Sep 15, 2024

Mark Sullivan of UBS Financial Services Inc. FIRED

DID MARK LAWRENCE SULLIVAN CAUSE YOU INVESTMENT LOSSES? Mark Sullivan Formerly With UBS Financial Services Inc. was terminated on July 26, 2024, after review determined that he violated firm policies by exercising discretion, mismarking tickets, and was not forthcoming during the investigation. Mark Sullivan Employment History Mark Lawrence Sullivan has worked for six different securities firms throughout his career. His most recent registration was with UBS Financial Services Inc in New York, NY, from November 2015 to August 2024. Prior to that, he was registered with Credit Suisse Securities (USA) LLC from September 2008 to December 2015, and with Lehman Brothers Inc. from October 1997 to September 2008. Earlier in his career, he worked with Needham & Company, Inc., Bear, Stearns & Co. Inc., and CS First Boston Corporation. Sullivan is not currently registered with any brokerage firm. During his career, Sullivan passed two general industry/product exams: the Securities Industry Essentials Examination (SIE) on October 1, 2018, and the General Securities Representative Examination (Series 7) on January 21, 1995. He also passed two multi-state securities law exams: the Uniform Investment Adviser Law Examination (Series 65) on May 17, 2022, and the Uniform Securities Agent State Law Examination (Series 63) on December 21, 1994. His registration with UBS Financial Services Inc. ended in July 2024 after he was discharged for violating firm policies, including exercising discretion without proper authorization, mismarking tickets, and not being forthcoming during an investigation. Mark Sullivan Red Flags & Your Rights As An Investor Regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of  Mark Sullivan is a red flag which should put all current and former customers of Mark Sullivan at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Mark Sullivan engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc.  Due To Mark Sullivan If you have questions about UBS Financial Services Inc. and/or Mark Sullivan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 15, 2024

Ricky Whitmire Jr of LPL Financial LLC Reviews

DID RICKY DEWIGHT WHITMIRE JR CAUSE YOU INVESTMENT LOSSES? Ricky Whitmire Jr Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Ricky Whitmire Jr Customer Complaints and Reviews Whitmire has disclosed the following negative events: Allegations Against Ricky Whitmire Jr Ricky Whitmire Jr Red Flags & Your Rights As An Investor Of course, Ricky Whitmire Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ricky Whitmire Jr at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Ricky Whitmire Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Ricky Whitmire Jr If you have questions about LPL Financial LLC and/or Ricky Whitmire Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 12, 2024

Kyle Critcher of LPL Financial LLC FIRED

DID KYLE RAY CRITCHER CAUSE YOU INVESTMENT LOSSES? Kyle Critcher Formerly With LPL Financial LLC was terminated on August 1, 2024, for failure to follow customer instructions to purchase certificate of deposit. Kyle Critcher Employment History Kyle R. Critcher has worked for three different securities firms throughout his career. His most recent registration was with LPL Financial LLC in Fort Mill, South Carolina, from August 2022 to August 2024. Before that, he was registered with Vanguard Marketing Corporation in Charlotte, North Carolina, from April 2022 to August 2022, and with W&S Brokerage Services, Inc. in Charlotte, North Carolina, from April 2021 to March 2022. Critcher has passed three general industry/product exams, including the Securities Industry Essentials Examination (SIE) in March 2021, the Investment Company Products/Variable Contracts Representative Examination (Series 6) in April 2021, and the General Securities Representative Examination (Series 7) in May 2022. He has also passed two multi-state securities law exams: the Uniform Combined State Law Examination (Series 66) in July 2022 and the Uniform Securities Agent State Law Examination (Series 63) in June 2021. He has not passed any principal or supervisory exams. Critcher is not currently registered with any firm. His record includes one disclosure event, a termination from LPL Financial LLC in August 2024. The termination was due to allegations that he failed to follow customer instructions to purchase a certificate of deposit. This disclosure was not associated with any specific product. Kyle Critcher Red Flags & Your Rights As An InvestorRegardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint was filed, the termination of Kyle Critcher is a red flag which should put all current and former customers of Kyle Critcher at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kyle Critcher engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kyle Critcher If you have questions about LPL Financial LLCand/or Kyle Critcher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 31, 2024

