Mar 8, 2022

Steven Champagne of LPL Financial

DID STEVEN CHARLES CHAMPAGNE CAUSE YOU INVESTMENT LOSSES? Steven Champagne Of LPL Financial, Private Advisor Group And Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Who is Steven Champagne of LPL Financial? Steven Champagne (CRD #4169488) who is currently registered with LPL Financial, Private Advisor Group and located in Sevierville, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Private Advisor Group, Steven Champagne was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Steven Champagne Customer Complaints Steven Champagne has been the subject of 5 customer complaints that we know about. One of Steven Champagne’s 5 customer complaints was settled in favor of investors. Two of Steven Champagne’s customers’ complaints were denied and, to date, the customers had not taken any further action. There are currently two pending customer complaints filed against MSSB for investment losses caused by Steven Champagne’s alleged misconduct. Allegations Against Steven Champagne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants alleged, inter alia, Steven Champagne solicited outside investment opportunities not authorized. Claimants alleged, inter alia, conversion of funds and selling away with respect to outside investment purchased allegedly through Steven Champagne. Clients alleged, inter alia, that the purchases of stock in their accounts were unauthorized. Written complaint from client alleges Steven Champagne’s unsuitability with regard to a REIT purchased. Written complaint, submitted by third party, POA, alleges Steven Champagne’s unsuitable investment recommendations with regard to a variable annuity purchased. Steven Champagne Red Flags & Your Rights As An Investor Of course, Steven Champagne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Champagne at LPL Financial, Private Advisor Group and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Steven Champagne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, Private Advisor Group and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Steven Champagne If you have questions about LPL Financial, Private Advisor Group, Morgan Stanley, and/or Steven Champagne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Luann Chapmangatts of Securities America

DID LUANN CHAPMANGATTS CAUSE YOU INVESTMENT LOSSES? Luann Chapmangatts Of Securities America, Securities America Advisors And Formerly With LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Luann Chapmangatts of Securities America? Luann Chapmangatts (CRD #2456294) who is currently registered with Securities America, Securities America Advisors and located in Grapevine, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Securities America, Securities America Advisors, Luann Chapmangatts was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Luann Chapmangatts Customer Complaint Luann Chapmangatts has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the plaintiff alleges that the representative mishandled beneficiary change forms and made misrepresentations when the change forms were received causing the plaintiff to lose one half of the inheritance at issue. Allegations include breach of fiduciary duty, negligent undertaking, negligent representation and gross negligence. The customer complaint filed against LPL Financial and Securities America for investment losses caused by the alleged misconduct is pending as of the date of this report. Luann Chapmangatts Red Flags & Your Rights As An Investor Of course, Luann Chapmangatts did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Luann Chapmangatts at Securities America, Securities America Advisors and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Luann Chapmangatts has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Securities America, Securities America Advisors and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Securities America Due To Luann Chapmangatts If you have questions about Securities America, Securities America Advisors, LPL Financial, and/or Luann Chapmangatts and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ted Albrecht Of LPL Financial

DID TED ERIC ALBRECHT CAUSE YOU INVESTMENT LOSSES? Ted Albrecht Of LPL Financial And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ted Albrecht of LPL Financial? Ted Albrecht (CRD #4150771) who is currently registered with LPL Financial and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Ted Albrecht was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ted Albrecht Customer Complaint Ted Albrecht has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges suitability regarding managed account investment. Ted Albrecht’s customer complaint was denied and, to date, the customers have not taken any further action. Ted Albrecht Red Flags & Your Rights As An Investor Of course, Ted Albrecht did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ted Albrecht at LPL Financial and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Ted Albrecht has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial and J.P. Morgan Securities Due To Ted Albrecht If you have questions about LPL Financial, J.P. Morgan Securities, and/or Ted Albrecht and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

William Baumberger of LPL Financial

DID WILLIAM O BAUMBERGER CAUSE YOU INVESTMENT LOSSES? William Baumberger Of LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is William Baumberger of LPL Financial? William Baumberger (CRD #4121843) who is currently registered with LPL Financial and located in Evansville, Indiana is a subject of one of our many securities industry sales practice abuse investigations. William Baumberger Customer Complaints William Baumberger has been the subject of 2 customer complaints that we know about.  Both of William Baumberger’s customers’ complaints were denied and, to date, the customers had not taken any further action. Allegations Against William Baumberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged William Baumberger’s misrepresentation regarding variable annuity. Customer of Fifth Third Bank alleges William Baumberger gave poor recommendation/advice not to buy equity listed security. William Baumberger Red Flags & Your Rights As An Investor Of course, William Baumberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Baumberger at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether William Baumberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To William Baumberger If you have questions about LPL Financial and/or William Baumberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Leonard Rickey Formerly With LPL Financial

DID LEONARD GLEN RICKEY CAUSE YOU INVESTMENT LOSSES? Leonard Rickey Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who is Leonard Rickey formerly with LPL Financial? Leonard Rickey (CRD #832906) who was formerly registered with LPL Financial and located in Yakima, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Leonard Rickey was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Leonard Rickey Customer Complaints Leonard Rickey has been the subject of 2 customer complaints that we know about. Two of Leonard Rickey’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Leonard Rickey A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customers allege that Leonard Rickey failed to liquidate account assets after customers expressed a desire to do so. The customer alleged that she was not adequately informed or educated about the product by Leonard Rickey prior to her purchase. Leonard Rickey Red Flags & Your Rights As An Investor Of course, Leonard Rickey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Leonard Rickey at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Leonard Rickey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Leonard Rickey If you have questions about LPL Financial and/or Leonard Rickey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Paul Scott Formerly With LPL Financial

