May 9, 2024

Damon Mapes of LPL Financial LLC

DID DAMON MERRILL MAPES CAUSE YOU INVESTMENT LOSSES? Damon Mapes Of LPL Financial LLC And Formerly With Cetera Investment Services LLC Has 2 Customer Complaints For Alleged Broker Misconduct Damon Mapes Customer Complaints Damon Mapes has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce, Fenner and Smith for Damon Mapes alleged misconduct in favor of the investor.  The other customer complaint was recently filed against Cetera Investment Services for the advisors alleged misconduct and is still pending. Allegations Against Damon Mapes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Damon Mapes Red Flags & Your Rights As An Investor Of course, Damon Mapes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Damon Mapes at LPL Financial LLC and Cetera Investment Services LLC on alert to review carefully the activity and performance of their accounts and question whether Damon Mapes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Investment Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Damon Mapes  If you have questions about LPL Financial LLC, Cetera Investment Services LLC and/or Damon Mapes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 2, 2024

Robert Earls, Jr. of LPL Financial LLC

DID ROBERT JOSEPH EARLS, JR. CAUSE YOU INVESTMENT LOSSES? Robert Earls, Jr. Of LPL Financial LLC Has 3 Customer Complaints For Alleged Broker Misconduct Robert Earls, Jr.  Customer Complaints Robert Earls, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 of these customer complaints were recently filed with LPL Financial and are still pending. Allegations Against Robert Earls, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Earls, Jr.  Red Flags & Your Rights As An Investor Of course, Robert Earls, Jr. did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Earls, Jr. at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Robert Earls, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Robert Earls, Jr.  If you have questions about LPL Financial LLC and/or Robert Earls, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 25, 2024

Kevin Loyd, Jr of LPL Financial LLC

DID KEVIN CLINTON LOYD JR CAUSE YOU INVESTMENT LOSSES? Kevin Loyd, Jr Of LPL Financial LLC And Formerly With Cetera Advisors LLC and First Allied Securities, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Kevin Loyd, Jr Customer Complaints Kevin Loyd, Jr has been the subject of 2 customer complaints that we know about seeking to recover investment losses.  Both customer complaints evolved into FINRA arbitration proceedings that are pending against Kevin Loyd’s former employers for his alleged misconduct. Allegations Against Kevin Loyd, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Loyd, Jr Red Flags & Your Rights As An Investor Of course, Kevin Loyd, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Loyd, Jr at LPL Financial LLC, Cetera Advisors LLC and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Kevin Loyd, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Cetera Advisors LLC and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kevin Loyd, Jr  If you have questions about LPL Financial LLC, Cetera Advisors LLC, First Allied Securities, Inc. and/or Kevin Loyd, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 22, 2024

Christopher Grano of LPL Financial LLC

DID CHRISTOPHER LOUIS GRANO CAUSE YOU INVESTMENT LOSSES? Christopher Grano Of LPL Financial LLC And Formerly With Cetera Financial Specialists LLC Has 3 Customer Complaints For Alleged Broker Misconduct Christopher Grano Customer Complaints Christopher Grano has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Christopher Grano’s former employer is in favor of the investors.  There is currently one FINRA arbitration proceeding that was recently filed against Cetera Financial Specialists for Christopher Grano’s alleged misconduct that is still pending. Allegations Against Christopher Grano A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Christopher Grano Red Flags & Your Rights As An Investor Of course, Christopher Grano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Grano at LPL Financial LLC and Cetera Financial Specialists LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Grano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Cetera Financial Specialists LLCalso raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Christopher Grano  If you have questions about LPL Financial LLC, Cetera Financial Specialists LLC and/or Christopher Grano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 22, 2024

Tamara Glenn formerly with LPL Financial LLC

DID TAMARA A GLENN CAUSE YOU INVESTMENT LOSSES? Tamara Glenn Formerly With LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Tamara Glenn Customer Complaints Tamara Glenn has been the subject of 6 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by Tamara Glenn’s former employers in favor of the investors. Another 3 customer complaints were denied by her former employers, and, to date, the investors have not taken any further action. Currently, there are 2 FINRA arbitration proceedings filed against Essex National Securities for the advisors alleged misconduct that are still pending. Allegations Against Tamara Glenn A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Tamara Glenn Red Flags & Your Rights As An Investor Of course, Tamara Glenn did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tamara Glenn at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Tamara Glenn has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC, Sigma Financial Corporation and Securian Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Tamara Glenn  If you have questions about LPL Financial LLC, Sigma Financial Corporation, Securian Financial Services, Inc. and/or Tamara Glenn and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 20, 2024

