Oct 12, 2024

Dan Wagner, Jr of Arkadios Capital Reviews

DID DAN EDWARD WAGNER JR CAUSE YOU INVESTMENT LOSSES? Dan Wagner, Jr Of Arkadios Capital Has 4 Customer Complaints For Alleged Broker Misconduct Dan Wagner, Jr Customer Complaints and Reviews Dan E. Wagner Jr.’s record includes several customer disputes, detailed as follows: Allegations Against Dan Wagner, Jr Listed below are the specific allegations against Dan E. Wagner Jr. in the context of his financial advisory role: Dan Wagner, Jr Red Flags & Your Rights As An Investor Of course, Dan Wagner, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dan Wagner, Jr at Arkadios Capital on alert to review carefully the activity and performance of their accounts and question whether Dan Wagner, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arkadios Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Arkadios Capital Due To Dan Wagner, Jr If you have questions about Arkadios Capital and/or Dan Wagner, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 12, 2024

Joanna Westcott of LPL Financial LLC Reviews

DID JOANNA INGBERG WESTCOTT CAUSE YOU INVESTMENT LOSSES? Joanna Westcott Customer Complaints and Reviews TJoanna Westcott’s FINRA report includes one notable disclosure: Allegations Against Joanna Westcott Joanna Westcott Red Flags & Your Rights As An Investor Of course, Joanna Westcott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joanna Westcott at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Joanna Westcott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Joanna Westcott If you have questions about LPL Financial LLC and/or Joanna Westcott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2024

James Stossel of LPL Financial LLC Reviews

DID JAMES JOSEPH STOSSEL CAUSE YOU INVESTMENT LOSSES? James Stossel Customer Complaints and Reviews James Stossel has one disclosed customer dispute: Allegations Against James Stossel Failure to Follow Instructions: The specific accusation is that Stossel did not act promptly on the client’s directive to decrease risk in the portfolio during a critical period, allegedly resulting in monetary loss. James Stossel Red Flags & Your Rights As An Investor Of course, James Stossel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Stossel at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Stossel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Stossel If you have questions about LPL Financial LLC and/or James Stossel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2024

James Sturdivant of Ameriprise Financial Services, LLC Reviews

DID James Sturdivant CAUSE YOU INVESTMENT LOSSES? James Sturdivant Customer Complaints and Reviews James Sturdivant has one reported customer dispute: Allegations Against James Sturdivant James Sturdivant Red Flags & Your Rights As An Investor Of course, James Sturdivant did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Sturdivant at Ameriprise Financial Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Sturdivant has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services, LLC Due To James Sturdivant If you have questions about Ameriprise Financial Services, LLC and/or James Sturdivant and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 11, 2024

Shannon Moore of LPL Financial LLC Reviews

DID SHANNON DWAIN MOORE CAUSE YOU INVESTMENT LOSSES? Shannon Moore Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Shannon Moore Customer Complaints and Reviews Shannon D. Moore has several notable disclosures in his record: Allegations Against Shannon Moore The allegations against Shannon D. Moore involve unsuitable investment recommendations that did not align with the clients’ objectives and risk tolerances: Shannon Moore Red Flags & Your Rights As An Investor Of course, Shannon Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shannon Moore at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Shannon Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Shannon Moore If you have questions about LPL Financial LLC and/or Shannon Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 10, 2024

Jason Mitsuda of Pruco Securities, LLC Reviews

DID JASON MITSUDA CAUSE YOU INVESTMENT LOSSES? Jason Mitsuda Customer Complaints and Reviews Jason Mitsuda has one reported negative disclosure that potential investors might find significant: Allegations Against Jason Mitsuda Jason Mitsuda Red Flags & Your Rights As An Investor Of course, Jason Mitsuda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Mitsuda at Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Mitsuda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To Jason Mitsuda If you have questions about Pruco Securities, LLC and/or Jason Mitsuda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 9, 2024

Mark Miller of LPL Financial LLC Reviews

DID MARK NORMAN MILLER CAUSE YOU INVESTMENT LOSSES? Mark Miller Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Mark Miller Customer Complaints and Reviews Mark Miller has several negative disclosures: Allegations Against Mark Miller Mark Miller Red Flags & Your Rights As An Investor Of course, Mark Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Miller at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Mark Miller If you have questions about LPL Financial LLC and/or Mark Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 8, 2024

Travis James of LPL Financial LLC Reviews

DID TRAVIS MATTHEW JAMES CAUSE YOU INVESTMENT LOSSES? Travis James Customer Complaints and Reviews Travis James has one reported customer dispute: Allegations Against Travis James Failure to Follow Instructions: The pending dispute centers on claims that James did not adhere to the client’s instructions over a six-year period concerning variable annuity investments. The case is ongoing, and James has denied the allegations, asserting that his actions were consistent with the client’s financial objectives and best interests. Travis James Red Flags & Your Rights As An Investor Of course, Travis James did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Travis James at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Travis James has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Travis James If you have questions about LPL Financial LLC and/or Travis James and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 2, 2024

Randy Redd of LPL Financial LLC FIRED

DID RANDY DEAN REDD CAUSE YOU INVESTMENT LOSSES? Randy Redd Formerly with LPL Financial LLC was terminated on July 18, 2024, due to unapproved outside business activity. Randy Redd Customer Employment History Randy Dean Redd has a significant history in the securities industry, having been associated with multiple firms throughout his career. He was most recently registered with LPL Financial LLC from March 2004 until his termination in July 2024. Before that, he was registered with Equity Services, Inc. from July 2002 to February 2004. Over the years, Redd has passed four industry exams, including one principal/supervisory exam, two general industry/product exams, and one multi-state securities law exam. Despite his extensive experience, he is not currently registered with any firm. Allegations Against Randy Redd Randy Redd Red Flags & Your Rights As An Investor Of course, Randy Redd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Randy Redd at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Randy Redd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Randy Redd If you have questions about LPL Financial LLC and/or Randy Redd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2024

Ross Fabregas of LPL Financial LLC FIRED

DID ROSS RAMON FABREGAS CAUSE YOU INVESTMENT LOSSES? Ross Fabregas Formerly With LPL Financial LLC was terminated on May 20, 2024, for soliciting a loan from a customer without notifying or receiving approval from the firm Ross Fabregas Employment History Ross Ramon Fabregas is a broker with a history in the securities industry, although he is not currently registered with any firm. Over the course of his career, he has worked with three different firms: AXA Advisors, LLC (June 2003 – November 2013), Cambridge Investment Research, Inc. (November 2013 – November 2020), and LPL Financial LLC (November 2020 – June 2024). During his tenure, Fabregas passed two general industry/product exams and one multi-state securities law exam, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). He does not hold any principal or supervisory exam qualifications. Allegations Against Ross Fabregas Ross Ramon Fabregas events reported include one customer dispute and one employment termination. These disclosures are outlined below: Ross Fabregas Red Flags & Your Rights As An Investor Of course, Ross Fabregas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Ross Fabregas at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ross Fabregas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ross Fabregas If you have questions about LPL Financial LLC and/or Ross Fabregas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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