Jan 22, 2023

Ivan Williams, IV of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID IVAN WILLIAMS IV CAUSE YOU INVESTMENT LOSSES? Ivan Williams, IV Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Charles Schwab & Co., Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Ivan Williams, IV of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Ivan Williams, IV (CRD #5610678) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Tulsa, Oklahoma, is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith, Ivan Williams, IV was associated with Charles Schwab & Co., Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ivan Williams, IV Customer Complaint Ivan Williams, IV has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor failed to follow the client’s instructions related to the purchase of a mutual fund. Ivan Williams former employer denied the complaint and, today, the customer has not taken any further action. Ivan Williams, IV Red Flags & Your Rights As An Investor Of course, Ivan Williams, IV did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ivan Williams, IV at Merrill Lynch, Pierce, Fenner & Smith and Charles Schwab & Co., Inc. on alert to review carefully the activity and performance of their accounts and question whether Ivan Williams, IV has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith and Charles Schwab & Co., Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith, Due To Ivan Williams, IV If you have questions about Merrill Lynch, Pierce, Fenner & Smith, Charles Schwab & Co., Inc. and/or Ivan Williams, IV and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 11, 2023

Glenn Yarbrough of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID GLENN YARBROUGH CAUSE YOU INVESTMENT LOSSES? Glenn Yarbrough Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Glenn Yarbrough of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Glenn Yarbrough (CRD #1695281) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Daytona Beach, Florida, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Glenn Yarbrough was associated with other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Glenn Yarbrough Customer Complaints Glenn Yarbrough has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer’s filed an arbitration claim and was awarded $130,000. The other to customers complaints were denied, and today, it appears they have not taken any further action. Allegations Against Glenn Yarbrough A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Glenn Yarbrough Red Flags & Your Rights As An Investor Of course, Glenn Yarbrough did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Glenn Yarbrough at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Glenn Yarbrough has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Glenn Yarbrough If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Glenn Yarbrough and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 30, 2022

Gary Begnaud of Janney Montgomery Scott LLC

DID GARY BEGNAUD CAUSE YOU INVESTMENT LOSSES? Gary Begnaud Of Janney Montgomery Scott LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Gary Begnaud of Janney Montgomery Scott LLC? Gary Begnaud (CRD #865927) who is currently registered with Janney Montgomery Scott LLC and located in Mt. Laurel, New Jersey, is a subject of one of our many securities industry sales practice abuse investigations. Prior to Janney Montgomery Scott LLC, Gary Begnaud was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gary Begnaud Customer Complaints Gary Begnaud has been the subject of 2 customer complaints that we know about to recover investment losses.  One of the customer complaints was settled in favor of the investor. The other customer dispute remains pending against his former employer Merrill Lynch Pierce Fenner and Smith. Allegations Against Gary Begnaud A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Gary Begnaud Red Flags & Your Rights As An Investor Of course, Gary Begnaud did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Begnaud at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Gary Begnaud has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Janney Montgomery Scott LLC Due To Gary Begnaud If you have questions about Janney Montgomery Scott LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Gary Begnaud and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2022

Forrest Jones formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FORREST A. JONES CAUSE YOU INVESTMENT LOSSES? Forrest Jones, formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Forrest Jones formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Forrest Jones (CRD #4880765) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Conroe Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated. Forrest Jones was associated with Fortune Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Forrest Jones is a defendant in a SEC civil action for allegedly raising at least approximately $3.7 million and the scheme to invest funds from advisory clients in retail investors and at least 5 fraudulent securities offerings. He has also been permanently barred by FINRA for failing to cooperate in its investigation. Forrest Jones Customer Complaint Forrest Jones has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were  the financial advisor made unsuitable investment recommendations and misrepresentations in connection with real estate investments which went to arbitration and resulted in an arbitration award in favor that the investor in the amount of $200,000.  Forrest Jones Red Flags & Your Rights As An Investor Of course, Forrest Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Forrest Jones, formerly of Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc., on alert to review carefully the activity and performance of their accounts and question whether Forrest Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due to Forrest Jones If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and Fortune Financial Services, Inc. and/or Forrest Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 22, 2022

Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FATANEH GERANSAR CAUSE YOU INVESTMENT LOSSES? Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Fataneh Geransar of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Fataneh Geransar (CRD #2337191) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Los Angeles,  California, is a subject of one of our many securities industry sales practice abuse investigations. Fataneh Geransar Customer Complaints Fataneh Geransar has been the subject of 2 customer complaints that we know about to recover investment losses.  Both of Fataneh Geransar’s customer complaints were denied and, to date, the customers have not taken any further action.  Allegations Against Fataneh Geransar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Fataneh Geransar Red Flags & Your Rights As An Investor Of course, Fataneh Geransar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fataneh Geransar at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fataneh Geransar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Fataneh Geransar If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Fataneh Geransar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 14, 2022

