Jan 20, 2022

James Zegers of LPL Financial

DID JAMES JOSEPH ZEGERS CAUSE YOU INVESTMENT LOSSES? James Joseph Zegers Formerly with LPL Financial and Voya Financial Advisors Has 2 Customer Complaints for Alleged Broker Misconduct Who is James J. Zegers formerly with LPL Financial? James Zegers (CRD #2559008) who was formerly registered with LPL Financial and located in Albany, New York is a subject of one of our many securities industry sales practice abuse investigations.   Prior to LPL Financial, James Zegerswas associated with Voya Financial Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Zegers Customer Complaints In his career, James Zegers has been the subject of 2 customer complaints that we know about. The allegations made in the FINRA reported customer complaints for investment losses included allegations of failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence. One of James Zegers’ 2 customer complaints was settled in favor of investors. One of James Zegers’ customers’ complaints was denied and the customers did not take any further action. Allegations Against James Zegers A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The client alleged that James Zegers advised him that the investment offered a guaranteed return of 8% per year. The claimant alleges failure to properly diversify portfolio, failure to supervise, breach of contract, and negligence based on purchase of Northstar REIT. James Zegers Red Flags & Your Rights as an Investor Of course, James Zegers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of James Zegers at LPL Financial and Voya Financial Advisors on alert to review carefully the activity and performance of their accounts and question whether James Zegers has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at LPL Financial and Voya Financial Advisors also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial If you have questions about LPL Financial, Voya Financial Advisors, and/or James Zegers and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robin Blackman of IFP Securities, LLC

DID ROBIN DALE BLACKMAN CAUSE YOU INVESTMENT LOSSES? Robin Blackman of IFP Securities, LLC, Independent Financial Partners And Formerly With LPL Financial Has One Customer Complaint For Alleged Broker Misconduct Who is Robin Blackman of IFP Securities, LLC? Robin Blackman (CRD #1280469) who is currently registered with IFP Securities, LLC, Independent Financial Partners and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to IFP Securities, LLC, Independent Financial Partners, Robin Blackman was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robin Blackman Customer Complaint Robin Blackman has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the client alleges that the representative did not fully disclose all the facts regarding the policy. Robin Blackman’s customer complaint was denied and the customers did not take any further action. Robin Blackman Red Flags & Your Rights As An Investor Of course, Robin Blackman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robin Blackman at IFP Securities, LLC, Independent Financial Partners and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Robin Blackman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at IFP Securities, LLC, Independent Financial Partners and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At IFP Securities, LLC Due To Robin Blackman If you have questions about IFP Securities, LLC, Independent Financial Partners, LPL Financial, and/or Robin Blackman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Peter Albano of LPL Financial

DID PETER JOSEPH ALBANO CAUSE YOU INVESTMENT LOSSES? Peter Albano of LPL Financial and Formerly with Invest Financial Has A Customer Complaint for Alleged Broker Misconduct Who is Peter Albano of LPL Financial? Peter Albano (CRD #1040390) who is currently registered with LPL Financial and located in Dunmore, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Peter Albano was associated with Invest Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Peter Albano Customer Complaint Peter Albano has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the claimant alleges that, while he was an invest customer, his representative recommended he invest in an unsuitable business development company (BDC), and that he was not fully advised about the risks of the investment when it was recommended. A new financial professional registered with LPL began servicing his account The customer complaint filed against Peter Albano’s current employer LPL Financial for investment losses caused by the alleged misconduct is now settled. Peter Albano Red Flags & Your Rights as an Investor Of course, Peter Albano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Peter Albano at LPL Financial and Invest Financial on alert to review carefully the activity and performance of their accounts and question whether Peter Albano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Invest Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial Due to Peter Albano If you have questions about LPL Financial, Invest Financial, and/or Peter Albano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Janet Broyles of LPL Financial LLC

