Mar 3, 2022

Brian Singleton of LPL Financial LLC

DID BRIAN JESSE SINGLETON CAUSE YOU INVESTMENT LOSSES? Brian Singleton Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Brian Singleton of LPL Financial LLC? Brian Singleton (CRD #4838440) who is currently registered with LPL Financial LLC and located in Pocatello, Idaho is a subject of one of our many securities industry sales practice abuse investigations. Brian Singleton Customer Complaints Brian Singleton has been the subject of 4 customer complaints that we know about, 2 of those complaints were filed in the last year to recover investment losses. One of Brian Singleton’s 4 customer complaints was settled in favor of investor. Two of Brian Singleton’s customer complaints were denied and, to date, the customers have not taken any further action.  There is currently 1 pending customer complaint filed against Brian Singleton’s current employer LPL Financial LLC for investment losses caused by the alleged misconduct. Allegations Against Brian Singleton   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation of features of a variable annuity. Misrepresentation of the risk of a structured note related to oil and gas index. Unsuitable investment recommendations of structured note. Brian Singleton Red Flags & Your Rights As An Investor Of course, Brian Singleton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Singleton at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Singleton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brian Singleton If you have questions about LPL Financial LLC and/or Brian Singleton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 25, 2022

Brandon Williams of LPL Financial LLC

DID BRANDON CHRISTOPHER WILLIAMS CAUSE YOU INVESTMENT LOSSES? Brandon Williams Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Brandon Williams of LPL Financial LLC? Brandon Williams (CRD #5239801) who is currently registered with LPL Financial LLC and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Brandon Williams was associated with Cetera Investment Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brandon Williams Customer Complaint Brandon Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brandon Williams failed to inform the customer as a distribution from an annuity contract would have negative consequences for her.  Brandon Williams’ customer complaint was settled in favor of the investors. Brandon Williams Red Flags & Your Rights As An Investor Of course, Brandon Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Williams at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Brandon Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Brandon Williams If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Brandon Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 25, 2022

Bradley Barnett of LPL Financial LLC

DID BRADLEY GRAHAM BARNETT CAUSE YOU INVESTMENT LOSSES? Bradley Barnett Of  LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Barnett of LPL Financial LLC? Bradley Barnett (CRD #839777) who is currently registered with LPL Financial LLC and located in Louisville, Kentucky is a subject of one of our many securities industry sales practice abuse investigations. Bradley Barnett Customer Complaint Bradley Barnett has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Bradley Barnett made misrepresentations associated with an investment.  Bradley Barnett’s customer complaint was settled in favor of the investors. Bradley Barnett Red Flags & Your Rights As An Investor Of course, Bradley Barnett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Barnett at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Bradley Barnett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Bradley Barnett If you have questions about LPL Financial LLC and/or Bradley Barnett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 18, 2022

Anthony Ragusa of LPL Financial LLC

DID ANTHONY P. RAGUSA CAUSE YOU INVESTMENT LOSSES? Anthony Ragusa Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Anthony Ragusa of LPL Financial LLC? Anthony Ragusa (CRD #4075624) who is currently registered with LPL Financial LLC and located in Baton Rouge, Louisiana is a subject of one of our many securities industry sales practice abuse investigations. Anthony Ragusa Customer Complaint Anthony Ragusa has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations in usufruct account. Anthony Ragusa’s customer complaint was settled in favor of the investors. Anthony Diminno Red Flags & Your Rights As An Investor Of course, Anthony Ragusa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Ragusa at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Ragusa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Anthony Ragusa If you have questions about LPL Financial LLC and/or Anthony Ragusa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 11, 2022

Andrew Roybal of LPL Financial LLC

DID ANDREW RICARDO ROYBAL CAUSE YOU INVESTMENT LOSSES? Andrew Roybal Of LPL Financial LLC And Formerly With Unionbanc Investment Services, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Andrew Roybal of LPL Financial LLC? Andrew Roybal (CRD #2675889) who is currently registered with LPL Financial LLC and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to LPL Financial LLC, Andrew Roybal was associated with Unionbanc Investment Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Roybal Customer Complaints Andrew Roybal has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Andrew Roybal’s 4 customer complaints were settled in favor of investors. Two of Andrew Roybal’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Andrew Roybal A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow instructions with regard to manage account. Failure to disclose the risk of loss of principal in connection with a mutual fund investment. Misrepresentation and unsuitable investment recommendations into a variable annuity. Customer alleged that a variable universal life insurance policy was misrepresented. Andrew Roybal Red Flags & Your Rights As An Investor Of course, Andrew Roybal did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Roybal at LPL Financial LLC and Unionbanc Investment Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Andrew Roybal has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Unionbanc Investment Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Andrew Roybal If you have questions about Andrew Roybal at LPL Financial LLC, Unionbanc Investment Services, LLC and/or Andrew Roybal and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Feb 8, 2022

