Mar 15, 2023

Keith Simmons formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEITH F. SIMMONS CAUSE YOU INVESTMENT LOSSES? Keith Simmons Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Keith Simmons Customer Complaints Keith Simmons has been the subject of 4 customer complaints that we know about to recover investment losses. All 4 customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. Allegations Against Keith Simmons A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Keith Simmons Red Flags & Your Rights As An Investor Of course, Keith Simmons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Keith Simmons at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Keith Simmons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Keith Simmons If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Keith Simmons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2023

Katherine Clark of RBC Capital Markets, LLC

DID KATHERINE STCHARLES CLARK CAUSE YOU INVESTMENT LOSSES? Katherine Clark Of RBC Capital Markets, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Katherine Clark Customer Complaints Katherine Clark has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in favor of the investor. Two of the customer complaints were settled by Katherine Clark’s former employers in favor of the investors. Merrill Lynch Pierce Fenner and Smith denied a customer complaint and the customer did not take any action. The last customer complaint was denied by RBC Capital Markets and the customer has not yet taken any action. Allegations Against Katherine Clark A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine Clark Red Flags & Your Rights As An Investor Of course, Katherine Clark did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine Clark at RBC Capital Markets, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine Clark has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At RBC Capital Markets, LLC Due To Katherine Clark If you have questions about RBC Capital Markets, LLC and/or Katherine Clark and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 13, 2023

Justin Crocker of J.P. Morgan Securities LLC

DID JUSTIN CROCKER CAUSE YOU INVESTMENT LOSSES? Justin Crocker Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Justin Crocker Customer Complaint Justin Crocker has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations and unsuitable recommendations of a mutual fund investment. The customer complaint was denied by J.P. Morgan securities, and to date, the customer has not taken any further action. Justin Crocker Red Flags & Your Rights As An Investor Of course, Justin Crocker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Crocker at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Justin Crocker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Justin Crocker If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Justin Crocker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2023

Joseph Beckert formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSEPH MARTIN BECKERT CAUSE YOU INVESTMENT LOSSES? Joseph Beckert Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Beckert Customer Complaints Joseph Beckert has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and the customers took no further action. Allegations Against Joseph Beckert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Beckert Red Flags & Your Rights As An Investor Of course, Joseph Beckert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Beckert at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Beckert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joseph Beckert If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Beckert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2023

Joseph Cunneff of Raymond James Financial Services, Inc.

DID JOSEPH JORDAN CUNNEFF CAUSE YOU INVESTMENT LOSSES? Joseph Cunneff Of Raymond James Financial Services, Inc. And Formerly With Raymond James & Associates, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Joseph Cunneff Customer Complaints Joseph Cunneff has been the subject of 5 customer complaints that we know about to recover investment losses. One customer complaint proceeded to arbitration and resulted in an arbitration award in favor of the investor. Another customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The other 3 customer complaints were denied by Joseph Cunneff’s former employers in the customers took no further action. Allegations Against Joseph Cunneff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Cunneff Red Flags & Your Rights As An Investor Of course, Joseph Cunneff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Cunneff at Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. on alert to review carefully the activity and performance of their accounts and question whether Joseph Cunneff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Raymond James & Associates, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc. Due To Joseph Cunneff If you have questions about Raymond James Financial Services, Inc., Raymond James & Associates, Inc. and/or Joseph Cunneff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 5, 2023

Joseph Corcoran of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSEPH GEORGE CORCORAN CAUSE YOU INVESTMENT LOSSES? Joseph Corcoran Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Joseph Corcoran Customer Complaints Joseph Corcoran has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken. Allegations Against Joseph Corcoran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Joseph Corcoran Red Flags & Your Rights As An Investor Of course, Joseph Corcoran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Corcoran at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Merrill Lynch, Pierce, Fenner & Smith Incorporated has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joseph Corcoran If you have questions aboutMerrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Corcoran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2023

John Gatto of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOHN CHRISTOPHER GATTO CAUSE YOU INVESTMENT LOSSES? John Gatto Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct John Gatto Customer Complaints John Gatto has been the subject of 6 customer complaints that we know about to recover investment losses. Three of the customer complaints were settled in favor of the investors by John Gatto’s former employers. The other 3 customer complaints was denied, and to date, the customers have not taken any further action. Allegations Against John Gatto A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Gatto Red Flags & Your Rights As An Investor Of course, John Gatto did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Gatto at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Gatto has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Gatto If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Gatto and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2023

Jose Acosta Jordan of Kovack Securities Inc.

DID JOSE IVAN ACOSTA JORDAN CAUSE YOU INVESTMENT LOSSES? Jose Acosta Jordan Of Kovack Securities Inc. And Formerly With Herbert J. Sims Capital Management, Inc. Has 10 Customer Complaints For Alleged Broker Misconduct Jose Acosta Jordan Customer Complaints Jose Acosta Jordan has been the subject of 10 customer complaints that we know about to recover investment losses. Nine of the customer complaints were settled by Popular Securities and Merrill Lynch, Pierce, Fenner and Smith in favor of the investors. The last customer complaint was withdrawn. Allegations Against Jose Acosta Jordan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jose Acosta Jordan Red Flags & Your Rights As An Investor Of course, Jose Acosta Jordan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jose Acosta Jordan at Kovack Securities Inc. and Herbert J. Sims Capital Management, Inc. on alert to review carefully the activity and performance of their accounts and question whether Jose Acosta Jordan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Kovack Securities Inc. and Herbert J. Sims Capital Management, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Kovack Securities Inc. Due To Jose Acosta Jordan If you have questions about Kovack Securities Inc., Herbert J. Sims Capital Management, Inc. and and/or Jose Acosta Jordan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2023

Jody Thompson formerly with Alexander Capital, L.P.

DID JODY ETHAN THOMPSON CAUSE YOU INVESTMENT LOSSES? Jody Thompson Formerly With Alexander Capital, L.P. Has 3 Customer Complaints For Alleged Broker Misconduct Jody Thompson Customer Complaints Jody Thompson has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The same brokerage firm denied another customer complaint and the customer took no further action. There is currently one customer complaint in a FINRA arbitration against Jody Thompson’s employer Alexander Capital. Allegations Against Jody Thompson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jody Thompson Red Flags & Your Rights As An Investor Of course, Jody Thompson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jody Thompson at Alexander Capital, L.P. on alert to review carefully the activity and performance of their accounts and question whether Jody Thompson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Alexander Capital, L.P. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Alexander Capital, L.P. Due To Jody Thompson If you have questions about Alexander Capital, L.P. and/or Jody Thompson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 20, 2023

Jerry Rhoden formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JERRY LYNN RHODEN CAUSE YOU INVESTMENT LOSSES? Jerry Rhoden Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Jerry Rhoden Customer Complaints Jerry Rhoden has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Jerry Rhoden’s former employer and, to date, neither customers taking any further action. Allegations Against Jerry Rhoden A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jerry Rhoden Red Flags & Your Rights As An Investor Of course, Jerry Rhoden did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jerry Rhoden at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jerry Rhoden has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jerry Rhoden If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jerry Rhoden and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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