May 29, 2023

Randall Minas of Stifel, Nicolaus & Company, Incorporated

DID RANDALL KENT MINAS CAUSE YOU INVESTMENT LOSSES? Randall Minas Of Stifel, Nicolaus & Company, Incorporated, Has 6 Customer Complaints For Alleged Broker Misconduct Randall Minas Customer Complaints Randall Minas has been the subject of 6 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by Randall Minas’ former employer, Merrill Lynch Pierce Fenner and Smith, in favor of the investors. His employers denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Randall Minas A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Randall Minas Red Flags & Your Rights As An Investor Of course, Randall Minas did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Randall Minas at Stifel, Nicolaus & Company, Incorporated on alert to review carefully the activity and performance of their accounts and question whether Randall Minas has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Randall Minas If you have questions about Stifel, Nicolaus & Company, Incorporated and/or Randall Minas and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 25, 2023

Peter Ianace formerly with Wells Fargo Clearing Services, LLC

DID PETER VINCENT IANACE CAUSE YOU INVESTMENT LOSSES? Peter Ianace Formerly With Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Peter Ianace Customer Complaints Peter Ianace has been the subject of 4 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled by the advisors former employers in favor of the investors. AG Edwards and Sons denied the other customer complaint and no further action was taken. Allegations Against Peter Ianace A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Peter Ianace Red Flags & Your Rights As An Investor Of course, Peter Ianace did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Peter Ianace at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Peter Ianace has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Peter Ianace If you have questions about Wells Fargo Clearing Services, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Peter Ianace and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 20, 2023

Paul Platek of UBS Financial Services Inc.

DID PAUL A PLATEK CAUSE YOU INVESTMENT LOSSES? Paul Platek Of UBS Financial Services Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Paul Platek Customer Complaints Paul Platek has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by UBS Financial Services in favor of the investor. Paul Platek’s former employer Merrill Lynch Pierce Fenner and Smith denied the other customer complaint and no further action was taken. Paul Platek Red Flags & Your Rights As An Investor Of course, Paul Platek did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Paul Platek at UBS Financial Services Inc on alert to review carefully the activity and performance of their accounts and question whether Paul Platek has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc Due To Paul Platek If you have questions about UBS Financial Services Inc and/or Paul Platek and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 17, 2023

Omar Khalil of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID OMAR KHALIL CAUSE YOU INVESTMENT LOSSES? Omar Khalil Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Omar Khalil Customer Complaint Omar Khalil has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Omar Khalil Red Flags & Your Rights As An Investor Of course, Omar Khalil did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Omar Khalil at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Omar Khalil has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Omar Khalil If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Omar Khalil and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 16, 2023

Nicole Falciano of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID NICOLE A FALCIANO CAUSE YOU INVESTMENT LOSSES? Nicole Falciano Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Nicole Falciano Customer Complaint Nicole Falciano has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to follow customer’s instructions with respect to transactions in the account. Merrill, Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Nicole Falciano Red Flags & Your Rights As An Investor Of course, Nicole Falciano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Falciano at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Nicole Falciano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Nicole Falciano If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Nicole Falciano and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 6, 2023

Michael Swenson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL PHILLIP SWENSON CAUSE YOU INVESTMENT LOSSES? Michael Swenson Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Swenson Customer Complaint Michael Swenson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions of customer. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Michael Swenson Red Flags & Your Rights As An Investor Of course, Michael Swenson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Swenson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Swenson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Swenson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Swenson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 4, 2023

Michael Goodworth of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL JOSEPH GOODWORTH CAUSE YOU INVESTMENT LOSSES? Michael Goodworth Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Michael Goodworth Customer Complaints Michael Goodworth has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Morgan Stanley in favor of the investors. Merrill Lynch Pierce Fenner and Smith denied the other 2 customer complaints and, to date, no further action has been taken. Allegations Against Michael Goodworth A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Michael Goodworth Red Flags & Your Rights As An Investor Of course, Michael Goodworth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Goodworth at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Goodworth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Goodworth If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Goodworth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 28, 2023

Michael Bates of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL BRUCE BATES CAUSE YOU INVESTMENT LOSSES? Michael Bates Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Bates Customer Complaint Michael Bates has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Michael Bates Red Flags & Your Rights As An Investor Of course, Michael Bates did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Bates at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Bates has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Bates If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Batesand the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 24, 2023

McFaddin Moise, III of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MCFADDIN MOISE III CAUSE YOU INVESTMENT LOSSES? McFaddin Moise, III Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With First Allied Securities, Inc. Has A Customer Complaint For Alleged Broker Misconduct McFaddin Moise, III Customer Complaint McFaddin Moise, III has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative recommended nontraded REIT which was unsuitable. First Allied Securities settled the customer complaint in favor of the investor. McFaddin Moise, III Red Flags & Your Rights As An Investor Of course, McFaddin Moise, III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of McFaddin Moise, III at Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Allied Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether McFaddin Moise, III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and First Allied Securities, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To McFaddin Moise, III If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, First Allied Securities, Inc. and/or McFaddin Moise, III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 21, 2023

Matthew Eckenrode of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MATTHEW J ECKENRODE CAUSE YOU INVESTMENT LOSSES? Matthew Eckenrode Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Matthew Eckenrode Customer Complaints Matthew Eckenrode has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and, to date, the customers have not taken any further action. Allegations Against Matthew Eckenrode A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Eckenrode Red Flags & Your Rights As An Investor Of course, Matthew Eckenrode did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Eckenrode at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Eckenrode has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Eckenrode If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Eckenrode and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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