Mar 8, 2022

Jason Boley of LPL Financial

DID JASON ANDREW BOLEY CAUSE YOU INVESTMENT LOSSES? Jason Boley Of LPL Financial And Formerly With BMO Harris Financial Advisors And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Boley of LPL Financial? Jason Boley (CRD #4403414) who is currently registered with LPL Financial and located in Palatine, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jason Boley was associated with BMO Harris Financial Advisors, J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Boley Customer Complaint Jason Boley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding managed account investment. Jason Boley’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Boley Red Flags & Your Rights As An Investor Of course, Jason Boley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Boley at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Boley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jason Boley If you have questions about LPL Financial, BMO Harris Financial Advisors, J.P. Morgan Securities, and/or Jason Boley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Keri Blake of LPL Financial

DID KERI ELIZABETH BLAKE CAUSE YOU INVESTMENT LOSSES? Keri Blake Of LPL Financial, Wealthcare Advisory Partners And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Keri Blake of LPL Financial? Keri Blake (CRD #4605995) who is currently registered with LPL Financial, Wealthcare Advisory Partners and located in Indianola, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Wealthcare Advisory Partners, Keri Blake was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Keri Blake Customer Complaint Keri Blake has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Keri Blake invested money in annuity sub-accounts that were not authorized. Keri Blake’s customer complaint was denied and, to date, the customer has not taken any further action. Keri Blake Red Flags & Your Rights As An Investor Of course, Keri Blake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keri Blake at LPL Financial, Wealthcare Advisory Partners and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Keri Blake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Wealthcare Advisory Partners and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Keri Blake If you have questions about LPL Financial, Wealthcare Advisory Partners, Edward Jones, and/or Keri Blake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Burtraw formerly with J.P. Turner & Company

DID CHRISTOPHER CHARLES BURTRAW CAUSE YOU INVESTMENT LOSSES? Christopher Burtraw Formerly With J.P. Turner & Company Has 5 Customer Complaints For Alleged Broker Misconduct Who is Christopher Burtraw formerly with J.P. Turner & Company? Christopher Burtraw (CRD #4670431) who was formerly registered with J.P. Turner & Company and located in Lake Wood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Christopher Burtraw has been the subject of a number of criminal and regulatory investigations.  He was convicted by a jury of theft and then subsequently permanently barred by the United States Securities and Exchange Commission for any association with any member firm in any capacity.  It was also permanently barred by FINRA for failing to deliver documents in one of its investigations. Christopher Burtraw Customer Complaints Christopher Burtraw has been the subject of 5 customer complaints that we know about. One of Christopher Burtraw’s 5 customer complaints resulted in an arbitration award in favor of the investor. Three of Christopher Burtraw’s  customer complaints were settled in favor of investors. One of Christopher Burtraw’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Christopher Burtraw A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Burtraw’s alleged suitability, misrepresentation or misleading information in connection with her REIT purchases. Attorney for customer alleged that Christopher Burtraw solicited clients to invest in promissory notes directly through the advisor instead of through LPL. Christopher Burtraw was named in a customer complaint that asserted the following causes of action: violation of C.R.S. §§ 11-51-501 (Colorado securities fraud) and 11-51-501(5) (Colorado Investment Adviser Fraud); violation of Section 10(b) of the Securities Exchange Act (federal securities fraud); and common law fraud; unsuitability and common law breach of fiduciary duty. Client alleged Christopher Burtraw’s unsuitable investment, breach of contract and breach of fiduciary duty in connection with investments made into BDCs. Unsuitable recommendations, fraud, misrepresentation, and failure to supervise with regard to investments in non-traded/publicly traded REITs, BDCs, and variable annuities allegedly by Christopher Burtraw. Christopher Burtraw Red Flags & Your Rights As An Investor Of course, Christopher Burtraw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Burtraw at J.P. Turner & Company on alert to review carefully the activity and performance of their accounts and question whether Christopher Burtraw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Turner & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Turner & Company Due To Christopher Burtraw If you have questions about J.P. Turner & Company and/or Christopher Burtraw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Justin Byrd of LPL Financial

DID JUSTIN ROWE BYRD CAUSE YOU INVESTMENT LOSSES? Justin Byrd Of LPL Financial And Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who Justin Byrd of LPL Financial? Justin Byrd (CRD #6296541) who is currently registered with LPL Financial and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Justin Byrd was associated with MML Investors Services, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Byrd Customer Complaint Justin Byrd has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the whole life insurance policy that he purchased, which was funded with proceeds from variable life insurance policies, was misrepresented. Justin Byrd’s customer complaint was denied and, to date, the customer has not taken any further action. Justin Byrd Red Flags & Your Rights As An Investor Of course, Justin Byrd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Byrd at LPL Financial, MML Investors Services, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Justin Byrd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, MML Investors Services, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Justin Byrd If you have questions about LPL Financial, MML Investors Services, NYLIFE Securities, and/or Justin Byrd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Johnny Ceballos of LPL Financial