DID JANET HOLLAND BROYLES CAUSE YOU INVESTMENT LOSSES? Janet Broyles of LPL Financial LLC, Advisor Resource Council Has One Customer Complaint For Alleged Broker Misconduct Who is Janet Broyles of LPL Financial LLC? Janet Broyles (CRD #1278020) who is currently registered with LPL Financial LLC, Advisor Resource Council and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Janet Broyles Customer Complaint Janet Broyles has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Claimant alleges certain of his investments were not suitable for his account. The customer complaint filed against Janet Broyles’ current employer LPL Financial LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. Janet Broyles Red Flags & Your Rights As An Investor Of course, Janet Broyles did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Janet Broyles at Advisor Resource Council, LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Janet Broyles has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Advisor Resource Council, LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Advisor Resource Council Due To Janet Broyles If you have questions about Advisor Resource Council, LPL Financial LLC, and/or Janet Broyles and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Harry Barth of Crown Capital Securities L.P.

DID HARRY MICHAEL BARTH CAUSE YOU INVESTMENT LOSSES? Harry Barth of Crown Capital Securities L.P. And Secura Financial Has Two Customer Complaints for Alleged Broker Misconduct Who is Harry Barth of Crown Capital Securities L.P.? Harry Barth (CRD #13891) who is currently registered with Crown Capital Securities L.P., Secura Financial and located in Orange, California is a subject of one of our many securities industry sales practice abuse investigations. Harry Barth Customer Complaints Harry Barth has been the subject of at least 2 customer complaints that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Claimant alleges claims, including suitability, for investments made in illiquid products. One of the customer complaints was settled in favor of investors. The other customers’ complaint filed against Harry Barth’s current employers Crown Capital Securities L.P., J.W. Cole Financial, and LPL Financial for investment losses caused by the alleged misconduct is pending as of the date of this report. Harry Barth Red Flags & Your Rights as An Investor Of course, Harry Barth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Harry Barth at Crown Capital Securities L.P. and Secura Financial on alert to review carefully the activity and performance of their accounts and question whether Harry Barth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Crown Capital Securities L.P. and Secura Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Crown Capital Securities L.P. Due To Harry Barth If you have questions about Crown Capital Securities L.P., Secura Financial, and/or Harry Barth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Harvey Berk of Kestra Investment Services

DID HARVEY STUART BERK CAUSE YOU INVESTMENT LOSSES? Harvey Berk of Kestra Investment Services, Kestra Advisory Services, and Formerly with LPL Financial Has Two Customer Complaints for Alleged Broker Misconduct Who is Harvey Berk of Kestra Investment Services? Harvey Berk (CRD #705380) who is currently registered with Kestra Advisory Services, Kestra Investment Services, and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Kestra Advisory Services, Kestra Investment Services, Harvey Berk was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harvey Berk Customer Complaints Harvey Berk has been the subject of at least 2 customer complaints that we know about. The allegations made in one of the FINRA reported customer complaints for investment losses were customer complained that her investments did not keep pace with her distributions from her account and alleged that the advisor should have recommended different investments. The other complaint related to the suitability of the investments. Both of Harvey Berk’s customer complaints were settled in favor of the investors. Harvey Berk Red Flags & Your Rights as An Investor Of course, Harvey Berk did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Harvey Berk at Kestra Advisory Services, Kestra Investment Services, and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Harvey Berk has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kestra Investment Services, Kestra Advisory Services, and LPL Financial also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Kestra Investment Services and LPL Financial Due to Harvey Berk If you have questions about Kestra Advisory Services, Kestra Investment Services, LPL Financial, and/or Harvey Berk and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Guy Harrigan of Lion Street Financial

DID GUY ANTHONY HARRIGAN CAUSE YOU INVESTMENT LOSSES? Guy Harrigan of Lion Street Financial and Formerly with Triad Advisors Has A Customer Complaint for Alleged Broker Misconduct Who is Guy Harrigan of Lion Street Financial? Guy Harrigan (CRD #1817525) who is currently registered with Lion Street Financial and located in Boulder, Colorado is a subject of one of our many securities industry sales practice abuse investigations. Prior to Lion Street Financial, Lion Street Advisors, Guy Harrigan was associated with Triad Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Guy Harrigan Customer Complaint Guy Harrigan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the claimant alleges unsuitable investments in REITs and GPB private placements, spanning Representative’s association with three broker-dealers. The customer complaint filed against Guy Harrigan’s current and former employers, Lion Street Financial, LPL Financial, and Triad Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Guy Harrigan Red Flags & Your Rights as An Investor Of course, Guy Harrigan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Guy Harrigan at Lion Street Financial, Lion Street Advisors, and Triad Advisors on alert to review carefully the activity and performance of their accounts and question whether Guy Harrigan has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Lion Street Financial, Lion Street Advisors, and Triad Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Lion Street Financial, Lion Street Advisors Due to Guy Harrigan If you have questions about Lion Street Financial, Lion Street Advisors, Triad Advisors, and/or Guy Harrigan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