Alan Bratic of LPL Financial LLC

DID ALAN BRATIC CAUSE YOU INVESTMENT LOSSES? Alan Bratic Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alan Bratic of LPL Financial LLC? Alan Bratic (CRD #3146805) who is currently registered with LPL Financial LLC and located in St. Augustine, Florida is a subject of one of our many securities industry sales practice abuse investigations. Alan Bratic Customer Complaint Alan Bratic has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alan Bratic made unsuitable investment recommendation related to a business development company.  The customer complaint filed against Alan Bratic’s current employer LPL Financial or investment losses caused by the alleged misconduct is pending as of the date of this report. Alan Bratic Red Flags & Your Rights As An Investor Of course, Alan Bratic did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Bratic at LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Alan Bratic has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Alan Bratic If you have questions about LPL Financial LLC and/or Alan Bratic and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

James Farmer of LPL Financial LLC

DID JAMES MAURICE FARMER CAUSE YOU INVESTMENT LOSSES? James Farmer of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is James Farmer of LPL Financial LLC? James Farmer (CRD #1268068) who is currently registered with LPL Financial LLC and located in Quincy, Illinois is a subject of one of our many securities industry sales practice abuse investigations. James Farmer Customer Complaint James Farmer has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading in violation of the Power of Attorney agreement. James Farmer’s customer complaint was denied and the customer did not take any further action. James Farmer Red Flags & Your Rights As An Investor Of course, James Farmer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Farmer at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether James Farmer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To James Farmer If you have questions about LPL Financial LLC and/or James Farmer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

Steven Feiertag of LPL Financial LLC

DID STEVEN IRA FEIERTAG CAUSE YOU INVESTMENT LOSSES? Steven Feiertag of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Steven Feiertag of LPL Financial LLC? Steven Feiertag (CRD #1280905) who is currently registered with LPL Financial LLC and located in Royal Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Steven Feiertag Customer Complaint Steven Feiertag has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleges misrepresentation of a variable life insurance policy. Steven Feiertag’s customer complaint was settled in favor of investors. Steven Feiertag Red Flags & Your Rights As An Investor Of course, Steven Feiertag did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Feiertag at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Steven Feiertag has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Steven Feiertag If you have questions about LPL Financial LLC and/or Steven Feiertag and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

James Hunt of APW Capital

DID JAMES HUNT CAUSE YOU INVESTMENT LOSSES? James Hunt of APW Capital And Formerly with Purshe Kaplan Sterling Investments and LPL Financial Has A Customer Complaint for Alleged Broker Misconduct Who is James Hunt of APW Capital? James Hunt (CRD #1375554) who is currently registered with APW Capital and located in Bridgewater, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to APW Capital, James Hunt was associated with Purshe Kaplan Sterling, LPL Financial, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Hunt Customer Complaint James Hunt has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleges misrepresentation of a REIT. James Hunt’s customer complaint was denied and the customers did not take any further action. James Hunt Red Flags & Your Rights as an Investor Of course, James Hunt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Hunt at APW Capital, Purshe Kaplan Sterling, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether James Hunt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at APW Capital, Purshe Kaplan Sterling, and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at APW Capital Due To James Hunt If you have questions about APW Capital, Purshe Kaplan Sterling, LPL Financial, and/or James Hunt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jan 20, 2022

James Zegers of LPL Financial

DID JAMES JOSEPH ZEGERS CAUSE YOU INVESTMENT LOSSES? James Joseph Zegers Formerly with LPL Financial and Voya Financial Advisors Has 2 Customer Complaints for Alleged Broker Misconduct Who is James J. Zegers formerly with LPL Financial? James Zegers (CRD #2559008) who was formerly registered with LPL Financial and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations.   Prior to LPL Financial, James Zegerswas associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Zegers Customer Complaints In his career, James Zegers has been the subject of 2 customer complaints that we know about. The allegations made in the FINRA reported customer complaints for investment losses included allegations of failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence. One of James Zegers’ 2 customer complaints was settled in favor of investors. One of James Zegers’ customers’ complaints was denied and the customers did not take any further action. Allegations Against James Zegers A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that James Zegers advised him that the investment offered a guaranteed return of 8% per year. The claimant alleges failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence based on purchase of Northstar REIT. James Zegers Red Flags & Your Rights as an Investor Of course, James Zegers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Zegers at LPL Financial and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Zegers has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at LPL Financial and Voya Financial Advisors also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial If you have questions about LPL Financial, Voya Financial Advisors, and/or James Zegers and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading