Mar 7, 2022

Matthew Hyson of Merrill Lynch Pierce Fenner & Smith

DID MATTHEW HYSON CAUSE YOU INVESTMENT LOSSES? Matthew Hyson Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Hyson of Merrill Lynch Pierce Fenner & Smith? Matthew Hyson (CRD #5916383) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Lincoln, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Matthew Hyson Customer Complaint Matthew Hyson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation. Matthew Hyson’s customer complaint was settled in favor of the investors. Matthew Hyson Red Flags & Your Rights As An Investor Of course, Matthew Hyson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Hyson at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Matthew Hyson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Matthew Hyson If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Matthew Hyson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Taborski of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL ANTHONY TABORSKI CAUSE YOU INVESTMENT LOSSES? Michael Taborski Of Merrill Lynch Pierce Fenner & Smith And Formerly With Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Taborski of Merrill Lynch Pierce Fenner & Smith? Michael Taborski (CRD #6424093) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Taborski was associated with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Taborski Customer Complaint Michael Taborski has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unauthorized trading. Michael Taborski’s customer complaint was settled in favor of the investors. Michael Taborski Red Flags & Your Rights As An Investor Of course, Michael Taborski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Taborski at Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Michael Taborski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Taborski If you have questions about Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Michael Taborski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Eric Schwager Formerly With Merrill Lynch Pierce Fenner & Smith

DID ERIC JAMES SCHWAGER CAUSE YOU INVESTMENT LOSSES? Eric Schwager Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Schwager formerly with Merrill Lynch Pierce Fenner & Smith? Eric Schwager (CRD #5817329) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Honolulu, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Eric Schwager Customer Complaint Eric Schwager has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were selling away; that is, selling securities that were not authorized for sale by his employer. Eric Schwager’s customer complaint was settled in favor of the investors. Eric Schwager Red Flags & Your Rights As An Investor Of course, Eric Schwager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schwager at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Schwager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Eric Schwager If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Eric Schwager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith

DID JOSEPH MICHAEL SHIMKO JR CAUSE YOU INVESTMENT LOSSES? Joseph Shimko Formerly With Merrill Lynch Pierce Fenner & Smith And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith? Joseph Shimko (CRD #4611093) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Shimko was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Shimko Customer Complaint Joseph Shimko has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that the purchases made by the financial advisor were not in accordance with the client’s Investment Objectives. Joseph Shimko’s customer complaint was settled in favor of the investors. Joseph Shimko Red Flags & Your Rights As An Investor Of course, Joseph Shimko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Shimko at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Shimko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Shimko If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Shimko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Zachary Stuart formerly with J.P. Morgan Securities

