Mar 8, 2022

Anthony Williams Formerly With Merrill Lynch Pierce Fenner & Smith

DID ANTHONY WAYNE WILLIAMS CAUSE YOU INVESTMENT LOSSES? Anthony Williams Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Williams formerly with Merrill Lynch Pierce Fenner & Smith? Anthony Williams (CRD #710963) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Stephen Whittaker Customer Complaints Anthony Williams has been the subject of 2 customer complaints that we know about. One of Anthony Williams’ 2 customer complaints was settled in favor of investors. One of Anthony Williams’ customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Anthony Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client claims that he wanted a “safe” portfolio and Anthony Williams allegedly did not follow his directions. The customer’s attorney alleged Anthony Williams’ excessive trading. Anthony Williams Red Flags & Your Rights As An Investor Of course, Anthony Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Williams at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Anthony Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Anthony Williams If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Anthony Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mitchell Wolfe Formerly With Merrill Lynch Pierce Fenner & Smith

DID MITCHELL JAMES WOLFE CAUSE YOU INVESTMENT LOSSES? Mitchell Wolfe Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Mitchell Wolfe formerly with Merrill Lynch Pierce Fenner & Smith? Mitchell Wolfe (CRD #1062945) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Duluth, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Mitchell Wolfe Customer Complaint Mitchell Wolfe has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges unsuitable investment recommendations. Mitchell Wolfe’s customer complaint was denied and, to date, the customers have not taken any further action. Mitchell Wolfe Red Flags & Your Rights As An Investor Of course, Mitchell Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Wolfe at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Mitchell Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Mitchell Wolfe If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Mitchell Wolfe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joshua Adler Of Merrill Lynch Pierce Fenner & Smith

DID JOSHUA MICHAEL ADLER CAUSE YOU INVESTMENT LOSSES? Joshua Adler of Merrill Lynch Pierce Fenner & Smith And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joshua Adler of Merrill Lynch Pierce Fenner & Smith? Joshua Adler (CRD #3154013) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joshua Adler was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Adler Customer Complaint Joshua Adler has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges unauthorized trading. Joshua Adler’s customer complaint was settled in favor of the investors. Joshua Adler Red Flags & Your Rights As An Investor Of course, Joshua Adler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Adler at Merrill Lynch Pierce Fenner & Smith and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joshua Adler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith and UBS Financial Services Due To Joshua Adler If you have questions about Merrill Lynch Pierce Fenner & Smith, UBS Financial Services, and/or Joshua Adler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Brienza of Merrill Lynch Pierce Fenner & Smith

DID JOHN JOSEPH BRIENZA CAUSE YOU INVESTMENT LOSSES? John Brienza Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Brienza of Merrill Lynch Pierce Fenner & Smith? John Brienza (CRD #1652520) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. John Brienza Customer Complaints John Brienza has been the subject of 4 customer complaints that we know about. Two of John Brienza’s 4 customer complaints resulted in arbitration awards in favor of the investors for over $300,000 and $42,000. Two of John Brienza’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Brienza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable investments made by John Brienza. Customers alleged John Brienza made unsuitable investments. The customer alleged unsuitable investment recommendations by John Brienza. John Brienza Red Flags & Your Rights As An Investor Of course, John Brienza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Brienza at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Brienza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To John Brienza If you have questions about Merrill Lynch Pierce Fenner & Smith and/or John Brienza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lafayette Randle of Fortune Financial Services

DID LAFAYETTE RANDLE CAUSE YOU INVESTMENT LOSSES? Lafayette Randle Of Fortune Financial Services And Formerly With NEXT Financial Group Has A Customer Complaint For Alleged Broker Misconduct Who is Lafayette Randle of Fortune Financial Services? Lafayette Randle (CRD #4535430) who is currently registered with Fortune Financial Services and located in Red Oak, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Lafayette Randle was associated with NEXT Financial Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lafayette Randle Customer Complaint Lafayette Randle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Lafayette Randle misrepresented that the contract value of her variable annuity would double in ten years. Lafayette Randle’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Lafayette Randle Red Flags & Your Rights As An Investor Of course, Lafayette Randle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lafayette Randle at Fortune Financial Services and NEXT Financial Group on alert to review carefully the activity and performance of their accounts and question whether Lafayette Randle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services and NEXT Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fortune Financial Services Due To Lafayette Randle If you have questions about LPL Financial, Merrill Lynch Pierce Fenner & Smith, and/or Richard Ramos and the If you have questions about Fortune Financial Services, NEXT Financial Group, and/or Lafayette Randle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christopher Reilly Formerly With Merrill Lynch Pierce Fenner & Smith

DID CHRISTOPHER M. REILLY CAUSE YOU INVESTMENT LOSSES? Christopher Reilly Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Reilly formerly with Merrill Lynch Pierce Fenner & Smith? Christopher Reilly (CRD #6402830) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Lincoln, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Christopher Reilly Customer Complaint Christopher Reilly has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Christopher Reilly’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Reilly Red Flags & Your Rights As An Investor Of course, Christopher Reilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Reilly at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Christopher Reilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Christopher Reilly If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Christopher Reilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Victor Martinez of Morgan Stanley

DID VICTOR MARTINEZ CAUSE YOU INVESTMENT LOSSES? Victor Martinez Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Victor Martinez of Morgan Stanley? Victor Martinez (CRD #5744392) who is currently registered with Morgan Stanley and located in El Segundo, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Victor Martinez was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Victor Martinez Customer Complaint Victor Martinez has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Victor Martinez’s customer complaint was settled in favor of the investors. Victor Martinez Red Flags & Your Rights As An Investor Of course, Victor Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Martinez at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Victor Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Victor Martinez If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Victor Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith

DID JEFFREY K. MILLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Miller Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith? Jeffrey Miller (CRD #5786351) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Miller Customer Complaint Jeffrey Miller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation regarding the purchase of a variable annuity. Jeffrey Miller’s customer complaint was settled in favor of the investors. Jeffrey Miller Red Flags & Your Rights As An Investor Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jeffrey Miller If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Jeffrey Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Mikihisa Kobayashi of Merrill Lynch Pierce Fenner & Smith

DID MIKIHISA KOBAYASHI CAUSE YOU INVESTMENT LOSSES? Mikihisa Kobayashi Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Mikihisa Kobayashi of Merrill Lynch Pierce Fenner & Smith? Mikihisa Kobayashi (CRD #5759616) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Mikihisa Kobayashi Customer Complaint Mikihisa Kobayashi has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were Mikihisa Kobayashi’s failure to follow instructions. Mikihisa Kobayashi’s customer complaint was settled in favor of the investors. Mikihisa Kobayashi Red Flags & Your Rights As An Investor Of course, Mikihisa Kobayashi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mikihisa Kobayashi at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Mikihisa Kobayashi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Mikihisa Kobayashi If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Mikihisa Kobayashi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Eric Fuller of Morgan Stanley

DID ERIC D. FULLER CAUSE YOU INVESTMENT LOSSES? Eric Fuller Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Fuller of Morgan Stanley? Eric Fuller (CRD #5866277) who is currently registered with Morgan Stanley and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Eric Fuller was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Fuller Customer Complaint Eric Fuller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Eric Fuller made unsuitable investment recommendations and engaged in unauthorized trading. Eric Fuller’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Fuller Red Flags & Your Rights As An Investor Of course, Eric Fuller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Fuller at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Fuller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Eric Fuller If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Eric Fuller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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