Apr 8, 2023

Marcus Boggs formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MARCUS E BOGGS CAUSE YOU INVESTMENT LOSSES? Marcus Boggs Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 7 Customer Complaints For Alleged Broker Misconduct Marcus Boggs Customer Complaints Marc Steinberg has been the subject of 6 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and the investor prevailed. Two of the customer complaints were settled by Mr. Steinberg’s former employers Dawson James Securities and Joseph Stevens & Co. The other 3 customer complaints were denied by Mr. Steinberg’s former employers and the customers took no further action. Allegations Against Marcus Boggs A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Marcus Boggs Red Flags & Your Rights As An Investor Of course, Marcus Boggs did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Boggs at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marcus Boggs has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Marcus Boggs If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Marcus Boggs and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 1, 2023

Lester Dennis of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID LESTER WALKER DENNIS CAUSE YOU INVESTMENT LOSSES? Lester Dennis Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Lester Dennis Customer Complaint Lester Dennis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Advisor made investments contrary to client’s instructions. Wells Fargo Advisors denied the customer complaint, and to date, the customer has not taken any further action. Lester Dennis Red Flags & Your Rights As An Investor Of course, Lester Dennis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lester Dennis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lester Dennis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lester Dennis If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lester Dennis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 28, 2023

Larry Tarleton of Wells Fargo Clearing Services, LLC

DID LARRY HUNTLEY TARLETON CAUSE YOU INVESTMENT LOSSES? Larry Tarleton Of Wells Fargo Clearing Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Larry Tarleton Customer Complaints Larry Tarleton has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints are settled by Larry Tarleton’s former employers Wells Fargo Advisors and Merrill Lynch, Pierce, Fenner and Smith in favor of the investors. Allegations Against Larry Tarleton A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Larry Tarleton Red Flags & Your Rights As An Investor Of course, Larry Tarleton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Larry Tarleton at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Larry Tarleton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To Larry Tarleton If you have questions about Wells Fargo Clearing Services, LLC and/or Larry Tarleton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 27, 2023

Kevin Taylor of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEVIN RAE TAYLOR CAUSE YOU INVESTMENT LOSSES? Kevin Taylor Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Kevin Taylor Customer Complaints Kevin Taylor has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner and Smith in favor of the investor for $2 million. The same brokerage firm denied the other customer complaint and the customer took no further action. Allegations Against Kevin Taylor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Taylor Red Flags & Your Rights As An Investor Of course, Kevin Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Taylor at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kevin Taylor If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 25, 2023

Kristin Haynes of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KRISTIN ASHLEY HAYNES CAUSE YOU INVESTMENT LOSSES? Kristin Haynes Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kristin Haynes Customer Complaint Kristin Haynes has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions. Merrill Lynch, Pierce Fenner and Smith denied the customer complaint and, today, the customer has not taken any further action. Kristin Haynes Red Flags & Your Rights As An Investor Of course, Kristin Haynes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kristin Haynes at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kristin Haynes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kristin Haynes If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kristin Haynes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 16, 2023

Kendall Pfutzenreuter of RBC Capital Markets, LLC

DID KENDALL RAY PFUTZENREUTER CAUSE YOU INVESTMENT LOSSES? Kendall Pfutzenreuter Of RBC Capital Markets, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kendall Pfutzenreuter Customer Complaint Kendall Pfutzenreuter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendation and misrepresentations related to structured products. Merrill Lynch Pierce Fenner and Smith has denied the customer allegations and, to date the customer has not taken any further action. Kendall Pfutzenreuter Red Flags & Your Rights As An Investor Of course, Kendall Pfutzenreuter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kendall Pfutzenreuter at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kendall Pfutzenreuterhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Kendall Pfutzenreuter If you have questions about RBC Capital Markets, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kendall Pfutzenreuter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 15, 2023

Keith Simmons formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEITH F. SIMMONS CAUSE YOU INVESTMENT LOSSES? Keith Simmons Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Keith Simmons Customer Complaints Keith Simmons has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. Allegations Against Keith Simmons A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Simmons Red Flags & Your Rights As An Investor Of course, Keith Simmons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Simmons at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Keith Simmons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Keith Simmons If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Keith Simmons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2023

Katherine Clark of RBC Capital Markets, LLC

DID KATHERINE STCHARLES CLARK CAUSE YOU INVESTMENT LOSSES? Katherine Clark Of RBC Capital Markets, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Katherine Clark Customer Complaints Katherine Clark has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Two of the customer complaints were settled by Katherine Clark’s former employers in favor of the investors. Merrill Lynch Pierce Fenner and Smith denied a customer complaint and the customer did not take any action. The last customer complaint was denied by RBC Capital Markets and the customer has not yet taken any action. Allegations Against Katherine Clark A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine Clark Red Flags & Your Rights As An Investor Of course, Katherine Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Clark at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Katherine Clark If you have questions about RBC Capital Markets, LLC and/or Katherine Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Crocker of J.P. Morgan Securities LLC

DID JUSTIN CROCKER CAUSE YOU INVESTMENT LOSSES? Justin Crocker Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Justin Crocker Customer Complaint Justin Crocker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations and unsuitable recommendations of a mutual fund investment. The customer complaint was denied by J.P. Morgan securities, and to date, the customer has not taken any further action. Justin Crocker Red Flags & Your Rights As An Investor Of course, Justin Crocker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Crocker at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Justin Crocker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Justin Crocker If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Justin Crocker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2023

Joseph Beckert formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSEPH MARTIN BECKERT CAUSE YOU INVESTMENT LOSSES? Joseph Beckert Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Beckert Customer Complaints Joseph Beckert has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and the customers took no further action. Allegations Against Joseph Beckert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Beckert Red Flags & Your Rights As An Investor Of course, Joseph Beckert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Beckert at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Beckert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joseph Beckert If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Beckert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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