Jan 20, 2022

Daniel Dillard of Union Capital Company

DID DANIEL G. DILLARD CAUSE YOU INVESTMENT LOSSES? Daniel G. Dillard Formerly with Union Capital Company, And Sagepoint Financial, Inc. Has A Customer Complaint for Alleged Broker Misconduct in The Past Year Who is Daniel G. Dillard formerly with Union Capital Company? Daniel Dillard (CRD #4289333) who was formerly registered with Union Capital Company and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.   Prior to Union Capital Company, Daniel Dillard was associated with Sagepoint Financial, Inc. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Dillard has had his own problems with the regulators. In September 2015, while he was working for LPL Financial, LLC, he was suspended by FINRA from association with any member firm in any capacity for 3 months and fined $5,000.  Daniel Dillard consented to FINRA’s findings, without admitting or denying the allegations, that he took a firm form and falsified information on the document. Sagepoint Financial, Inc. Broker Misconduct Daniel Dillard has recently been the subject of a customer complaint that we know about that was filed in the last year to recover investment losses. The claimant alleged in the complaint that Daniel Dillard made unsuitable investment recommendations, misrepresentations and breached his fiduciary duties in connection with variable annuity and other direct investments.  The customer complaint filed against Daniel Dillard’s former employer Sagepoint Financial, Inc. for investment losses caused by his alleged misconduct is still pending. Daniel Dillard Red Flags & Your Rights as An Investor Of course, Daniel Dillard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Daniel Dillard at Union Capital Company and Sagepoint Financial, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Dillard has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Sagepoint Financial, Inc. also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Union Capital Company If you have questions about Union Capital Company, Sagepoint Financial, Inc., and/or Daniel Dillard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Danielle Stanton of LPL Financial, LLC

DID DANIELLE DEMARCE STANTON CAUSE YOU INVESTMENT LOSSES? Danielle Demarce Stanton Of LPL Financial, LLC Has A Recent Customer Complaint for Alleged Broker Misconduct in The Past Year Who is Danielle D. Stanton with LPL Financial, LLC? Danielle Stanton (CRD #2416479) who is currently registered with LPL Financial, LLC and located in La Mesa, California is a subject of one of our many securities industry sales practice abuse investigations.   Prior to LPL Financial, LLC, Danielle Stanton was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC Broker Misconduct Danielle Stanton has been the subject of a customer complaint that was filed in the last year to recover investment losses. The claimant allegedly inherited assets in brokerage accounts from his mother that was invested in multiple energy partnerships and master limited partnerships.  The claimant alleged that Danielle Stanton made unsuitable “hold” investment recommendations after he inherited the securities from his mother. The customer complaint filed against Danielle Stanton’s current employer LPL Financial, LLC for investment losses caused by her alleged misconduct is still pending. Danielle Stanton Red Flags & Your Rights as An Investor Of course, Danielle Stanton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Danielle Stanton at LPL Financial, LLC on alert to review carefully the activity and performance of their accounts and question whether Danielle Stanton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial, LLC also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial, LLC If you have questions about LPL Financial, LLC and/or Danielle Stanton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Thomas Dilello of LPL Financial LLC

DID THOMAS MICHAEL DILELLO CAUSE YOU INVESTMENT LOSSES? Thomas Dilello Formerly With LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Thomas Dilello formerly with LPL Financial LLC? Thomas Dilello (CRD #1296934) who was formerly registered with LPL Financial LLC and located in Naples, Florida is a subject of one of our many securities industry sales practice abuse investigations. Thomas Dilello was also the subject of a FINRA investigation for failure to comply with a settlement agreement and/or satisfactorily respond to a FINRA request to provide information concerning the status of his compliance with that agreement. As a result, he was suspended and all capacities from association with any member firm. Thomas Dilello Customer Complaints Thomas Dilello has been the subject of 3 customer complaints that we know about. One of Thomas Dilello’s 3 customer complaints was settled in favor of investors. One of Thomas Dilello’s customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against SunTrust Investment Services for investment losses caused by Thomas Dilello’s alleged misconduct. Allegations Against Thomas Dilello A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client claims Thomas Dilello allegedly committed fraud and took funds from account. Clients alleged that Thomas Dilello misrepresented facts regarding the Hartford variable annuities they purchased. The client says he thought he was buying tax-free bonds when in fact he was buying a mutual fund recommended by Thomas Dilello. Thomas Dilello Red Flags & Your Rights As An Investor Of course, Thomas Dilello did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Dilello at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Thomas Dilello has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Thomas Dilello If you have questions about LPL Financial and/or Thomas Dilello and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Scott Doll of LPL Financial LLC

