Mar 8, 2022

David Columb Formerly With LPL Financial

DID DAVID ALAN COLUMB CAUSE YOU INVESTMENT LOSSES? David Columb Formerly With LPL Financial Has 3 Customer Complaints For Alleged Broker Misconduct Who is David Columb formerly with LPL Financial? David Columb (CRD #4448027) who was formerly registered with LPL Financial and located in Scottsdale, Arizona is a subject of one of our many securities industry sales practice abuse investigations. David Columb Customer Complaints David Columb has been the subject of 3 customer complaints that we know about. All 3 of David Columb’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Columb A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged David Columb’s unsuitable purchase of Berhinger Harvard REIT. Also alleged unauthorized transfer of account from B.C. Ziegler to LPL. Customer alleged that variable annuity was misrepresented by David Columb at the time of purchase as a fixed investment and sought recovery of surrender charge. Unsuitable investment recommendations by David Columb. David Columb Red Flags & Your Rights As An Investor Of course, David Columb did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Columb at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether David Columb has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To David Columb If you have questions about LPL Financial and/or David Columb and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chase Crump of Private Client Services

DID CHASE RANDOLPH CRUMP CAUSE YOU INVESTMENT LOSSES? Chase Crump Of Private Client Services, RFG Advisory And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Chase Crump of Private Client Services? Chase Crump (CRD #5022650) who is currently registered with Private Client Services, RFG Advisory and located in Shreveport, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to Private Client Services, RFG Advisory, Chase Crump was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chase Crump Customer Complaint Chase Crump has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged that she was not adequately informed of the taxable gains which would result from the rebalancing of a non-qualified account. Chase Crump’s customer complaint was settled in favor of the investors. Chase Crump Red Flags & Your Rights As An Investor Of course, Chase Crump did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chase Crump at Private Client Services, RFG Advisory and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Chase Crump has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Private Client Services, RFG Advisory and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Private Client Services Due To Chase Crump If you have questions about Private Client Services, RFG Advisory, LPL Financial, and/or Chase Crump and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Weinand of LPL Financial

DID MICHAEL GEORGE WEINAND CAUSE YOU INVESTMENT LOSSES? Michael Weinand Of LPL Financial And Formerly With KMS Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Weinand of LPL Financial? Michael Weinand (CRD #2317898) who is currently registered with LPL Financial and located in Lacey, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Michael Weinand was associated with KMS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Weinand Customer Complaints Michael Weinand has been the subject of 2 customer complaints that we know about. Both of Michael Weinand’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Weinand A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client email stated that they are unhappy with American Funds performance. They believed Michael Weinand allegedly was negligent and failed to move their money into bonds. Client purchased a variable life policy (face $268,000) allegedly through Michael Weinand to address the possibly precarious financial situation his wife could be in if he predeceased her by many years. Client complained to Washington insurance commissioner claiming the policy was unsuitable. Michael Weinand Red Flags & Your Rights As An Investor Of course, Michael Weinand did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Weinand at LPL Financial and KMS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Weinand has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and KMS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Michael Weinand If you have questions about LPL Financial, KMS Financial Services, and/or Michael Weinand and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jake Warrington Formerly With LPL Financial

DID JAKE WILLIAM WARRINGTON CAUSE YOU INVESTMENT LOSSES? Jake Warrington Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Jake Warrington formerly with LPL Financial? Jake Warrington (CRD #2843126) who was formerly registered with LPL Financial and located in Parsons, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Jake Warrington Customer Complaint Jake Warrington has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that they did not authorize a small additional purchase of a stock they had already owned. The customer complaint filed against Jake Warrington’s former employer LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Jake Warrington Red Flags & Your Rights As An Investor Of course, Jake Warrington did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jake Warrington at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Jake Warrington has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jake Warrington If you have questions about LPL Financial and/or Jake Warrington and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Welp of LPL Financial

DID JOHN PATRICK WELP CAUSE YOU INVESTMENT LOSSES? John Welp Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is John Welp of LPL Financial? John Welp (CRD #2368419) who is currently registered with LPL Financial and located in Jasper, Indiana is a subject of one of our many securities industry sales practice abuse investigations. John Welp Customer Complaint John Welp has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty and contract through unsuitable investment recommendations, misrepresentations, common law fraud, violations of the Securities Exchange Act of 1934, and negligent supervision. John Welp’s customer complaint was settled in favor of the investors. John Welp Red Flags & Your Rights As An Investor Of course, John Welp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Welp at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether John Welp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To John Welp If you have questions about LPL Financial and/or John Welp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