DID PAUL JACK SCOTT CAUSE YOU INVESTMENT LOSSES? Paul Scott Formerly With LPL Financial And Invest Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Paul Scott formerly with LPL Financial? Paul Scott (CRD #850179) who was formerly registered with LPL Financial and located in Memphis, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Paul Scott was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Paul Scott Customer Complaints Paul Scott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of a non-traded REIT. Paul Scott’s customer complaint was denied and, to date, the customers have not taken any further action. Paul Scott Red Flags & Your Rights As An Investor Of course, Paul Scott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Scott at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Paul Scott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Paul Scott If you have questions about LPL Financial, Invest Financial, and/or Paul Scott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bryan Shevak of LPL Financial

DID BRYAN KEITH SHEVAK CAUSE YOU INVESTMENT LOSSES? Bryan Shevak Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Bryan Shevak of LPL Financial? Bryan Shevak (CRD #1038351) who is currently registered with LPL Financial and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Bryan Shevak Customer Complaint Bryan Shevak has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses by claimant, who is the son of the deceased customer and brother-in-law of the representative, were that the representative used his influence over the customer, his mother-in-law, to misappropriate money from her account and to remove claimant as the trustee of the customer’s trust. Claimant further alleged that representative’s investments for the customer’s accounts declined in value when the accounts should have increased in value above what was being withdrawn for customer’s necessary living expenses. The customer complaint filed against Bryan Shevak’s current employer LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Bryan Shevak Red Flags & Your Rights As An Investor Of course, Bryan Shevak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bryan Shevak at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Bryan Shevak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Bryan Shevak If you have questions about LPL Financial and/or Bryan Shevak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Carol Tartaglia Formerly With LPL Financial

DID CAROL ANN TARTAGLIA CAUSE YOU INVESTMENT LOSSES? Carol Tartaglia Formerly With LPL Financial Has 2 Customer Complaints For Alleged Broker Misconduct Who Is Carol Tartaglia Formerly With LPL Financial? Carol Tartaglia (CRD #1000760) who was formerly registered with LPL Financial and located in East Haven, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Carol Tartaglia Customer Complaints Carol Tartaglia has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Carol Tartaglia’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Carol Tartaglia A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Carol Tartaglia’s alleged misrepresentation and suitability. POA alleged Carol Tartaglia’s suitability issues in reference to the clients’ variable annuity. Carol Tartaglia Red Flags & Your Rights As An Investor Of course, Carol Tartaglia did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carol Tartaglia at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Carol Tartaglia has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Carol Tartaglia If you have questions about LPL Financial and/or Carol Tartaglia and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Waters of Cetera Advisors

DID DAVID SAMUEL WATERS CAUSE YOU INVESTMENT LOSSES? David Waters Of Cetera Advisors And Formerly With LPL Financial and Private Advisor Group Has A Customer Complaint For Alleged Broker Misconduct Who is David Waters of Cetera Advisors? David Waters (CRD #734939) who is currently registered with Cetera Advisors and located in Philadelphia, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Advisors, David Waters was associated with LPL Financial, Private Advisor Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Waters Customer Complaint David Waters has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unauthorized trades which resulted in a decline of the portfolio value. David Waters’ customer complaint was settled in favor of the investors. David Waters Red Flags & Your Rights As An Investor Of course, David Waters did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Waters at Cetera Advisors, LPL Financial, and Private Advisor Group on alert to review carefully the activity and performance of their accounts and question whether David Waters has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Advisors, LPL Financial, and Private Advisor Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Advisors and LPL Financial Due To David Waters If you have questions about Cetera Advisors, LPL Financial, Private Advisor Group, and/or David Waters and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Horseman of LPL Financial

DID JOHN HORSEMAN CAUSE YOU INVESTMENT LOSSES? John Horseman Of LPL Financial LLC And Formerly With National Planning Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Horseman of LPL Financial LLC? John Horseman (CRD #851636) who is currently registered with LPL Financial LLC and located in St. Louis, Missouri is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, John Horseman was associated with National Planning and 16 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Horseman Customer Complaints John Horseman has been the subject of 4 customer complaints that we know about. Two of John Horseman’s 4 customer complaints were settled in favor of investors. Two of John Horseman’s customers’ complaints were denied and the customers did not take any further action. Allegations Against John Horseman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged poor recommendation by John Horseman resulting in poor performance and failure to disclose fees and commissions. Claimant alleged that he purchased variable annuities that declined in value after he moved investments to another brokerage firm allegedly made by John Horseman. Claimant alleged that two variable annuities John Horseman purchased were unsuitable. Customer alleged that REIT purchased had not performed as John Horseman had predicted, and sought recovery of some of his investment losses. John Horseman Red Flags & Your Rights As An Investor Of course, John Horseman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Horseman at LPL Financial LLC and National Planning on alert to review carefully the activity and performance of their accounts and question whether John Horseman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and National Planning also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To John Horseman If you have questions about LPL Financial LLC, National Planning and/or John Horseman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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