Mar 7, 2022

Glenn Livingston of LPL Financial

DID GLENN PHILIP LIVINGSTON CAUSE YOU INVESTMENT LOSSES? Glenn Livingston Of LPL Financial And Formerly With Invest Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Glenn Livingston of LPL Financial? Glenn Livingston (CRD #4600606) who is currently registered with LPL Financial and located in Westminster, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Glenn Livingston was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Livingston Customer Complaint Glenn Livingston has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged recommendation of an unsuitable Business Development Company investment. Glenn Livingston’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Glenn Livingston Red Flags & Your Rights As An Investor Of course, Glenn Livingston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Livingston at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Glenn Livingston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Glenn Livingston If you have questions about LPL Financial, Invest Financial, and/or Glenn Livingston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

David Lockman Formerly With The Huntington Investment

DID DAVID SAMUEL LOCKMAN CAUSE YOU INVESTMENT LOSSES? David Lockman Formerly With The Huntington Investment And LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is David Lockman formerly with The Huntington Investment? David Lockman (CRD #4450854) who was formerly registered with The Huntington Investment and located in Parma, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to The Huntington Investment, David Lockman was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Lockman Customer Complaint David Lockman has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were forgery of signature on account application. David Lockman’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Lockman Red Flags & Your Rights As An Investor Of course, David Lockman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Lockman at The Huntington Investment and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether David Lockman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at The Huntington Investment and LPL Financial also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At The Huntington Investment Due To David Lockman If you have questions about The Huntington Investment, LPL Financial, and/or David Lockman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeremy Darstek of Ameriprise Financial Services

DID JEREMY L. DARSTEK CAUSE YOU INVESTMENT LOSSES? Jeremy Darstek Of Ameriprise Financial Services And Formerly With LPL Financial And AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Darstek of Ameriprise Financial Services? Jeremy Darstek (CRD #5616975) who is currently registered with Ameriprise Financial Services and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Jeremy Darstek was associated with LPL Financial, AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeremy Darstek Customer Complaint Jeremy Darstek has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged poor advice and failure to disclose fees. Jeremy Darstek’s customer complaint was denied and, to date, the customer has not taken any further action. Jeremy Darstek Red Flags & Your Rights As An Investor Of course, Jeremy Darstek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Darstek at Ameriprise Financial Services, LPL Financial, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Jeremy Darstek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services, LPL Financial, and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Jeremy Darstek If you have questions about Ameriprise Financial Services, LPL Financial, AXA Advisors, and/or Jeremy Darstek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Patrick Devlin of LPL Financial

DID PATRICK BRIAN DEVLIN CAUSE YOU INVESTMENT LOSSES? Patrick Devlin Of LPL Financial Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Devlin of LPL Financial? Patrick Devlin (CRD #4851412) who is currently registered with LPL Financial and located in Seven Fields, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Patrick Devlin Customer Complaint Patrick Devlin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the death benefit feature of a variable annuity was misrepresented by Patrick Devlin at the time of purchase. Patrick Devlin’s customer complaint was denied and, to date, the customer has not taken any further action. Patrick Devlin Red Flags & Your Rights As An Investor Of course, Patrick Devlin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Devlin at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Patrick Devlin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Patrick Devlin If you have questions about LPL Financial and/or Patrick Devlin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kirk Balin of LPL Financial

DID KIRK MITCHELL BALIN CAUSE YOU INVESTMENT LOSSES? Kirk Balin Of LPL Financial And Householder Group Estate Retirement Specialists Has 3 Customer Complaints For Alleged Broker Misconduct Who is Kirk Balin of LPL Financial? Kirk Balin (CRD #4590715) who is currently registered with LPL Financial, Householder Group Estate Retirement Specialists and located in Seattle, Washington is a subject of one of our many securities industry sales practice abuse investigations. Kirk Balin Customer Complaints Kirk Balin has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Kirk Balin’s 3 customer complaints were settled in favor of investors. One of Kirk Balin’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Kirk Balin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that she desired low risk investments but instead was recommended certain alternative investments, which Claimant alleged were unsuitable to her objectives allegedly made by Kirk Balin. Customer alleged Kirk Balin failed to follow instructions and positions were sold at a loss due to an unauthorized trade. Customer alleged Kirk Balin’s unsuitability and breach of fiduciary duty in connection with purchase of 5 investments including non-traded REITs. Kirk Balin Red Flags & Your Rights As An Investor Of course, Kirk Balin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kirk Balin at LPL Financial and Householder Group Estate Retirement Specialists on alert to review carefully the activity and performance of their accounts and question whether Kirk Balin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Householder Group Estate Retirement Specialists also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Kirk Balin If you have questions about LPL Financial, Householder Group Estate Retirement Specialists, and/or Kirk Balin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Francis Draa Formerly With LPL Financial

DID FRANCIS V. DRAA CAUSE YOU INVESTMENT LOSSES? Francis Draa Formerly With LPL Financial And Sanders Morris Harris Has A Customer Complaint For Alleged Broker Misconduct Who is Francis Draa formerly with LPL Financial? Francis Draa (CRD #6112925) who was formerly registered with LPL Financial and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Francis Draa was associated with Sanders Morris Harris and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Francis Draa Customer Complaint Francis Draa has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Francis Draa was involved in the unauthorized submission of transfer documents for a fixed annuity that included a signature that was allegedly copied from another document. Francis Draa’s customer complaint was denied and, to date, the customer has not taken any further action. Francis Draa Red Flags & Your Rights As An Investor Of course, Francis Draa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Francis Draa at LPL Financial and Sanders Morris Harris on alert to review carefully the activity and performance of their accounts and question whether Francis Draa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Sanders Morris Harris also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Francis Draa If you have questions about LPL Financial, Sanders Morris Harris, and/or Francis Draa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Bret Edensword of LPL Financial