Emilio Guajardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID EMILIO GUAJARDO JR CAUSE YOU INVESTMENT LOSSES? Emilio Guajardo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With BB&T Securities, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Emilio Guajardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Emilio Guajardo (CRD #4871764) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in The Woodlands, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Emilio Guajardo was associated with BB&T Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Emilio Guajardo Customer Complaints Emilio Guajardo has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Emilio Guajardo’s 2 customer complaints was settled in favor of the investor. There is currently 1 pending customer complaint filed against Emilio Guajardo’s former employer BB&T Securities, LLC for investment losses caused by the alleged misconduct. Allegations Against Emilio Guajardo A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Emilio Guajardo Red Flags & Your Rights As An Investor Of course, Emilio Guajardo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Guajardo at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BB&T Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Emilio Guajardo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and BB&T Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Emilio Guajardo If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, BB&T Securities, LLC, and/or Emilio Guajardo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 13, 2022

Elizabeth Knier formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ELIZABETH KNIER CAUSE YOU INVESTMENT LOSSES? Elizabeth Knier Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated And Edward Jones Has A Customer Complaint For Alleged Broker Misconduct Who is Elizabeth Knier formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Elizabeth Knier (CRD #6419045) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in San Mateo, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Elizabeth Knier was associated with Edward Jones and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Elizabeth Knier Customer Complaint Elizabeth Knier has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow customer’s instructions related to mutual funds. Elizabeth Knier customer complaint was settled in favor of the investor. Elizabeth Knier Red Flags & Your Rights As An Investor Of course, Elizabeth Knier did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Knier at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Knier has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Edward Jones also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Elizabeth Knier If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Edward Jones, and/or Elizabeth Knier and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2022

Eddy Gutierrez of Oppenheimer & Co. Inc.

DID EDDY JOSEPH GUTIERREZ CAUSE YOU INVESTMENT LOSSES? Eddy Gutierrez Of Oppenheimer & Co. Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Eddy Gutierrez of Oppenheimer & Co. Inc.? Eddy Gutierrez (CRD #2247435) who is currently registered with Oppenheimer & Co. Inc. and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Oppenheimer & Co. Inc., Eddy Gutierrez was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eddy Gutierrez Customer Complaint Eddy Gutierrez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to corporate debt transactions. Eddy Gutierrez’s customer complaint was settled in favor of the investor.   Eddy Gutierrez Red Flags & Your Rights As An Investor Of course, Eddy Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eddy Gutierrez at Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Eddy Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Oppenheimer & Co. Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Oppenheimer & Co. Inc. Due To Eddy Gutierrez If you have questions about Oppenheimer & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Eddy Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 8, 2022

Earl Southerland formerly with CUSO Financial Services, LP

DID EARL DUANE SOUTHERLAND CAUSE YOU INVESTMENT LOSSES? Earl Southerland Formerly With CUSO Financial Services, LP And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Earl Southerland formerly with CUSO Financial Services, LP? Earl Southerland (CRD #2775142) who was formerly registered with CUSO Financial Services, LP and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations.  Prior to CUSO Financial Services, LP, Earl Southerland was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Earl Southerland Customer Complaints Earl Southerland has been the subject of 2 customer complaints that we know about, which were filed to recover investment losses. Both of Earl Southerland’s customer complaints were settled in favor of investors. Allegations Against Earl Southerland A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pendig complaints for investment losses are as follows: Earl Southerland Red Flags & Your Rights As An Investor Of course, Earl Southerland did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Earl Southerland at CUSO Financial Services, LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Earl Southerland has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at CUSO Financial Services, LP and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At CUSO Financial Services, LP Due To Earl Southerland If you have questions about CUSO Financial Services, LP, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Earl Southerland and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 6, 2022

Dong Zhang of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DONG ZHANG CAUSE YOU INVESTMENT LOSSES? Dong Zhang Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Equitable Advisors, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dong Zhang of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Dong Zhang (CRD #7073920) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in San Clemente, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Dong Zhang was associated with Equitable Advisors, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dong Zhang Customer Complaint Dong Zhang has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the advisor’s replacement of the variable life insurance policy with the universal life insurance policy was an unsuitable investment recommendation. Dong Zhang’s customer complaint was denied and, to date, the customer has not taken any further action. Dong Zhang Red Flags & Your Rights As An Investor Of course, Dong Zhang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dong Zhang at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Equitable Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Dong Zhang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Equitable Advisors, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dong Zhang If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Equitable Advisors, LLC, and/or Dong Zhang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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