Mar 8, 2022

William Powell of USA Financial Securities

DID WILLIAM POWELL CAUSE YOU INVESTMENT LOSSES? William Powell Formerly With USA Financial Securities Corp. Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Powell formerly with USA Financial Securities Corp.? William Powell (CRD #869427) who was formerly registered with USA Financial Securities Corp. and located in Rosenberg, Texas is a subject of one of our many securities industry sales practice abuse investigations. William Powell Customer Complaints William Powell has been the subject of 2 customer complaints that we know about. One of William Powell’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against LPL Financial and USA Financial Securities Corp. for investment losses caused by William Powell’s alleged misconduct. Allegations Against William Powell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleges unsuitability of a variable annuity by William Powell. Customers allege that USA Financial failed to supervise William Powell when he made a unsuitable recommendation for purchase of private securities and the sale was conducted away from the firm. William Powell Red Flags & Your Rights As An Investor Of course, William Powell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Powell at USA Financial Securities Corp. and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Powell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at USA Financial Securities Corp. and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At USA Financial Securities Corp. and LPL Financial Due To William Powell If you have questions about USA Financial Securities Corp., LPL Financial, and/or William Powell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Potomac of LPL Financial

DID LAWRENCE POTOMAC CAUSE YOU INVESTMENT LOSSES? Lawrence Potomac Of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Lawrence Potomac of LPL Financial LLC? Lawrence Potomac (CRD #714236) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Potomac Customer Complaint Lawrence Potomac has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable trading in a discretionary account which resulted in taxable gains. Lawrence Potomac’s customer complaint was denied and, to date, the customers have not taken any further action. Lawrence Potomac Red Flags & Your Rights As An Investor Of course, Lawrence Potomac did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Potomac at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Lawrence Potomac has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Lawrence Potomac If you have questions about LPL Financial LLC and/or Lawrence Potomac and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jonathan Cummings of LPL Financial

DID JONATHAN DAVID CUMMINGS CAUSE YOU INVESTMENT LOSSES? Jonathan Cummings Of LPL Financial And Formerly With Securities America, Securities America Advisors And Investacorp Advisory Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jonathan Cummings of LPL Financial? Jonathan Cummings (CRD #2715296) who is currently registered with LPL Financial and located in Hurst, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Jonathan Cummings was associated with Securities America, Securities America Advisors, Investacorp Advisory Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jonathan Cummings Customer Complaints Jonathan Cummings has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Jonathan Cummings’ 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against Investacorp for investment losses caused by Jonathan Cummings’ alleged misconduct. Allegations Against Jonathan Cummings A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants now allege that Jonathan Cummings’ investments were unsuitable. Sold Lincoln Life Annuity allegedly by Jonathan Cummings. Client complained and E&O insurance provider settled. Jonathan Cummings Red Flags & Your Rights As An Investor Of course, Jonathan Cummings did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Cummings at LPL Financial, Securities America, Securities America Advisors and Investacorp Advisory Services on alert to review carefully the activity and performance of their accounts and question whether Jonathan Cummings has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Securities America, Securities America Advisors and Investacorp Advisory Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jonathan Cummings If you have questions about LPL Financial, Securities America, Securities America Advisors, Investacorp Advisory Services, and/or Jonathan Cummings and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jane Everingham Formerly With LPL Financial

DID JANE RUTH EVERINGHAM CAUSE YOU INVESTMENT LOSSES? Jane Everingham Formerly With LPL Financial Has 10 Customer Complaints For Alleged Broker Misconduct Who is Jane Everingham formerly with LPL Financial? Jane Everingham (CRD #1727956) who was formerly registered with LPL Financial and located in Larkspur, California is a subject of one of our many securities industry sales practice abuse investigations. Jane Everingham Customer Complaints Jane Everingham has been the subject of 10 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of Jane Everingham’s 10 customer complaints were settled in favor of investors. Allegations Against Jane Everingham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jane Everingham is alleged to have constructed an unorthodox portfolio with excessive fees that decline in value. Klein alleged Jane Everingham’s unsuitable and risky investments and losses incurred in fee-based accounts. Claimant alleged Jane Everingham’s unsuitable investments, violation of fiduciary duties and negligence. Customer alleged accounts were invested unsuitably for her risk tolerance by  Jane Everingham. Customer alleged her accounts were invested unsuitably for her age and risk tolerance by Jane Everingham. Customer alleged that they suffered losses as a result of unsuitable investment recommendations by Jane Everingham. Customer alleged that they suffered losses as a result of Jane Everingham’s unsuitable investment recommendations. Jane Everingham Red Flags & Your Rights As An Investor Of course, Jane Everingham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jane Everingham at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Jane Everingham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Jane Everingham If you have questions about LPL Financial and/or Jane Everingham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Broughton of Citizens Securities

