Oct 2, 2024

Randy Redd of LPL Financial LLC FIRED

DID RANDY DEAN REDD CAUSE YOU INVESTMENT LOSSES? Randy Redd Formerly with LPL Financial LLC was terminated on July 18, 2024, due to unapproved outside business activity. Randy Redd Customer Employment History Randy Dean Redd has a significant history in the securities industry, having been associated with multiple firms throughout his career. He was most recently registered with LPL Financial LLC from March 2004 until his termination in July 2024. Before that, he was registered with Equity Services, Inc. from July 2002 to February 2004. Over the years, Redd has passed four industry exams, including one principal/supervisory exam, two general industry/product exams, and one multi-state securities law exam. Despite his extensive experience, he is not currently registered with any firm. Allegations Against Randy Redd Randy Redd Red Flags & Your Rights As An Investor Of course, Randy Redd did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Randy Redd at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Randy Redd has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Randy Redd If you have questions about LPL Financial LLC and/or Randy Redd and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2024

Ross Fabregas of LPL Financial LLC FIRED

DID ROSS RAMON FABREGAS CAUSE YOU INVESTMENT LOSSES? Ross Fabregas Formerly With LPL Financial LLC was terminated on May 20, 2024, for soliciting a loan from a customer without notifying or receiving approval from the firm Ross Fabregas Employment History Ross Ramon Fabregas is a broker with a history in the securities industry, although he is not currently registered with any firm. Over the course of his career, he has worked with three different firms: AXA Advisors, LLC (June 2003 – November 2013), Cambridge Investment Research, Inc. (November 2013 – November 2020), and LPL Financial LLC (November 2020 – June 2024). During his tenure, Fabregas passed two general industry/product exams and one multi-state securities law exam, including the General Securities Representative Examination (Series 7) and the Uniform Combined State Law Examination (Series 66). He does not hold any principal or supervisory exam qualifications. Allegations Against Ross Fabregas Ross Ramon Fabregas events reported include one customer dispute and one employment termination. These disclosures are outlined below: Ross Fabregas Red Flags & Your Rights As An Investor Of course, Ross Fabregas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Ross Fabregas at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ross Fabregas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ross Fabregas If you have questions about LPL Financial LLC and/or Ross Fabregas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2024

Cassandra Heitz of LPL Financial LLC FIRED

DID CASSANDRA N HEITZ CAUSE YOU INVESTMENT LOSSES? Cassandra Heitz Formerly With LPL Financial LLC was terminated on June 13, 2024, for failing to report a felony charge to the firm in a timely manner. Cassandra Heitz Employment History Cassandra N. Heitz has accumulated several years of experience in the securities industry, having worked with two firms over her career. She was registered with LPL Financial LLC from November 2017 to June 2024, based in Columbia Falls, Montana, and with Investment Centers of America, Inc. from August 2014 to November 2017, based in Whitefish, Montana. During her time in the industry, Cassandra passed four exams, including the Securities Industry Essentials Examination, the General Securities Representative Examination, and two multi-state securities law exams (Series 65 and Series 63). However, she did not pass any principal/supervisory exams and is currently not registered with any firm. Allegations Against Cassandra Heitz Cassandra Heitz Red Flags & Your Rights As An Investor Of course, Cassandra Heitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Cassandra Heitz at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Cassandra Heitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Cassandra Heitz If you have questions about LPL Financial LLC and/or Cassandra Heitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Oct 1, 2024

Douglas Nelson of LPL Financial LLC Reviews

DID DOUGLAS DUANE NELSON CAUSE YOU INVESTMENT LOSSES? Douglas Nelson Customer Complaints and Reviews Douglas Nelson has one disclosed customer dispute: Allegations Against Douglas Nelson Douglas Nelson Red Flags & Your Rights As An Investor Of course, Douglas Nelson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Douglas Nelson at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Douglas Nelson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Douglas Nelson If you have questions about LPL Financial LLC and/or Douglas Nelson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 30, 2024

Ronald Chronister of LPL Financial LLC FIRED

DID RONALD GENE CHRONISTER CAUSE YOU INVESTMENT LOSSES? Ronald Chronister Formerly With LPL Financial LLC was terminated on July 29, 2024, following the discovery of the unauthorized trade Ronald Chronister Employment History Ronald Gene Chronister has an extensive background in the securities industry, having worked for two firms over his career. He was most recently registered with LPL Financial LLC from November 2003 to July 2024 and with New England Securities from August 1999 to November 2003. Throughout his career, Ronald has passed three General Industry/Product exams, including the Series 7 and Series 6, and two Multi-State Securities Law exams, including the Series 63 and Series 65. He is not currently registered with any firm. Allegations Against Ronald Chronister Ronald Gene Chronister has two notable disclosures on his record that may be of concern to potential investors: Ronald Chronister Red Flags & Your Rights As An Investor Of course, Ronald Chronister did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers coupled with the recent termination are red flags which should put all current and former customers of Ronald Chronister at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ronald Chronister has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ronald Chronister If you have questions about LPL Financial LLC and/or Ronald Chronister and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 19, 2024