Walter Less of LPL Financial LLC Reviews

DID WALTER STEVEN LESS CAUSE YOU INVESTMENT LOSSES? Walter Less Customer Complaints and Reviews Walter Less has one significant disclosure event: Allegations Against Walter Less Walter Less Red Flags & Your Rights As An Investor Of course, Walter Less did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Walter Less at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Walter Less has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Walter Less If you have questions about LPL Financial LLC and/or Walter Less and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 30, 2024

David Kujawa of LPL Financial LLC Reviews

DID DAVID M KUJAWA CAUSE YOU INVESTMENT LOSSES? David Kujawa Customer Complaints and Reviews David Kujawa has one disclosed customer dispute: Allegations Against David Kujawa Allegations of Unsuitable Investment: The client contends that the investment recommended by Kujawa in 2014, involving a real estate income trust, was unsuitable given their financial situation and objectives. The case is ongoing, with Kujawa denying any wrongdoing and attributing the unsatisfactory investment outcome to unforeseen performance issues rather than inappropriate advisory practices. David Kujawa Red Flags & Your Rights As An Investor Of course, David Kujawa did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Kujawa at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether David Kujawa has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To David Kujawa If you have questions about LPL Financial LLC and/or David Kujawa and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2024

Christian Johnston of LPL Financial LLC Reviews

DID CHRISTIAN HARVEY JOHNSTON CAUSE YOU INVESTMENT LOSSES? Christian Johnston Of LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Christian Johnston Customer Complaints and Reviews Christian Johnston has several disclosures in his record: Allegations Against Christian Johnston The allegations and accusations against Christian Johnston include:. Christian Johnston Red Flags & Your Rights As An Investor Of course, Christian Johnston did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christian Johnston at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Christian Johnston has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christian Johnston If you have questions about LPL Financial LLC and/or Christian Johnston and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 29, 2024

Rainer Hohlbein Formerly With LPL Financial LLC Reviews

DID Rainer Hohlbein CAUSE YOU INVESTMENT LOSSES? Rainer Hohlbein Formerly With LPL Financial LLC Has 2 Customer Complaints For Alleged Broker Misconduct Rainer Hohlbein Customer Complaints and Reviews Rainer Hohlbein’s FINRA report includes a few significant disclosure events: Allegations Against Rainer Hohlbein Rainer Hohlbein Red Flags & Your Rights As An Investor Of course, Rainer Hohlbein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rainer Hohlbein at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Rainer Hohlbein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Rainer Hohlbein If you have questions about LPL Financial LLC and/or Rainer Hohlbein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 27, 2024

Richard Ceffalio Jr Formerly With LPL Financial LLC Reviews

DID RICHARD ALLEN CEFFALIO JR CAUSE YOU INVESTMENT LOSSES? Richard Ceffalio Jr Formerly With LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Richard Ceffalio Jr Customer Complaints and Reviews Richard Ceffalio’s record includes several disclosure events: Allegations Against Richard Ceffalio Jr Richard Ceffalio Jr Red Flags & Your Rights As An Investor Of course, Richard Ceffalio Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Ceffalio Jr at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Ceffalio Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Ceffalio Jr If you have questions about LPL Financial LLC and/or Richard Ceffalio Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 26, 2024

Richard Hill, II of LPL Financial LLC Reviews

DID RICHARD ALLAN HILL, II CAUSE YOU INVESTMENT LOSSES? Richard Hill, II Customer Complaints and Reviews Richard Allan Hill II has one reported customer dispute: Allegations Against Richard Hill, II Richard Hill, II Red Flags & Your Rights As An Investor Of course, Richard Hill, II did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Hill,s II at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Richard Hill, II has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Richard Hill, II If you have questions about LPL Financial LLC and/or Richard Hill, II and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2024

Chelsea Magby of LPL Financial LLC Reviews

DID CHELSEA BROWN MAGBY CAUSE YOU INVESTMENT LOSSES? Chelsea Magby Customer Complaints and Reviews Chelsea Magby has one reported customer dispute: Allegations Against Chelsea Magby Chelsea Magby Red Flags & Your Rights As An Investor Of course, Chelsea Magby did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chelsea Magby at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Chelsea Magby has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Chelsea Magby If you have questions about LPL Financial LLC and/or Chelsea Magby and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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