Jun 27, 2022

Annette Blank formerly with Oppenheimer & Co. Inc.

DID ANNETTE BRANDLER BLANK CAUSE YOU INVESTMENT LOSSES? Annette Blank Formerly With Oppenheimer & Co. Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is Annette Blank formerly with Oppenheimer & Co. Inc.? Annette Blank (CRD #866603) who was formerly registered with Oppenheimer & Co. Inc. and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Virginia Beach, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Annette Blank Customer Complaints Annette Blank has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Two of Annette Blank’s 6 customer complaints were settled in favor of investors. Four of Annette Blank’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Annette Blank A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unsuitable investment strategy and IRA account and breach of fiduciary duty of financial advisor. Failure to disclose nature, mechanics and risks of bond transaction. Unsuitable recommendation of certain equities in clients accounts. Unsuitable trading activity and churning period Annette Blank Red Flags & Your Rights As An Investor Of course, Annette Blank did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Annette Blank at Oppenheimer & Co. Inc. on alert to review carefully the activity and performance of their accounts and question whether Annette Blank has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Annette Blank If you have questions about Oppenheimer & Co. Inc. and/or Annette Blank and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated

DID ALBERTO ENRIQUE BOULTON CAUSE YOU INVESTMENT LOSSES? Alberto Boulton Of Merrill Lynch Pierce Fenner & Smith Incorporated And Formerly With MML Investors Services, LLC And Hold Brothers Capital LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated? Alberto Boulton (CRD #6639531) who is currently registered with Merrill Lynch Pierce Fenner & Smith Incorporated and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch Pierce Fenner & Smith Incorporated, Alberto Boulton was associated with MML Investors Services, LLC, Hold Brothers Capital LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alberto Boulton Customer Complaint Alberto Boulton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alberto Boulton made unsuitable investment recommendations and failed to file the client’s instructions connection with a managed account.  Alberto Boulton’s customer complaint was denied and, to date, the customer has not taken any further action. Alberto Boulton Red Flags & Your Rights As An Investor Of course, Alberto Boulton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Boulton at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Alberto Boulton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Incorporated Due To Alberto Boulton If you have questions about Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC, Hold Brothers Capital LLC and/or Alberto Boulton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 27, 2022

Aaron Griswold of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AARON W. GRISWOLD CAUSE YOU INVESTMENT LOSSES? Aaron Griswold Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Santander Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Aaron Griswold of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Aaron Griswold (CRD #5587792) who is registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Pennington, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Aaron Griswold was associated with Santander Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Aaron Griswold Customer Complaint Aaron Griswold has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor misrepresented the risk associated with an investment recommendation in a mutual fund. Aaron Griswold’s customer complaint was denied and, to date, the customer has not taken any further action. Aaron Griswold Red Flags & Your Rights As An Investor Of course, Aaron Griswold did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Griswold at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Santander Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Aaron Griswold has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Santander Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Griswold If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Santander Securities LLC, and/or Aaron Griswold and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 13, 2022

Charles Friedlander formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

It’s critical for everyone to understand as much as possible about the individuals with whom they entrust their money. Background checks are available from a variety of places, including regulatory disciplinary actions, past employment history, and customer complaints. Our firm can help you if you have additional concerns about Charles Friedlander or investment losses you’ve incurred. We’ll do our best to answer any questions you might have. DID CHARLES RAY FRIEDLANDER CAUSE YOU INVESTMENT LOSSES? Charles Friedlander Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Charles Friedlander formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Friedlander (CRD #1766198) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Garden City, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Charles Friedlander Customer Complaints Charles Friedlander has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Charles Friedlander’s 3 customer complaints was settled in favor of investors. Two of Charles Friedlander’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Charles Friedlander A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Unsuitable investment recommendations related to mutual funds and master limited partnerships. Unsuitable investment recommendations and unauthorized trading related to closed-end funds. Failure to invest in securities that would produce safe modest returns. Charles Friedlander Red Flags & Your Rights As An Investor Of course, Charles Friedlander did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Friedlander at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Friedlander has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Friedlander If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Friedlander and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 7, 2022

Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may discover information about a person’s background, including their past job history, regulatory disciplinary actions, and consumer complaints. Important information like this may lead to questions about Charles Gaba and your investment losses. We’ll do our best to answer any concerns you have. DID CHARLES G. GABA CAUSE YOU INVESTMENT LOSSES? Charles Gaba Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Gaba (CRD #2979469) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.   Charles Gaba Customer Complaint Charles Gaba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized liquidation of corporate bonds. The customer complaint filed against Charles Gaba’s current employer Merrill Lynch, Pierce, Fenner & Smith Incorporated for investment losses caused by the alleged misconduct is pending as of the date of this report. Charles Gaba Red Flags & Your Rights As An Investor Of course, Charles Gaba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Gaba at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Gaba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Gaba If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Gaba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith

DID PATRICK L. BROWN CAUSE YOU INVESTMENT LOSSES? Patrick Brown Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith? Patrick Brown (CRD #6089009) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Montgomery, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Patrick Brown Customer Complaint Patrick Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fraudulent transfer of stocks. Patrick Brown’s customer complaint was settled in favor of the investors. Patrick Brown Red Flags & Your Rights As An Investor Of course, Patrick Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Brown at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Patrick Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Patrick Brown If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Patrick Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nason Bouche of Merrill Lynch Pierce Fenner & Smith

DID NASON JOSEPH BOUCHE CAUSE YOU INVESTMENT LOSSES? Nason Bouche Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Nason Bouche of Merrill Lynch Pierce Fenner & Smith? Nason Bouche (CRD #5449892) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Chandler, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Nason Bouche Customer Complaint Nason Bouche has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Nason Bouche’s customer complaint was settled in favor of the investors. Nason Bouche Red Flags & Your Rights As An Investor Of course, Nason Bouche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nason Bouche at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Nason Bouche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Nason Bouche If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Nason Bouche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Caffrey of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL D. CAFFREY CAUSE YOU INVESTMENT LOSSES? Michael Caffrey Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Caffrey of Merrill Lynch Pierce Fenner & Smith? Michael Caffrey (CRD #6243557) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Michael Caffrey Customer Complaint Michael Caffrey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions from January 2020 until March 2020. Michael Caffrey’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Caffrey Red Flags & Your Rights As An Investor Of course, Michael Caffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Caffrey at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Caffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Caffrey If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Caffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Courchesne of Wilmington Capital Securities

DID MATTHEW C. COURCHESNE CAUSE YOU INVESTMENT LOSSES? Matthew Courchesne Of Wilmington Capital Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Courchesne of Wilmington Capital Securities? Matthew Courchesne (CRD #4385599) who is currently registered with Wilmington Capital Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, Matthew Courchesne was associated with Merrill Lynch Pierce Fenner & Smith, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Courchesne Customer Complaints Matthew Courchesne has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Matthew Courchesne’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Matthew Courchesne’s alleged misconduct. Allegations Against Matthew Courchesne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Courchesne’s alleged failure to follow instructions, poor investment advice, unauthorized trading. Unsuitable investment recommendations by Matthew Courchesne. Matthew Courchesne Red Flags & Your Rights As An Investor Of course, Matthew Courchesne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Courchesne at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Courchesne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities Due To Matthew Courchesne If you have questions about Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, National Securities, and/or Matthew Courchesne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith

DID RYAN L. WETSEL CAUSE YOU INVESTMENT LOSSES? Ryan Wetsel Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith? Ryan Wetsel (CRD #4169441) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Ryan Wetsel Customer Complaint Ryan Wetsel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, failure to follow instructions and unsuitable investment recommendations. Ryan Wetsel’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Wetsel Red Flags & Your Rights As An Investor Of course, Ryan Wetsel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Wetsel at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ryan Wetsel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ryan Wetsel If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ryan Wetsel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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