Scott Yanker of LPL Financial LLC Reviews

DID SCOTT WILLIAM YANKER CAUSE YOU INVESTMENT LOSSES? Scott Yanker Customer Complaints and Reviews Scott Yanker has one customer dispute in his record: Allegations Against Scott Yanker Scott Yanker Red Flags & Your Rights As An Investor Of course, Scott Yanker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Yanker at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Yanker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Scott Yanker If you have questions about LPL Financial LLC and/or Scott Yanker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 18, 2024

Curtis Howard Of LPL Financial LLC Reviews

DID CURTIS WILLIAM HOWARD CAUSE YOU INVESTMENT LOSSES? Curtis Howard Customer Complaints and Reviews Curtis Howard has been involved in the following disclosure event: Allegations Against Curtis Howard Curtis Howard Red Flags & Your Rights As An Investor Of course, Curtis Howard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Howard at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Curtis Howard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Curtis Howard If you have questions about LPL Financial LLC and/or Curtis Howard the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Mark Sullivan of UBS Financial Services Inc. FIRED

DID MARK LAWRENCE SULLIVAN CAUSE YOU INVESTMENT LOSSES? Mark Sullivan Formerly With UBS Financial Services Inc. was terminated on July 26, 2024, after review determined that he violated firm policies by exercising discretion, mismarking tickets, and was not forthcoming during the investigation. Mark Sullivan Employment History Mark Lawrence Sullivan has worked for six different securities firms throughout his career. His most recent registration was with UBS Financial Services Inc in New York, NY, from November 2015 to August 2024. Prior to that, he was registered with Credit Suisse Securities (USA) LLC from September 2008 to December 2015, and with Lehman Brothers Inc. from October 1997 to September 2008. Earlier in his career, he worked with Needham & Company, Inc., Bear, Stearns & Co. Inc., and CS First Boston Corporation. Sullivan is not currently registered with any brokerage firm. During his career, Sullivan passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the General Securities Representative Examination (Series 7) on January 21, 1995. He also passed two multi-state securities law exams: the Uniform Investment Adviser Law Examination (Series 65) on May 17, 2022, and the Uniform Securities Agent State Law Examination (Series 63) on December 21, 1994. His registration with UBS Financial Services Inc. ended in July 2024 after he was discharged for violating firm policies, including exercising discretion without proper authorization, mismarking tickets, and not being forthcoming during an investigation. Mark Sullivan Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Mark Sullivan is a red flag which should put all current and former customers of Mark Sullivan at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Sullivan engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Mark Sullivan If you have questions about UBS Financial Services Inc. and/or Mark Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Ricky Whitmire Jr of LPL Financial LLC Reviews

DID RICKY DEWIGHT WHITMIRE JR CAUSE YOU INVESTMENT LOSSES? Ricky Whitmire Jr Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ricky Whitmire Jr Customer Complaints and Reviews Whitmire has disclosed the following negative events: Allegations Against Ricky Whitmire Jr Ricky Whitmire Jr Red Flags & Your Rights As An Investor Of course, Ricky Whitmire Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricky Whitmire Jr at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ricky Whitmire Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ricky Whitmire Jr If you have questions about LPL Financial LLC and/or Ricky Whitmire Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Kyle Critcher of LPL Financial LLC FIRED

DID KYLE RAY CRITCHER CAUSE YOU INVESTMENT LOSSES? Kyle Critcher Formerly With LPL Financial LLC was terminated on August 1, 2024, for failure to follow customer instructions to purchase certificate of deposit. Kyle Critcher Employment History Kyle R. Critcher has worked for three different securities firms throughout his career. His most recent registration was with LPL Financial LLC in Fort Mill, South Carolina, from August 2022 to August 2024. Before that, he was registered with Vanguard Marketing Corporation in Charlotte, North Carolina, from April 2022 to August 2022, and with W&S Brokerage Services, Inc. in Charlotte, North Carolina, from April 2021 to March 2022. Critcher has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in March 2021, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in April 2021, and the General Securities Representative Examination (Series 7) in May 2022. He has also passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in July 2022 and the Uniform Securities Agent State Law Examination (Series 63) in June 2021. He has not passed any principal or supervisory exams. Critcher is not currently registered with any firm. His record includes one disclosure event, a termination from LPL Financial LLC in August 2024. The termination was due to allegations that he failed to follow customer instructions to purchase a certificate of deposit. This disclosure was not associated with any specific product. Kyle Critcher Red Flags & Your Rights As An InvestorRegardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kyle Critcher is a red flag which should put all current and former customers of Kyle Critcher at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Critcher engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kyle Critcher If you have questions about LPL Financial LLCand/or Kyle Critcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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