DID BRET PATRICK EDENSWORD CAUSE YOU INVESTMENT LOSSES? Bret Edensword Of LPL Financial And Formerly With Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Bret Edensword of LPL Financial? Bret Edensword (CRD #6172778) who is currently registered with LPL Financial and located in Tukwila, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Bret Edensword was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bret Edensword Customer Complaint Bret Edensword has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor liquidated a Brighthouse Annuity and purchased shares of VMICX without his authorization. Bret Edensword’s customer complaint was settled in favor of the investors. Bret Edensword Red Flags & Your Rights As An Investor Of course, Bret Edensword did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bret Edensword at LPL Financial and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Bret Edensword has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Bret Edensword If you have questions about LPL Financial, Edward Jones, and/or Bret Edensword and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Robert Fross of LPL Financial

DID ROBERT C. FROSS CAUSE YOU INVESTMENT LOSSES? Robert Fross Of LPL Financial And Formerly With SII Investments Has 4 Customer Complaints For Alleged Broker Misconduct Who is Robert Fross of LPL Financial? Robert Fross (CRD #4509851) who is currently registered with LPL Financial and located in The Villages, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Robert Fross was associated with SII Investments and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Fross Customer Complaints Robert Fross has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Fross’ 4 customer complaints was settled in favor of investors. Two of Robert Fross’ customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against SII Investments for investment losses caused by Robert Fross’ alleged misconduct. Allegations Against Robert Fross A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitability in connection with a REIT purchase made at SII investments by Robert Fross. Client alleged she wanted no risk and felt the two annuity contracts allegedly purchased by Robert Fross were unsuitable and could not get out due to early withdrawal penalty. Clients alleged Robert Fross’ unsuitable and inappropriate investment recommendations involving the switching of annuity contracts and purchase of speculative illiquid REIT. Customer claimed investment recommended by Robert Fross was unsuitable for their IRA. Robert Fross Red Flags & Your Rights As An Investor Of course, Robert Fross did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Fross at LPL Financial and SII Investments on alert to review carefully the activity and performance of their accounts and question whether Robert Fross has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and SII Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Robert Fross If you have questions about LPL Financial, SII Investments, and/or Robert Fross and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Kevin C. Fretz of LPL Financial, LLC

DID KEVIN CHARLES FRETZ CAUSE YOU INVESTMENT LOSSES? Kevin C. Fretz Formerly with LPL Financial, LLC Has 5 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Kevin C. Fretz Formerly with LPL Financial, LLC? Kevin Fretz (CRD # 4128808) who was formerly registered with LPL Financial, LLC and located in South Windsor, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial, LLC, Kevin Fretz was associated with two other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC terminated Kevin Fretz’s employment in 2019 for allegedly failing to report customer complaints and failing to follow customer instructions. LPL Financial, LLC Broker Misconduct In his career, Kevin Fretzhas been the subject of 6 customer complaints that we know about, 5 of those complaints were filed in the last year to recover investment losses. Four of Kevin Fretz’s customer complaints were settled in favor of investors. There is currently one pending customer complaint filed against Kevin Fretz’s former employer for investment losses caused by his alleged misconduct. Allegations Against Kevin C. Fretz A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Customer alleges misrepresentation and unsuitability of a structured note. Customer alleges advisor failed to follow instructions to invest funds. Customer alleges forgery and misrepresentation of investment recommendations. Customer alleges misrepresentation and unsuitability of a real estate security. Kevin C. Fretz Red Flags & Your Rights as An Investor Of course, Kevin Fretzdid not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Fretzat LPL Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Fretz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, LLC also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At LPL Financial, LLC If you have questions about LPL Financial, LLC and/or Kevin Fretz and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jonathan D. Freeze of Fortune Financial Services, Inc

DID JONATHAN D. FREEZE CAUSE YOU INVESTMENT LOSSES? Jonathan D. Freeze Formerly With Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. Has 9 Customer Complaints For Alleged Broker Misconduct In the Past 2 Years Who is Jonathan D. Freeze Formerly With Fortune Financial Services, Inc. And Summit Brokerage Services, Inc.? Jonathan Freeze (CRD # 2642023) who was formerly registered with Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. and working from offices located in Canonsburg, Pennsylvania and Fredericksburg, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. Jonathan Freeze was once associated with and terminated by LPL Financial, LLC, another investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. In 2017, Jonathan Freeze was permanently barred by FINRA from association with any broker-dealer. Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. Broker Misconduct In his career, Jonathan Freeze has been the subject of 9 customer complaints that we know about, all 9 of those complaints were filed in the last two years to recover investment losses. Thus far, none of Jonathan Freeze’s customer complaints have been settled in favor of investors. One complaint was summarily denied by his former employer and not pursued by the customer. There are currently 8 pending customer complaints filed against Jonathan Freeze and former employer Fortune Financial Services, Inc. for investment losses caused by his alleged misconduct. Allegations Against Jonathan D. Freeze A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleges that Mr. freeze facilitated the authorized liquidation of a client’s account to purchase promissory notes. Selling Away and investment known as Alternative Energy Holdings. Jonathan D. Freeze Red Flags & Your Rights as An Investor Of course, Jonathan Freeze did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Freeze at Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jonathan Freeze has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fortune Financial Services, Inc. And Summit Brokerage Services, Inc. If you have questions about Fortune Financial Services, Inc. and Summit Brokerage Services, Inc. and/or Jonathan Freeze and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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