DID JOHNNY ALFONSO CEBALLOS CAUSE YOU INVESTMENT LOSSES? Johnny Ceballos Of LPL Financial, Golden State Wealth Management And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Johnny Ceballos of LPL Financial? Johnny Ceballos (CRD #5330577) who is currently registered with LPL Financial, Golden State Wealth Management and located in Yuba City, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Golden State Wealth Management, Johnny Ceballos was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Johnny Ceballos Customer Complaint Johnny Ceballos has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Johnny Ceballos made unsuitable investment recommendations in a discretionary advisory account. Johnny Ceballos’ customer complaint was denied and, to date, the customer has not taken any further action. Johnny Ceballos Red Flags & Your Rights As An Investor Of course, Johnny Ceballos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnny Ceballos at LPL Financial, Golden State Wealth Management, and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Johnny Ceballos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Golden State Wealth Management, and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Johnny Ceballos If you have questions about LPL Financial, Golden State Wealth Management, Edward Jones, and/or Johnny Ceballos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Chiaro of LPL Financial

DID JAMES PATRICK CHIARO CAUSE YOU INVESTMENT LOSSES? James Chiaro Of LPL Financial And Formerly With Citizens Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Chiaro of LPL Financial? James Chiaro (CRD #4866429) who is currently registered with LPL Financial and located in Forty Fort, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Chiaro was associated with Citizens Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Chiaro Customer Complaints James Chiaro has been the subject of 2 customer complaints that we know about, which was filed in the last year to recover investment losses. One of James Chiaro’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by James Chiaro’s alleged misconduct. Allegations Against James Chiaro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that sales of ETF’s on March 20, 2020 were unauthorized, and that account was mismanaged thereafter allegedly by James Chiaro. Customer alleged that James Chiaro did not execute trades in customer’s account at the time he said he would, causing losses. James Chiaro Red Flags & Your Rights As An Investor Of course, James Chiaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Chiaro at LPL Financial and Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether James Chiaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Citizens Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Chiaro If you have questions about LPL Financial, Citizens Securities, and/or James Chiaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Columb Formerly With LPL Financial

DID DAVID ALAN COLUMB CAUSE YOU INVESTMENT LOSSES? David Columb Formerly With LPL Financial Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Columb formerly with LPL Financial? David Columb (CRD #4448027) who was formerly registered with LPL Financial and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. David Columb Customer Complaints David Columb has been the subject of 3 customer complaints that we know about. All 3 of David Columb’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Columb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged David Columb’s unsuitable purchase of Berhinger Harvard REIT. Also alleged unauthorized transfer of account from B.C. Ziegler to LPL. Customer alleged that variable annuity was misrepresented by David Columb at the time of purchase as a fixed investment and sought recovery of surrender charge. Unsuitable investment recommendations by David Columb. David Columb Red Flags & Your Rights As An Investor Of course, David Columb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Columb at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether David Columb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To David Columb If you have questions about LPL Financial and/or David Columb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chase Crump of Private Client Services

DID CHASE RANDOLPH CRUMP CAUSE YOU INVESTMENT LOSSES? Chase Crump Of Private Client Services, RFG Advisory And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Chase Crump of Private Client Services? Chase Crump (CRD #5022650) who is currently registered with Private Client Services, RFG Advisory and located in Shreveport, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Private Client Services, RFG Advisory, Chase Crump was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chase Crump Customer Complaint Chase Crump has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that she was not adequately informed of the taxable gains which would result from the rebalancing of a non-qualified account. Chase Crump’s customer complaint was settled in favor of the investors. Chase Crump Red Flags & Your Rights As An Investor Of course, Chase Crump did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chase Crump at Private Client Services, RFG Advisory and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Chase Crump has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, RFG Advisory and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Private Client Services Due To Chase Crump If you have questions about Private Client Services, RFG Advisory, LPL Financial, and/or Chase Crump and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Weinand of LPL Financial

DID MICHAEL GEORGE WEINAND CAUSE YOU INVESTMENT LOSSES? Michael Weinand Of LPL Financial And Formerly With KMS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Weinand of LPL Financial? Michael Weinand (CRD #2317898) who is currently registered with LPL Financial and located in Lacey, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Michael Weinand was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Weinand Customer Complaints Michael Weinand has been the subject of 2 customer complaints that we know about. Both of Michael Weinand’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Weinand A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client email stated that they are unhappy with American Funds performance. They believed Michael Weinand allegedly was negligent and failed to move their money into bonds. Client purchased a variable life policy (face $268,000) allegedly through Michael Weinand to address the possibly precarious financial situation his wife could be in if he predeceased her by many years. Client complained to Washington insurance commissioner claiming the policy was unsuitable. Michael Weinand Red Flags & Your Rights As An Investor Of course, Michael Weinand did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Weinand at LPL Financial and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Weinand has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and KMS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Michael Weinand If you have questions about LPL Financial, KMS Financial Services, and/or Michael Weinand and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jake Warrington Formerly With LPL Financial

DID JAKE WILLIAM WARRINGTON CAUSE YOU INVESTMENT LOSSES? Jake Warrington Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Jake Warrington formerly with LPL Financial? Jake Warrington (CRD #2843126) who was formerly registered with LPL Financial and located in Parsons, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Jake Warrington Customer Complaint Jake Warrington has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that they did not authorize a small additional purchase of a stock they had already owned. The customer complaint filed against Jake Warrington’s former employer LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Jake Warrington Red Flags & Your Rights As An Investor Of course, Jake Warrington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jake Warrington at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Jake Warrington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jake Warrington If you have questions about LPL Financial and/or Jake Warrington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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