DID JOHN CHARLES BROUGHTON CAUSE YOU INVESTMENT LOSSES? John Broughton Formerly With Citizens Securities, Cetera Investment Services And LPL Financial Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Broughton of Citizens Securities? John Broughton (CRD #2362478) who was formerly registered with Citizens Securities and located in Johnston, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Prior to Citizens Securities, John Broughton was associated with Cetera Investment Services, LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Broughton Customer Complaints John Broughton has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of John Broughton’s 4 customer complaints were settled in favor of investors. One of John Broughton’s customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against John Broughton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged John Broughton misrepresented the interest she would receive from annuity and the fees charged. Customer alleged misrepresentation by John Broughton in connection with the preferred stock sale. Customer alleged John Broughton gave them improper investment advice. John Broughton Red Flags & Your Rights As An Investor Of course, John Broughton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Broughton at Citizens Securities, Cetera Investment Services, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether John Broughton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Citizens Securities, Cetera Investment Services, and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Citizens Securities, Cetera Investment Services, And LPL Financial Due To John Broughton If you have questions about Citizens Securities, Cetera Investment Services, LPL Financial, and/or John Broughton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Brown of LPL Financial

DID MATTHEW S. BROWN CAUSE YOU INVESTMENT LOSSES? Matthew Brown Of LPL Financial And Formerly With Ameriprise Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Brown of LPL Financial? Matthew Brown (CRD #2031250) who is currently registered with LPL Financial and located in Fenton, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Matthew Brown was associated with Ameriprise Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Brown Customer Complaint Matthew Brown has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the advisor placed sell orders in several of their brokerage accounts, without their authorization. Matthew Brown’s customer complaint was denied and the customers did not take any further action. Matthew Brown Red Flags & Your Rights As An Investor Of course, Matthew Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Brown at LPL Financial and Ameriprise Financial Services on alert to review carefully the activity and performance of their accounts and question whether Matthew Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Ameriprise Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Matthew Brown If you have questions about LPL Financial, Ameriprise Financial Services, and/or Matthew Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Art Cardenas of LPL Financial

DID ART F CARDENAS CAUSE YOU INVESTMENT LOSSES? Art Cardenas Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Art Cardenas of LPL Financial? Art Cardenas (CRD #3208265) who is currently registered with LPL Financial and located in Rancho Cucamonga, California is a subject of one of our many securities industry sales practice abuse investigations. Art Cardenas Customer Complaint Art Cardenas has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, which caused a loss in their account. Art Cardenas’ customer complaint was denied and, to date, the customers have not taken any further action. Art Cardenas Red Flags & Your Rights As An Investor Of course, Art Cardenas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Art Cardenas at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Art Cardenas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Art Cardenas If you have questions about LPL Financial and/or Art Cardenas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Steven Case of LPL Financial

DID STEVEN JOSEPH CASE CAUSE YOU INVESTMENT LOSSES? Steven Case Of LPL Financial And Formerly With FSC Securities and National Planning Has 2 Customer Complaints For Alleged Broker Misconduct Who is Steven Case of LPL Financial? Steven Case (CRD #1935087) who is currently registered with LPL Financial and located in Bloomfield Hills, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Steven Case was associated with FSC Securities, National Planning and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Case Customer Complaints Steven Case has been the subject of 2 customer complaints that we know about. One of Steven Case’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against National Planning for investment losses caused by Steven Case’s alleged misconduct. Allegations Against Steven Case A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged Steven Case made unsuitable investment recommendations to purchase REITs. Customer alleged Steven Case’s poor recommendation in the purchase of three alternative investment products. Steven Case Red Flags & Your Rights As An Investor Of course, Steven Case did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Case at LPL Financial, FSC Securities, and National Planning on alert to review carefully the activity and performance of their accounts and question whether Steven Case has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, FSC Securities, and National Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Case If you have questions about LPL Financial, FSC Securities, National Planning, and/or Steven Case and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Christopher Cavallaro of LPL Financial

DID CHRISTOPHER CARL CAVALLARO CAUSE YOU INVESTMENT LOSSES? Christopher Cavallaro Of LPL Financial, Integrated Wealth Concepts And Formerly With Lincoln Financial Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Cavallaro of LPL Financial? Christopher Cavallaro (CRD #2125009) who is currently registered with LPL Financial, Integrated Wealth Concepts and located in Waltham, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Integrated LPL Financial, Wealth Concepts, Christopher Cavallaro was associated with Lincoln Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Cavallaro Customer Complaint Christopher Cavallaro has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the former Lincoln Financial Advisors broker, Christopher Cavallaro recommended an unsuitable investment in Future Income Payments, LLC (FIP) which stopped making payments under the agreement with the customer. The customer complaint filed against Christopher Cavallaro’s former employer Lincoln Financial Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Christopher Cavallaro Red Flags & Your Rights As An Investor Of course, Christopher Cavallaro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Cavallaro at LPL Financial, Integrated Wealth Concepts, and Lincoln Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether Christopher Cavallaro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Integrated Wealth Concepts, and Lincoln Financial Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Christopher Cavallaro If you have questions about LPL Financial, Integrated Wealth Concepts, Lincoln Financial Advisors, and/or Christopher Cavallaro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alberto Cavazos of LPL Financial

DID ALBERTO CAVAZOS CAUSE YOU INVESTMENT LOSSES? Alberto Cavazos Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Alberto Cavazos of LPL Financial? Alberto Cavazos (CRD #2124838) who is currently registered with LPL Financial and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Alberto Cavazos Customer Complaint Alberto Cavazos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged unauthorized trading in account. Alberto Cavazos’ customer complaint was denied and, to date, the customer has not taken any further action. Alberto Cavazos Red Flags & Your Rights As An Investor Of course, Alberto Cavazos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Cavazos at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alberto Cavazos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Alberto Cavazos If you have questions about LPL Financial and/or Alberto Cavazos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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