Jun 20, 2022

Cheryl Marquez of LPL Financial LLC

It’s critical that everyone understand everything there is to know about the people with whom they entrust their money. There are many places where you may learn more about someone’s background, such as past employment history, regulatory disciplinary actions, and consumer complaints. If you have any questions about Cheryl Marquez or investment losses you’ve incurred, please contact us. We’ll do everything we can to address your concerns. DID CHERYL LYNN MARQUEZ CAUSE YOU INVESTMENT LOSSES? Cheryl Marquez Of LPL Financial LLC And Formerly With Waddell & Reed Has 2 Customer Complaints For Alleged Broker Misconduct Who is Cheryl Marquez of LPL Financial LLC? Cheryl Marquez (CRD #1903735) who is currently registered with LPL Financial LLC and located in Campbell, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Cheryl Marquez was associated with Waddell & Reed and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cheryl Marquez Customer Complaints Cheryl Marquez has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Cheryl Marquez’s customer complaints was denied and, to date, the customers have not taken any further action. There is currently 1 pending customer complaint filed against Cheryl Marquez’s former employer Waddell & Reed for investment losses caused by the alleged misconduct. Allegations Against Cheryl Marquez A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Failure to liquidate mutual fund investment. Failure to liquidate fixed income funds. Cheryl Marquez Red Flags & Your Rights As An Investor Of course, Cheryl Marquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Marquez at LPL Financial LLC and Waddell & Reed on alert to review carefully the activity and performance of their accounts and question whether Cheryl Marquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Waddell & Reed also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cheryl Marquez If you have questions about LPL Financial LLC, Waddell & Reed, and/or Cheryl Marquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 17, 2022

Cheryl Brown of LPL Financial LLC

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may learn more about a person’s background, including his or her past employment history, regulatory administrative actions, and consumer complaints. This crucial information might lead to concerns regarding your investments with Cheryl Brown. We will do our utmost to respond to any inquiries you may have. DID CHERYL ANN BROWN CAUSE YOU INVESTMENT LOSSES? Cheryl Brown Of LPL Financial LLC And Formerly With H. Beck, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Cheryl Brown of LPL Financial LLC? Cheryl Brown (CRD #1650399) who is currently registered with LPL Financial LLC and located in Worthington, Ohio is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Cheryl Brown was associated with H. Beck, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cheryl Brown Customer Complaint Cheryl Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentation of risks associated with business development companies. Cheryl Brown’s customer complaint was settled in favor of the investors. Cheryl Brown Red Flags & Your Rights As An Investor Of course, Cheryl Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cheryl Brown at LPL Financial LLC and H. Beck, Inc. on alert to review carefully the activity and performance of their accounts and question whether Cheryl Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and H. Beck, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cheryl Brown If you have questions about LPL Financial LLC, H. Beck, Inc., and/or Cheryl Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 22, 2022

Andrew Wesner of LPL Financial LLC

As a client, you put your faith in a broker you can trust. This is why it’s critical to understand everything there is to know about the individual who is investing your cash. This information may assist you in determining whether or not to invest your money with a specific broker. If you believe Andrew Wesner has caused you financial harm, we may be able to help you address any concerns or issues you have. DID ANDREW S. WESNER CAUSE YOU INVESTMENT LOSSES? Andrew Wesner Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Andrew Wesner of LPL Financial LLC? Andrew Wesner (CRD #4171738) who is currently registered with LPL Financial LLC and located in Muskegon, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Andrew Wesner Customer Complaints Andrew Wesner has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Both of Andrew Wesner’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Wesner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Andrew Wesner failed to disclose an illiquidity of Sierra Income, business development company at the time of purchase. Unsuitable investment recommendation of variable annuity. Andrew Wesner Red Flags & Your Rights As An Investor Of course, Andrew Wesner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Wesner at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Wesner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Wesner If you have questions about LPL Financial LLC and/or Andrew Wesner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Boland of LPL Financial

DID PATRICK JACOB BOLAND CAUSE YOU INVESTMENT LOSSES? Patrick Boland Of LPL Financial And Formerly With Woodbury Financial Services And ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Boland of LPL Financial? Patrick Boland (CRD #5658792) who is currently registered with LPL Financial and located in Neenah, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Patrick Boland was associated with Woodbury Financial Services, ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Boland Customer Complaint Patrick Boland has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and misrepresentation regarding alternative investments, including REITs. Patrick Boland’s customer complaint was settled in favor of the investors. Patrick Boland Red Flags & Your Rights As An Investor Of course, Patrick Boland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Boland at LPL Financial, Woodbury Financial Services, and ProEquities on alert to review carefully the activity and performance of their accounts and question whether Patrick Boland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Woodbury Financial Services, and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Patrick Boland If you have questions about LPL Financial, Woodbury Financial Services, ProEquities, and/or Patrick Boland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Boley of LPL Financial

DID JASON ANDREW BOLEY CAUSE YOU INVESTMENT LOSSES? Jason Boley Of LPL Financial And Formerly With BMO Harris Financial Advisors And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Boley of LPL Financial? Jason Boley (CRD #4403414) who is currently registered with LPL Financial and located in Palatine, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jason Boley was associated with BMO Harris Financial Advisors, J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Boley Customer Complaint Jason Boley has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were poor recommendation/poor advice regarding managed account investment. Jason Boley’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Boley Red Flags & Your Rights As An Investor Of course, Jason Boley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Boley at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Boley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, BMO Harris Financial Advisors, and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jason Boley If you have questions about LPL Financial, BMO Harris Financial Advisors, J.P. Morgan Securities, and/or Jason Boley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Keri Blake of LPL Financial

DID KERI ELIZABETH BLAKE CAUSE YOU INVESTMENT LOSSES? Keri Blake Of LPL Financial, Wealthcare Advisory Partners And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Keri Blake of LPL Financial? Keri Blake (CRD #4605995) who is currently registered with LPL Financial, Wealthcare Advisory Partners and located in Indianola, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial and Wealthcare Advisory Partners, Keri Blake was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Keri Blake Customer Complaint Keri Blake has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Keri Blake invested money in annuity sub-accounts that were not authorized. Keri Blake’s customer complaint was denied and, to date, the customer has not taken any further action. Keri Blake Red Flags & Your Rights As An Investor Of course, Keri Blake did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keri Blake at LPL Financial, Wealthcare Advisory Partners and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Keri Blake has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Wealthcare Advisory Partners and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Keri Blake If you have questions about LPL Financial, Wealthcare Advisory Partners, Edward Jones, and/or Keri Blake and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Burtraw formerly with J.P. Turner & Company

DID CHRISTOPHER CHARLES BURTRAW CAUSE YOU INVESTMENT LOSSES? Christopher Burtraw Formerly With J.P. Turner & Company Has 5 Customer Complaints For Alleged Broker Misconduct Who is Christopher Burtraw formerly with J.P. Turner & Company? Christopher Burtraw (CRD #4670431) who was formerly registered with J.P. Turner & Company and located in Lake Wood, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Christopher Burtraw has been the subject of a number of criminal and regulatory investigations.  He was convicted by a jury of theft and then subsequently permanently barred by the United States Securities and Exchange Commission for any association with any member firm in any capacity.  It was also permanently barred by FINRA for failing to deliver documents in one of its investigations. Christopher Burtraw Customer Complaints Christopher Burtraw has been the subject of 5 customer complaints that we know about. One of Christopher Burtraw’s 5 customer complaints resulted in an arbitration award in favor of the investor. Three of Christopher Burtraw’s  customer complaints were settled in favor of investors. One of Christopher Burtraw’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Christopher Burtraw A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Burtraw’s alleged suitability, misrepresentation or misleading information in connection with her REIT purchases. Attorney for customer alleged that Christopher Burtraw solicited clients to invest in promissory notes directly through the advisor instead of through LPL. Christopher Burtraw was named in a customer complaint that asserted the following causes of action: violation of C.R.S. §§ 11-51-501 (Colorado securities fraud) and 11-51-501(5) (Colorado Investment Adviser Fraud); violation of Section 10(b) of the Securities Exchange Act (federal securities fraud); and common law fraud; unsuitability and common law breach of fiduciary duty. Client alleged Christopher Burtraw’s unsuitable investment, breach of contract and breach of fiduciary duty in connection with investments made into BDCs. Unsuitable recommendations, fraud, misrepresentation, and failure to supervise with regard to investments in non-traded/publicly traded REITs, BDCs, and variable annuities allegedly by Christopher Burtraw. Christopher Burtraw Red Flags & Your Rights As An Investor Of course, Christopher Burtraw did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Burtraw at J.P. Turner & Company on alert to review carefully the activity and performance of their accounts and question whether Christopher Burtraw has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Turner & Company also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Turner & Company Due To Christopher Burtraw If you have questions about J.P. Turner & Company and/or Christopher Burtraw and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Justin Byrd of LPL Financial