James Zegers formerly with LPL Financial

DID JAMES JOSEPH ZEGERS CAUSE YOU INVESTMENT LOSSES? James Zegers Formerly With LPL Financial And Voya Financial Advisors Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Zegers formerly with LPL Financial? James Zegers (CRD #2559008) who was formerly registered with LPL Financial and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, James Zegers was associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Zegers Customer Complaints James Zegers has been the subject of 2 customer complaints that we know about. One of James Zegers’ 2 customer complaints was settled in favor of investors. One of James Zegers’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against James Zegers A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged James Zegers’ failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence based on purchase of Northstar REIT. The client alleged that James Zegers advised him that the investment offered a guaranteed return of 8% per year. James Zegers Red Flags & Your Rights As An Investor Of course, James Zegers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Zegers at LPL Financial and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Zegers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Voya Financial Advisors also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To James Zegers If you have questions about LPL Financial, Voya Financial Advisors, and/or James Zegers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jason Anderson formerly with Merrill Lynch Pierce Fenner & Smith

DID JASON J. ANDERSON CAUSE YOU INVESTMENT LOSSES? Jason Anderson Formerly With Merrill Lynch Pierce Fenner & Smith And LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Anderson formerly with Merrill Lynch Pierce Fenner & Smith? Jason Anderson (CRD #6034985) who was formerly registered with Merrill Lynch Pierce Fenner & Smithand located in Savannah, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jason Anderson was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Anderson has had his own regulatory problems.  In February 2021, Jason Anderson was permanently barred from any further association with any member firm in the securities industry in any capacity for failing to respond to a FINRA request for information in connection with 1 of its investigations. Jason Anderson Customer Complaint Jason Anderson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that a fraudulent check was written to repay a loan provided to the Financial Advisor. Jason Anderson’s customer complaint was denied and, to date, the customer has not taken any further action. Jason Anderson Red Flags & Your Rights As An Investor Of course, Jason Anderson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Anderson at Merrill Lynch Pierce Fenner & Smith and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Jason Anderson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jason Anderson If you have questions about Merrill Lynch Pierce Fenner & Smith, LPL Financial, and/or Jason Anderson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joel Arivett of Arvest Wealth Management

DID JOEL R. ARIVETT CAUSE YOU INVESTMENT LOSSES? Joel Arivett Of Arvest Wealth Management And Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Joel Arivett of Arvest Wealth Management? Joel Arivett (CRD #6746446) who is currently registered with Arvest Wealth Management and located in Russellville, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Arvest Wealth Management, Joel Arivett was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joel Arivett Customer Complaints Joel Arivett has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Joel Arivett’s 2 customer complaints was settled in favor of the investors. There is currently one pending customer complaint filed against Edward Jones for investment losses caused by Joel Arivett’s alleged misconduct. Allegations Against Joel Arivett A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Joel Arivett promised that client’s account would have $115,000 once trades were processed, but the account only had $107,895.67 after the trades were completed. Client alleged that funds were not invested in 529 plans as instructed allegedly committed by Joel Arivett. Joel Arivett Red Flags & Your Rights As An Investor Of course, Joel Arivett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joel Arivett at Arvest Wealth Management and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Joel Arivett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Arvest Wealth Management and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Arvest Wealth Management Due To Joel Arivett If you have questions about Arvest Wealth Management, LPL Financial, and/or Joel Arivett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Avery of LPL Financial

DID LAWRENCE HENRY AVERY CAUSE YOU INVESTMENT LOSSES? Lawrence Avery Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Avery of LPL Financial? Lawrence Avery (CRD #4388940) who is currently registered with LPL Financial and located in Traverse City, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Avery Customer Complaint Lawrence Avery has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a business development company investment. Lawrence Avery’s customer complaint was denied and, to date, the customer has not taken any further action. Lawrence Avery Red Flags & Your Rights As An Investor Of course, Lawrence Avery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Avery at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Lawrence Avery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Lawrence Avery If you have questions about LPL Financial and/or Lawrence Avery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Erich Raasch of LPL Financial

DID ERICH RAASCH CAUSE YOU INVESTMENT LOSSES? Erich Raasch Of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Erich Raasch of LPL Financial LLC? Erich Raasch (CRD #2001643) who is currently registered with LPL Financial LLC and located in Greencastle, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Erich Raasch Customer Complaint Erich Raasch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of unsuitable structured note. Erich Raasch’s customer complaint was denied and, to date, the customer has not taken any further action. Erich Raasch Red Flags & Your Rights As An Investor Of course, Erich Raasch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Erich Raasch at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Erich Raasch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Erich Raasch If you have questions about LPL Financial LLC and/or Erich Raasch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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