRD #6200774) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Alex Gutierrez was associated with TD Ameritrade, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alex Gutierrez Customer Complaint Alex Gutierrez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alex Gutierrez made an unsuitable bond recommendation. Alex Gutierrez’s customer complaint was denied and, to date, the customer has not taken any further action. Alex Gutierrez Red Flags & Your Rights As An Investor Of course, Alex Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Gutierrez at LPL Financial LLC and TD Ameritrade, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and TD Ameritrade, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alex Gutierrez If you have questions about LPL Financial LLC, TD Ameritrade, Inc. and/or Alex Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2022

Christopher Riggs of LPL Financial LLC

It is critical for everyone to understand as much as possible about the persons with whom they entrust their money. Background checks may reveal a wealth of information, including past employment history, regulatory disciplinary actions, and consumer complaints. This vital information might lead to concerns about Christopher Riggs and the money you lost as a result of your investments. We’ll do our best to answer any questions you may have. DID CHRISTOPHER BRIAN RIGGS CAUSE YOU INVESTMENT LOSSES? Christopher Riggs Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Christopher Riggs of LPL Financial LLC? Christopher Riggs (CRD #4133082) who is currently registered with LPL Financial LLC and located in Petersburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Christopher Riggs Customer Complaints Christopher Riggs has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Christopher Riggs’ 4 customer complaints were settled in favor of investors. Two of Christopher Riggs’ customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Christopher Riggs A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendations with respect to real estate securities. At misrepresentations and unsuitable investment recommendations related to corporate bonds and mutual funds. Christopher Riggs Red Flags & Your Rights As An Investor Of course, Christopher Riggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Riggs at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Riggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Riggs If you have questions about LPL Financial LLC and/or Christopher Riggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 21, 2022

Christopher Watts of LPL Financial LLC

It’s critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you can learn more about a person’s background, including previous employment history, regulatory enforcement actions, and consumer complaints. You may be wondering about Christopher Watts and investment losses you may have incurred. We’ll do our best to answer any concerns you have. DID CHRISTOPHER ALLAN WATTS CAUSE YOU INVESTMENT LOSSES? Christopher Watts Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Watts of LPL Financial LLC? Christopher Watts (CRD #4935714) who is currently registered with LPL Financial LLC and located in Lexington, Kentucky is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Watts Customer Complaint Christopher Watts has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to REIT investments. Christopher Watts’ customer complaint was settled in favor of the investors. Christopher Watts Red Flags & Your Rights As An Investor Of course, Christopher Watts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Watts at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Watts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Watts If you have questions about LPL Financial LLC and/or Christopher Watts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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