George Byykkonen of LPL Financial LLC

DID GEORGE WILLIAM BYYKKONEN CAUSE YOU INVESTMENT LOSSES? George Byykkonen of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is George Byykkonen of LPL Financial LLC? George Byykkonen (CRD #2085016) who is currently registered with LPL Financial LLC and located in Platteville, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. George Byykkonen Customer Complaint George Byykkonen has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleges misrepresentation. George Byykkonen’s customer complaint was denied and the customers did not take any further action. George Byykkonen Red Flags & Your Rights As An Investor Of course, George Byykkonen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Byykkonen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether George Byykkonen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To George Byykkonen If you have questions about LPL Financial LLC and/or George Byykkonen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

George Ly of LPL Financial LLC

DID GEORGE LY CAUSE YOU INVESTMENT LOSSES? George Ly of LPL Financial LLC And Formerly With Cetera Investment Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is George Ly of LPL Financial LLC? George Ly (CRD #4630985) who is currently registered with LPL Financial LLC and located in La Mirada, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, George Ly was associated with Cetera Investment Advisers, Cetera Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Ly Customer Complaints George Ly has been the subject of at least 3 customer complaints that we know about. The allegations made in the FINRA reported customer complaints for investment losses were for George Ly’s alleged misrepresentations and unsuitable investment recommendations. The customer complaint filed against George Ly’s former employer Cetera Investment Services for investment losses caused by the alleged misconduct is still pending as of the date of this report. George Ly Red Flags & Your Rights As An Investor Of course, George Ly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Ly at LPL Financial LLC, Cetera Investment Advisers and Cetera Investment Services on alert to review carefully the activity and performance of their accounts and question whether George Ly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cetera Investment Advisers and Cetera Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To George Ly If you have questions about LPL Financial LLC, Cetera Investment Advisers, Cetera Investment Services, and/or George Ly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Galen Kopman of Centaurus Financial

DID GALEN KYLE KOPMAN CAUSE YOU INVESTMENT LOSSES? Galen Kopman Formerly with Centaurus Financial and LPL Financial Has 3 Customer Complaints for Alleged Broker Misconduct Who is Galen Kopman formerly with Centaurus Financial? Galen Kopman (CRD #3011906) who was formerly registered with Centaurus Financial and located in Vancouver, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Centaurus Financial, Galen Kopman was associated with LPL Financial and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Galen Kopman Customer Complaints Galen Kopman has been the subject of 3 customer complaints that we know about. One of Galen Kopman’s 3 customer complaints was settled in favor of investors. One of Galen Kopman’s customers’ complaints was denied and the customers did not take any further action. The third customer complaint filed against Galen Kopman’s former employer Centaurus Financial, Inc. is still pending. Allegations Against Galen Kopman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The claimant alleges that Respondent’s representative Galen Kopman recommended an unsuitable investment in a business development company which conflicted with Claimant’s true investment objectives and needs, ultimately causing her monetary damages. Claimant alleges her representative was motivated by commissions and consequently misrepresented/omitted the illiquid investment’s risks. The customer alleges that the recommendations by Galen Kopman were unsuitable, the documentations was altered, and demands repayment of $172,283. 00. Galen Kopman Red Flags & Your Rights as An Investor Of course, Galen Kopman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Galen Kopman at Centaurus Financial and LPL Financial on alert to review carefully the activity and performance of their accounts and question whether Galen Kopman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Centaurus Financial and LPL Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Centaurus Financial Due to Galen Kopman If you have questions about Centaurus Financial, LPL Financial, and/or Galen Kopman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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