DID SCOTT WILLARD DOLL CAUSE YOU INVESTMENT LOSSES? Scott Doll of LPL Financial LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Scott Doll of LPL Financial LLC? Scott Doll (CRD #1087992) who is currently registered with LPL Financial LLC and located in San Juan Capistrano, California is a subject of one of our many securities industry sales practice abuse investigations. Scott Doll Customer Complaint Scott Doll has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Scott Doll engaged in unauthorized trading in two accounts. Scott Doll’s customer complaint was settled in favor of the investors. Scott Doll Red Flags & Your Rights As An Investor Of course, Scott Doll did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Scott Doll at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Scott Doll has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Scott Doll If you have questions about LPL Financial LLC and/or Scott Doll and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Brian Bjerke of LPL Financial LLC

DID BRIAN PATRICK BJERKE CAUSE YOU INVESTMENT LOSSES? Brian Patrick Bjerke formerly with LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct In the Past 2 Years Who is Brian P. Bjerke formerly with LPL Financial LLC? Brian Bjerke (CRD #5811394) who was formerly registered with LPL Financial LLC and located in Chamblee, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Brian Bjerke was associated with 2 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial LLC Broker Misconduct In his career, Brian Bjerke has been the subject of a customer complaint that was filed in the last 2 years to recover investment losses. Claimant alleged that Brian Bjerke recommended unsuitable alternative investments in variable annuities without disclosing the risks and details of the investment which caused him damages. The customer complaint was settled by his former employer LPL Financial, LLC in favor of the investor. Brian Bjerke Red Flags & Your Rights As An Investor Of course, Brian Bjerke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Bjerke at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Brian Bjerke has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a  large number of customer complaints at LPL Financial LLC which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC If you have questions about LPL Financial LLC and/or Brian Bjerke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeffrey Armstrong of LPL Financial, LLC

DID JEFFREY MARK ARMSTRONG CAUSE YOU INVESTMENT LOSSES? Jeffrey Mark Armstrong Of LPL Financial, LLC And Formerly with Lincoln Financial Advisors Corporation Has Had A Customer Complaint for Alleged Broker Misconduct in the Past Year Who is Jeffrey M. Armstrong with LPL Financial, LLC? Jeffrey Armstrong (CRD #2808264) who is currently registered with LPL Financial, LLC and located in Fairfax, Virginia is a subject of one of our many securities industry sales practice abuse investigations.   Prior to LPL Financial, LLC, Jeffrey Armstrong was associated with Lincoln Financial Advisors Corporation, 5 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lincoln Financial Advisors Corporation Broker Misconduct Jeffrey Armstrong has been the subject of a customer complaint filed in the last year to recover investment losses. The claimants alleged that Jeffrey Armstrong told them unsuitable investments, including several private placements and non-traded REITs.  The customer complaint filed against Jeffrey Armstrong’s current employer LPL Financial, LLC for investment losses caused by his alleged misconduct is pending. Jeffrey Armstrong Red Flags & Your Rights as An Investor Of course, Jeffrey Armstrong did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Jeffrey Armstrong at LPL Financial, LLC and Lincoln Financial Advisors Corporation on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Armstrong has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at Lincoln Financial Advisors Corporation which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial, LLC And Lincoln Financial Advisors Corporation If you have questions about LPL Financial, LLC, Lincoln Financial Advisors Corporation, and/or Jeffrey Armstrong and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Ascani of LPL Financial, LLC

DID DANIEL LEONARD ASCANI CAUSE YOU INVESTMENT LOSSES? Daniel Leonard Ascani with LPL Financial, LLC Has 2 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Daniel L. Ascani with LPL Financial, LLC? Daniel Ascani (CRD #1098977) who is currently registered with LPL Financial, LLC and located in Jupiter, Florida is a subject of one of our many securities industry sales practice abuse investigations.   Prior to LPL Financial, LLC, Daniel Ascani was associated with Ameriprise Financial Services, Inc. and 11 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC And Ameriprise Financial Services Broker Misconduct In his career, Daniel Ascanihas been the subject of 2 customer complaints that we know about, one of those complaints was filed against Ameriprise Financial Services in the last year to recover investment losses. One of Daniel Ascani’s customer complaints was denied by LPL Financial, LLC and the investor took no further action. The other customer complaint recently filed against Daniel Ascani’s former employer Ameriprise Financial Services for investment losses caused by his alleged misconduct is still pending. Allegations Against Daniel Ascani A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged unsuitable investment recommendations purchased non-traded REITs. The claimant alleged illiquidity of 2 alternative investments had not been disclosed at the time of purchase. Daniel Ascani Red Flags & Your Rights as An Investor Of course, Daniel Ascani did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Daniel Ascani at LPL Financial, LLC and Ameriprise Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Daniel Ascani has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at LPL Financial, LLC and Ameriprise Financial Services, Inc. which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at LPL Financial, LLC And Ameriprise Financial Services If you have questions about LPL Financial, LLC, Ameriprise Financial Services, Inc., and/or Daniel Ascani and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Charles Darrow of American Portfolios Financial Services, Inc.