DID ZACHARY STUART CAUSE YOU INVESTMENT LOSSES? Zachary Stuart Formerly With J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith And AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Zachary Stuart formerly with J.P. Morgan Securities? Zachary Stuart (CRD #6221269) who was formerly registered with J.P. Morgan Securities and located in Ladera Ranch, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Zachary Stuart was associated with Merrill Lynch Pierce Fenner & Smith, AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Zachary Stuart Customer Complaint Zachary Stuart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not informed of a surrender charge when he purchased a variable annuity. Zachary Stuart’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Zachary Stuart Red Flags & Your Rights As An Investor Of course, Zachary Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Stuart at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Zachary Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Zachary Stuart If you have questions about J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Zachary Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Barry Rubin of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BARRY EVAN RUBIN CAUSE YOU INVESTMENT LOSSES? Barry Rubin Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Barry Rubin of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Barry Rubin (CRD #2176696) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Delray Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Barry Rubin Customer Complaints Barry Rubin has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Barry Rubin’s 3 customer complaints resulted in an Award in favor of investor. One of Barry Rubin’s customer complaints was settled in favor of investors. One of Barry Rubin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Barry Rubin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized transactions resulting in an arbitration award to customer. Trustee failed to pay insurance premiums resulting in policy lapse. Unsuitable investment recommendations involving mutual funds. Barry Rubin Red Flags & Your Rights As An Investor Of course, Barry Rubin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Rubin at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barry Rubin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barry Rubin If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barry Rubin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BARRETT C. BRIGHTWELL CAUSE YOU INVESTMENT LOSSES? Barrett Brightwell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Barrett Brightwell (CRD #4973342) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Barrett Brightwell Customer Complaints Barrett Brightwell has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Barrett Brightwell’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Barrett Brightwell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow customers instructions. Misrepresentations related to a variable annuity, investment. Barrett Brightwell Red Flags & Your Rights As An Investor Of course, Barrett Brightwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barrett Brightwell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barrett Brightwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barrett Brightwell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barrett Brightwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Greenstone of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL FRANK GREENSTONE CAUSE YOU INVESTMENT LOSSES? Michael Greenstone of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Michael Greenstone of Merrill Lynch Pierce Fenner & Smith? Michael Greenstone (CRD #709165) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Glen Rock, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Greenstone was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Greenstone Customer Complaints Michael Greenstone has been the subject of 9 customer complaints that we know about. Seven of Michael Greenstone’s 9 customer complaints were settled in favor of investors. Two of Michael Greenstone’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Greenstone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges unsuitability, among other things, with respect to investment recommendations made by Michael Greenstone. The customer alleges unsuitable investment recommendations by Michael Greenstone. The client alleges that Michael Greenstone failed to disclose that if the Highbridge Hedge Fund investment was taken out of an IRA account there would be severe tax ramifications. Client further alleges that now the IRS is viewing his investment as taxable when he redeemed his funds since it came out of his IRA. Client alleges his financial advisor failed to advise him of the details of the investment. The client alleged that Michael Greenstone placed her in a portfolio that was not suitable for her risk tolerance and her age. Michael Greenstone Red Flags & Your Rights As An Investor Of course, Michael Greenstone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenstone at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Greenstone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Greenstone If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Greenstone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Ante Feric of J.P. Morgan Securities LLC

DID ANTE FERIC CAUSE YOU INVESTMENT LOSSES? Ante Feric Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Has One Customer Complaint For Alleged Broker Misconduct Who is Ante Feric of J.P. Morgan Securities LLC? Ante Feric (CRD #1387852) who is currently registered with J.P. Morgan Securities LLC and located in Santa Paula, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Ante Feric was associated with Merrill Lynch, Pierce, Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ante Feric Customer Complaint Ante Feric has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. Ante Feric’s customer complaint was settled in favor of investors. Ante Feric Red Flags & Your Rights As An Investor Of course, Ante Feric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ante Feric at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ante Feric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Ante Feric If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith, and/or Ante Feric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Brinckerhoff of Morgan Stanley

DID ROBERT WELLS BRINCKERHOFF CAUSE YOU INVESTMENT LOSSES? Robert Brinckerhoff Formerly With Morgan Stanley And Merrill Lynch Pierce Fenner & Smith Has 5 Customer Complaints For Alleged Broker Misconduct Who is Robert Brinckerhoff formerly with Morgan Stanley? Robert Brinckerhoff (CRD #823695) who was formerly registered with Morgan Stanley and located in Burlington, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Brinckerhoff was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Brinckerhoff has had his own problem with the regulators. The New York, Wisconsin, Missouri, and Vermont insurance regulators all sanctioned him in connection with inaccurate applications filed in those states. Robert Brinckerhoff Customer Complaints Robert Brinckerhoff has been the subject of 5 customer complaints that we know about. Three of Robert Brinckerhoff’s 5 customer complaints were settled in favor of investors. Two of Robert Brinckerhoff’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Robert Brinckerhoff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the purchase by Robert Brinckerhoff of a structured product in her account was unsuitable. The customer alleges misrepresentation by Robert Brinckerhoff. The customer alleges unsuitable investment recommendations by Robert Brinckerhoff. Robert Brinckerhoff Red Flags & Your Rights As An Investor Of course, Robert Brinckerhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Brinckerhoff at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Robert Brinckerhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Brinckerhoff If you have questions about Morgan Stanley and Merrill Lynch Pierce Fenner & Smith, and/or Robert Brinckerhoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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