Feb 18, 2023

Jon Collins of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JON COLLINS CAUSE YOU INVESTMENT LOSSES? Jon Collins Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Jon Collins Customer Complaint Jon Collins has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unsuitable investment recommendations of CYES Options Strategy. The customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. Jon Collins Red Flags & Your Rights As An Investor Of course, Jon Collins did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Collins at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jon Collins has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jon Collins If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jon Collins and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2023

John Theodossakos of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOHN D. THEODOSSAKOS CAUSE YOU INVESTMENT LOSSES? John Theodossakos Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct John Theodossakos Customer Complaint John Theodossakos has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations of closed-end funds and exchanged rated funds. The customer eventually withdrew the customer complaint for reasons unexplained in the public records. John Theodossakos Red Flags & Your Rights As An Investor Of course, John Theodossakos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Theodossakos at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Theodossakos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Theodossakos If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Theodossakos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2023

Jeffrey Fitz of Raymond James Financial Services, Inc.

DID JEFFREY WILLIAM FITZ CAUSE YOU INVESTMENT LOSSES? Jeffrey Fitz Of Raymond James Financial Services, Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Jeffrey Fitz Customer Complaints Jeffrey Fitz has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were denied by Jeffrey Fitz’s former employers in the customer took no further action. Allegations Against Jeffrey Fitz A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jeffrey Fitz Red Flags & Your Rights As An Investor Of course, Jeffrey Fitz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Fitz at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Fitz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Raymond James Financial Services, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Raymond James Financial Services, Inc.  Due To Jeffrey Fitz If you have questions about Raymond James Financial Services, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jeffrey Fitz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JAVIER ESTREMERA CAUSE YOU INVESTMENT LOSSES? Javier Estremera Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 11 Customer Complaints For Alleged Broker Misconduct Who is Javier Estremera of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Javier Estremera (CRD #3139409) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Guaynabo, Puerto Rico, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Javier Estremera was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javier Estremera Customer Complaints Javier Estremera has been the subject of 11 customer complaints that we know about to recover investment losses. Ten of the customer complaints filed against Javier Estremera’s former employer UBS Financial Services was settled in favor of the investors. The other customer complaint remains pending against that brokerage firm. Allegations Against Javier Estremera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are all related to his customers investments in Puerto Rico municipal bonds and Puerto Rico closed-end bond funds. The allegations were generally unsuitable recommendations, overconcentration of investments in a single geographic area, and failure to disclose the risk associated with those investments. Javier Estremera Red Flags & Your Rights As An Investor Of course, Javier Estremera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Estremera at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Javier Estremera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Javier Estremera If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Javier Estremera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 6, 2023

Javier Naselli of UBS Financial Services Inc.

DID JAVIER ADOLFO NASELLI CAUSE YOU INVESTMENT LOSSES? Javier Naselli Of UBS Financial Services Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Javier Naselli Customer Complaints Javier Naselli has been the subject of 3 customer complaints that we know about to recover investment losses. Two customer complaints were denied by UBS Financial Services and Morgan Stanley, and, to date, the customers have not taken any further action. The other customer complaint against Javier Naselli’s former employer Merrill Lynch Pierce Fenner and Smith has been active but still pending for many years. Allegations Against Javier Naselli A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Javier Naselli Red Flags & Your Rights As An Investor Of course, Javier Naselli did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javier Naselli at UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Javier Naselli has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Javier Naselli If you have questions about UBS Financial Services Inc. and/or Javier Naselli and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 4, 2023

Jason Tarver of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JASON EUGENE TARVER CAUSE YOU INVESTMENT LOSSES? Jason Tarver Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jason Tarver of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Jason Tarver (CRD #2569913) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Frisco, Texas, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jason Tarver was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Tarver Customer Complaints Jason Tarver has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith for $2 million and the brokerage firm denied the other customer complaint. Allegations Against Jason Tarver A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Jason Tarver Red Flags & Your Rights As An Investor Of course, Jason Tarver did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Tarver at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jason Tarver has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jason Tarver If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jason Tarver and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 3, 2023

Jason Loiterstein Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JASON A. LOITERSTEIN CAUSE YOU INVESTMENT LOSSES? Jason Loiterstein Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Loiterstein Merrill Lynch, Pierce, Fenner & Smith Incorporated? Jason Loiterstein (CRD #4858408) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Frontenac, Missouri, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jason Loiterstein was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Loiterstein Customer Complaint Jason Loiterstein has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations related to a managed/rap account. The customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. Jason Loiterstein Red Flags & Your Rights As An Investor Of course, Jason Loiterstein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Loiterstein at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Jason Loiterstein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jason Loiterstein If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Jason Loiterstein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 31, 2023

James Prosperi formerly with Pruco Securities, LLC

DID JAMES V. PROSPERI CAUSE YOU INVESTMENT LOSSES? James Prosperi Formerly With Pruco Securities, LLC and Allstate Financial Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Prosperi formerly with Pruco Securities, LLC? James Prosperi (CRD #2337125) who was formerly registered with Pruco Securities, LLC and located in Pittsford, New York, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Pruco Securities, LLC,James Prosperi was associated withAllstate Financial Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Prosperi Customer Complaints James Prosperi has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints be denied by James prosperity’s employer, and it appears, to date, that the customers did not take any further action. Notwithstanding, James Prosperi was terminated by Pruco. Securities in December 2024 and knowingly submitting forms related to annuity applications that included non-genuine signatures and Merrill Lynch Pierce Fenner and Smith before that in 2014. Allegations Against James Prosperi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Prosperi Red Flags & Your Rights As An Investor Of course, James Prosperi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Prosperi at Pruco Securities, LLC and Allstate Financial Services, LLC  on alert to review carefully the activity and performance of their accounts and question whether James Prosperi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pruco Securities, LLC and Allstate Financial Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Pruco Securities, LLC Due To James Prosperi If you have questions about Pruco Securities, LLC, Allstate Financial Services, LLC and/or James Prosperi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 30, 2023

James Morner of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JAMES S. MORNER CAUSE YOU INVESTMENT LOSSES? James Morner Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is James Morner of Merrill Lynch, Pierce, Fenner & Smith Incorporated? James Morner (CRD #4977718) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Seal Beach, California, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, James Morner was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Morner Customer Complaints James Morner has been the subject of 2 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Merrill Lynch, Pierce, Fenner and Smith Incorporated in favor of the investor. The brokerage firm denied the other customer complaint and no further action was taken by the customer. Allegations Against James Morner A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Morner Red Flags & Your Rights As An Investor Of course, James Morner did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Morner at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether James Morner has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To James Morner If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or James Morner and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 29, 2023

James Lacey, Jr of Morgan Stanley

DID JAMES LESLIE LACEY JR CAUSE YOU INVESTMENT LOSSES? James Lacey, Jr Of Morgan Stanley Has 3 Customer Complaints For Alleged Broker Misconduct Who is James Lacey, Jr of Morgan Stanley? James Lacey, Jr (CRD #3087081) who is currently registered with Morgan Stanley and located in Koloa, Hawaii, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, James Lacey, Jr was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Lacey, Jr Customer Complaints James Lacey, Jr has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by his former employers Merrill Lynch Pierce Fenner and Smith and UBS Financial Services in favor of the investors. The other customer complaint was denied by Morgan Stanley and, to date, it appears the customer has not taken any further action. Allegations Against James Lacey, Jr A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: James Lacey, Jr Red Flags & Your Rights As An Investor Of course, James Lacey, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Lacey, Jr at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether James Lacey, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To James Lacey, Jr If you have questions about Morgan Stanley and/or James Lacey, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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