DID CHARLES PHILLIPS DARROW CAUSE YOU INVESTMENT LOSSES? Charles Phillips Darrow Formerly With American Portfolios Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct In The Past 2 Years Who is Charles P. Darrow formerly with American Portfolios Financial Services, Inc.? Charles Darrow (CRD #2325527) who was formerly registered with American Portfolios Financial Services, Inc. and located in Fayetteville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to American Portfolios Financial Services, Inc., Charles Darrow was associated with LPL Financial, LLC and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. It is probably not a coincidence that he was terminated by LPL Financial, LLC for not following its policies and procedures relative to processing variable annuity transactions and his currently accused of similar misconduct while he was employed at American Portfolios Financial Services, Inc. American Portfolios Financial Services, Inc. Broker Misconduct Charles Darrow was recently named as the subject of a customer complaint. The claimant has alleged that he made misrepresentations and omissions of material facts, breached his fiduciary duty, and violated the FINRA rules to 110 and 2111 relating to unsuitable investment recommendations to invest in variable annuities and real estate securities. The customer complaint recently filed against Charles Darrow’s former employer American Portfolios Financial Services, Inc. for investment losses caused by his alleged misconduct is still pending. Charles Darrow Red Flags & Your Rights As An Investor Of course, Charles Darrow did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Darrow at American Portfolios Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charles Darrow has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at American Portfolios Financial Services, Inc. which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At American Portfolios Financial Services, Inc. If you have questions about American Portfolios Financial Services, Inc. and/or Charles Darrow and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Chandrakumar Rajaratnam of LPL Financial LLC

DID CHANDRAKUMAR RAJARATNAM CAUSE YOU INVESTMENT LOSSES? Chandrakumar Rajaratnam Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Chandrakumar Rajaratnam with LPL Financial LLC? Chandrakumar Rajaratnam (CRD #4617081) who is currently registered with LPL Financial LLC and located in Salem, Oregon is a subject of one of our many securities industry sales practice abuse investigations. LPL Financial LLC, is an investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. LPL Financial LLC Broker Misconduct Chandrakumar Rajaratnam has been identified as the subject of a customer complaint filed in the last year to recover investment losses. The customer’s allegations are that Chandrakumar Rajaratnam made misrepresentations and unsuitable investment recommendations to purchase REITs which were illiquid and inconsistent with the client’s needs. The customer complaint filed against Chandrakumar Rajaratnam’s current employer LPL Financial LLC for investment losses caused by the alleged misconduct is still pending. Chandrakumar Rajaratnam Red Flags & Your Rights As An Investor Of course, Chandrakumar Rajaratnam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chandrakumar Rajaratnam at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Chandrakumar Rajaratnam has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at LPL Financial LLC which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC If you have questions about LPL Financial LLC and/or Chandrakumar Rajaratnam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Carlos Salazar of LPL Financial LLC

DID CARLOS A. SALAZAR CAUSE YOU INVESTMENT LOSSES? Carlos A. Salazar formerly with LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct In the Past Year Who is Carlos A. Salazar formerly with LPL Financial LLC? Carlos Salazar (CRD #5060311) who was formerly registered with LPL Financial LLC and located in San Antonio, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial LLC, Carlos Salazar was associated with 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. LPL Financial, LLC terminated Carlos Salazar’s employment for allegedly violating the firm’s policy regarding outside business activities. LPL Financial LLC Broker Misconduct Carlos Salazar has recently been identified as the subject of a customer complaint made in the last year to recover investment losses. The Executor of the estate for the customer alleged misrepresentations and unsuitable investment recommendations related to REIT investments. The Executor has not yet filed an arbitration claim.  Carlos Salazar Red Flags & Your Rights As An Investor Of course, Carlos Salazar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Salazar at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Carlos Salazar has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at LPL Financial LLC which also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial LLC If you have questions about LPL Financial LLC and/or Carlos Salazar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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