DID JUSTIN ROWE BYRD CAUSE YOU INVESTMENT LOSSES? Justin Byrd Of LPL Financial And Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who Justin Byrd of LPL Financial? Justin Byrd (CRD #6296541) who is currently registered with LPL Financial and located in Greenwood Village, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Justin Byrd was associated with MML Investors Services, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Justin Byrd Customer Complaint Justin Byrd has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the whole life insurance policy that he purchased, which was funded with proceeds from variable life insurance policies, was misrepresented. Justin Byrd’s customer complaint was denied and, to date, the customer has not taken any further action. Justin Byrd Red Flags & Your Rights As An Investor Of course, Justin Byrd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Byrd at LPL Financial, MML Investors Services, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Justin Byrd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, MML Investors Services, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Justin Byrd If you have questions about LPL Financial, MML Investors Services, NYLIFE Securities, and/or Justin Byrd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Johnny Ceballos of LPL Financial

DID JOHNNY ALFONSO CEBALLOS CAUSE YOU INVESTMENT LOSSES? Johnny Ceballos Of LPL Financial, Golden State Wealth Management And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Johnny Ceballos of LPL Financial? Johnny Ceballos (CRD #5330577) who is currently registered with LPL Financial, Golden State Wealth Management and located in Yuba City, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Golden State Wealth Management, Johnny Ceballos was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Johnny Ceballos Customer Complaint Johnny Ceballos has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Johnny Ceballos made unsuitable investment recommendations in a discretionary advisory account. Johnny Ceballos’ customer complaint was denied and, to date, the customer has not taken any further action. Johnny Ceballos Red Flags & Your Rights As An Investor Of course, Johnny Ceballos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Johnny Ceballos at LPL Financial, Golden State Wealth Management, and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Johnny Ceballos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Golden State Wealth Management, and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Johnny Ceballos If you have questions about LPL Financial, Golden State Wealth Management, Edward Jones, and/or Johnny Ceballos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Chiaro of LPL Financial

DID JAMES PATRICK CHIARO CAUSE YOU INVESTMENT LOSSES? James Chiaro Of LPL Financial And Formerly With Citizens Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Chiaro of LPL Financial? James Chiaro (CRD #4866429) who is currently registered with LPL Financial and located in Forty Fort, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Chiaro was associated with Citizens Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Chiaro Customer Complaints James Chiaro has been the subject of 2 customer complaints that we know about, which was filed in the last year to recover investment losses. One of James Chiaro’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against LPL Financial for investment losses caused by James Chiaro’s alleged misconduct. Allegations Against James Chiaro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that sales of ETF’s on March 20, 2020 were unauthorized, and that account was mismanaged thereafter allegedly by James Chiaro. Customer alleged that James Chiaro did not execute trades in customer’s account at the time he said he would, causing losses. James Chiaro Red Flags & Your Rights As An Investor Of course, James Chiaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Chiaro at LPL Financial and Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether James Chiaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Citizens Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Chiaro If you have questions about LPL Financial, Citizens Securities, and/or James Chiaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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