Michael Lindemann of LPL Financial LLC

DID MICHAEL CARL LINDEMANN CAUSE YOU INVESTMENT LOSSES? Michael Lindemann Of LPL Financial LLC And Formerly With Securities America, Inc. Has A Customer Complaint For Alleged Broker Misconduct Michael Lindemann Customer Complaint Michael Lindemann has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customers instructions related to a mutual fund investment.  The customer complaint was recently filed with LPL Financial and is still pending. Michael Lindemann Red Flags & Your Rights As An Investor Of course, Michael Lindemann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Lindemann at LPL Financial LLC and Securities America, Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Lindemann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Securities America, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Michael Lindemann  If you have questions about LPL Financial LLC, Securities America, Inc. and/or Michael Lindemann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 20, 2024

Casey O’Rourke of LPL Financial LLC

DID CASEY PATRICK O’ROURKE CAUSE YOU INVESTMENT LOSSES? Casey O’Rourke Of LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Casey O’Rourke Customer Complaint Casey O’Rourke has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for theft of funds.  LPL Financial denied the customer allegations of theft and claimed it was based on a misunderstanding of entries on account statements. Casey O’Rourke Red Flags & Your Rights As An Investor Of course, Casey O’Rourke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Casey O’Rourke at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Casey O’Rourke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Casey O’Rourke  If you have questions about LPL Financial LLC and/or Casey O’Rourke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 16, 2024

Kathleen Hansen of LPL Financial LLC

DID KATHLEEN REAMS HANSEN CAUSE YOU INVESTMENT LOSSES? Kathleen Hansen Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Kathleen Hansen Customer Complaint Kathleen Hansen has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable recommendation to purchase preferred stock, and customer’s account.  Sage Point Financial settled the customer complaint in favor of the investor. Kathleen Hansen Red Flags & Your Rights As An Investor Of course, Kathleen Hansen did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kathleen Hansen at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Kathleen Hansen has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Kathleen Hansen  If you have questions about LPL Financial LLC and/or Kathleen Hansen and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 13, 2024

Barry Buchholz of LPL Financial LLC

DID BARRY LUTHER BUCHHOLZ CAUSE YOU INVESTMENT LOSSES? Barry Buchholz Of LPL Financial LLC And Formerly With Private Client Services, LLC Has 7 Customer Complaints For Alleged Broker Misconduct Barry Buchholz Customer Complaints Barry Buchholz has been the subject of 7 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by The O.N. Equity Sales Co. in favor of the investors. Three of the customer complaints were denied by Barry Buchholz’s former employers and the investors took no further action.  There are currently 2 customer complaints that were recently filed against LPL Financial LLC for Barry Buckholtz’s alleged misconduct that are still pending resolution. Allegations Against Barry Buchholz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Barry Buchholz Red Flags & Your Rights As An Investor Of course, Barry Buchholz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Buchholz at LPL Financial LLC and Private Client Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Barry Buchholz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC and Private Client Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Barry Buchholz  If you have questions about LPL Financial LLC, Private Client Services, LLC and/or Barry Buchholz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 9, 2024

Jonathan Upton of LPL Financial LLC

DID JONATHAN DALE UPTON CAUSE YOU INVESTMENT LOSSES? Jonathan Upton Of LPL Financial LLC Has 4 Customer Complaints For Alleged Broker Misconduct Jonathan Upton Broker Misconduct In his career, Jonathan Upton has been the subject of 4 customer complaints that we know about, two of those complaints were filed in the last 2 years to recover investment losses. One of Jonathan Upton’s 3 customer complaints was settled in favor of investors.  The other customer complaints were denied by Jonathan Upton and his employer and the customers have not taken any further action. Allegations Against Jonathan Upton   A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jonathan Upton Red Flags & Your Rights As An Investor Of course, Jonathan Upton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jonathan Upton at LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Jonathan Upton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At LPL Financial LLC Due To Jonathan Upton  If you have questions about LPL Financial LLC and/or Jonathan Upton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading