Dec 5, 2022

Donald Ostrick of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DONALD JAY OSTRICK CAUSE YOU INVESTMENT LOSSES? Donald Ostrick Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Ostrick of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Donald Ostrick (CRD # 1078166) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Jericho, New York is a subject of one of FINRA’s investigations and our many securities industry sales practice abuse investigations. Donald Ostrick Customer Complaint Donald Ostrick has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations of closed-end funds. Donald Ostrick’s customer complaint was settled in favor of the investor.   Donald Ostrick Red Flags & Your Rights As An Investor Of course, Donald Ostrick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Ostrick at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Donald Ostrick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Donald Ostrick If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Donald Ostrick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2022

Diego Macedo of Morgan Stanley

DID DIEGO JUVENAL MACEDO CAUSE YOU INVESTMENT LOSSES? Diego Macedo Of Morgan Stanley And Formerly With  Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Diego Macedo of Morgan Stanley? Diego Macedo (CRD #4445337) who is currently registered with Morgan Stanley and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Morgan Stanley, Diego Macedo was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Diego Macedo Customer Complaint Diego Macedo has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor misrepresented mutual fund investments. Diego Macedo’s customer complaint was denied and, to date, the customer has not taken any further action. Diego Macedo Red Flags & Your Rights As An Investor Of course, Diego Macedo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Diego Macedo at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Diego Macedo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Diego Macedo If you have questions about Morgan Stanley, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Diego Macedo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 30, 2022

Derek Wittjohann of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DEREK T. WITTJOHANN CAUSE YOU INVESTMENT LOSSES? Derek Wittjohann Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Derek Wittjohann of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Derek Wittjohann (CRD #5715298) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Derek Wittjohann Customer Complaint Derek Wittjohann has been the subject of at least one customer complaint that we know about, which was filed to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations in the managed wrap the account. Derek Wittjohann’s customer complaint was denied and, to date, the customer has not taken any further action. Derek Wittjohann Red Flags & Your Rights As An Investor Of course, Derek Wittjohann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Derek Wittjohann at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Derek Wittjohann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Derek Wittjohann If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Derek Wittjohann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 18, 2022

David Gingerella of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DAVID TYLER GINGERELLA CAUSE YOU INVESTMENT LOSSES? David Gingerella Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Northwestern Mutual Investment Services, LLC And E.J. Sterling, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is David Gingerella of Merrill Lynch, Pierce, Fenner & Smith Incorporated? David Gingerella (CRD #5924176) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, David Gingerella was associated with Northwestern Mutual Investment Services, LLC, E.J. Sterling, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Gingerella Customer Complaint David Gingerella has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable trading involving common and preferred stocks. David Gingerella’s customer complaint was settled in favor of the investors.  David Gingerella Red Flags & Your Rights As An Investor Of course, David Gingerella did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Gingerella at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC, and E.J. Sterling, LLC on alert to review carefully the activity and performance of their accounts and question whether David Gingerella has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC, and E.J. Sterling, LLC also raises questions about the brokerage firm’ssupervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To David Gingerella If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Northwestern Mutual Investment Services, LLC, E.J. Sterling, LLC, and/or David Gingerella and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 4, 2022

David Hollenberg of RBC Capital Markets LLC

DID DAVID BENJAMIN HOLLENBERG CAUSE YOU INVESTMENT LOSSES? David Hollenberg Of RBC Capital Markets LLC And Formerly With Merrill Lynch Pierce Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is David Hollenberg of RBC Capital Markets LLC? David Hollenberg (CRD #2580081) who is currently registered with RBC Capital Markets LLC and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to RBC Capital Markets LLC, David Hollenberg was associated with Merrill Lynch Pierce Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Hollenberg Customer Complaint David Hollenberg has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that client realized taxable gains when he was assured there would be none. The claim was settled for $699,000. David Hollenberg’s customer complaint was settled in favor of the investors. David Hollenberg Red Flags & Your Rights As An Investor Of course, David Hollenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Hollenberg at RBC Capital Markets LLC and Merrill Lynch Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether David Hollenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets LLC and Merrill Lynch Pierce Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets LLC Due To David Hollenberg If you have questions about RBC Capital Markets LLC, Merrill Lynch Pierce Fenner & Smith Incorporated and/or David Hollenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Darren Armetta of J.P. Morgan Securities LLC

DID DARREN ARMETTA CAUSE YOU INVESTMENT LOSSES? Darren Armetta Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Darren Armetta of J.P. Morgan Securities LLC? Darren Armetta (CRD #5710662) who is currently registered with J.P. Morgan Securities LLC and located in Brick, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Darren Armetta was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Darren Armetta Customer Complaint Darren Armetta has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendation related to mutual fund. Darren Armetta’s customer complaint was denied and, to date, the customer has not taken any further action. Darren Armetta Red Flags & Your Rights As An Investor Of course, Darren Armetta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Darren Armetta at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Darren Armetta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Darren Armetta If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Darren Armetta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 1, 2022

Dante Pinckney of Merrill Lynch, Pierce, Fenner & Smith Incorporated?

DID DANTE PINCKNEY CAUSE YOU INVESTMENT LOSSES? Dante Pinckney Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Dante Pinckney of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Dante Pinckney (CRD #6955951) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Mount Laurel, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Dante Pinckney Customer Complaint Dante Pinckney has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Dante Pinckney’s customer complaint was settled in favor of the investors. Dante Pinckney Red Flags & Your Rights As An Investor Of course, Dante Pinckney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dante Pinckney at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Dante Pinckney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dante Pinckney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Dante Pinckney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 1, 2022

Cortez Patten formerly with Fidelity Brokerage Services LLC

As a client, you place your money in the hands of a broker whom you can trust. As a result, it’s critical to understand everything there is to know about the individual managing your money. This data might assist you in determining whether or not to work with a specific broker. We may be able to assist you in addressing any concerns or problems you have if you think Cortez Patten has caused you financial losses. DID CORTEZ PATTEN CAUSE YOU INVESTMENT LOSSES? Cortez Patten Formerly With Fidelity Brokerage Services LLC, David Lerner Associates, Inc. And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Cortez Patten formerly with Fidelity Brokerage Services LLC? Cortez Patten (CRD #5939332) who was formerly registered with Fidelity Brokerage Services LLC and located in Jacksonville, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Fidelity Brokerage Services LLC, Cortez Patten was associated with David Lerner Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Cortez Patten Customer Complaint Cortez Patten has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty in connection with a mutual fund in a private placement-Energy 12 investment. The customer complaint filed against Cortez Patten’s former employer David Lerner Associates, Inc. for investment losses caused by the alleged misconduct is pending as of the date of this report. Cortez Patten Red Flags & Your Rights As An Investor Of course, Cortez Patten did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cortez Patten at Fidelity Brokerage Services LLC, David Lerner Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Cortez Patten has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC, David Lerner Associates, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Cortez Patten If you have questions about Fidelity Brokerage Services LLC, David Lerner Associates, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or Cortez Patten and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 29, 2022

Conrad Branson of Merrill Lynch, Pierce, Fenner & Smith Incorporated

As a client, you entrust your money to a broker who you can trust. This is why it’s critical to understand everything there is to know about the person managing your funds. This data might assist you in determining whether or not to work with a specific broker. If you believe Conrad Branson has caused you financial harm, we may be able to help you deal with any concerns or difficulties you have. DID CONRAD KENNETH BRANSON CAUSE YOU INVESTMENT LOSSES? Conrad Branson Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Conrad Branson of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Conrad Branson (CRD #2939162) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Mill Valley, California is a subject of one of our many securities industry sales practice abuse investigations.   Conrad Branson Customer Complaint Conrad Branson has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Conrad Branson engaged in unauthorized trading. Conrad Branson’s customer complaint was settled in favor of the investors. Conrad Branson Red Flags & Your Rights As An Investor Of course, Conrad Branson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Conrad Branson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Conrad Branson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Conrad Branson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Conrad Branson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 25, 2022

Christopher Eriksson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

As an investor, you trust that you’ve put your money in good hands. This is why it’s critical to learn everything there is to know about the person managing your funds. This data may assist you in determining whether or not to work with a particular broker. We may be able to assist you in addressing any concerns or problems you have if you believe Christopher Eriksson has caused you financial harm. DID CHRISTOPHER THOMAS ERIKSSON CAUSE YOU INVESTMENT LOSSES? Christopher Eriksson Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Who is Christopher Eriksson formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Christopher Eriksson (CRD #2487298) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Wayzata, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Christopher Eriksson Customer Complaints Christopher Eriksson has been the subject of 6 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Christopher Eriksson’s 6 customer complaints resulted in an Award in favor of investor. Two of Christopher Eriksson’s customer complaints were settled in favor of investors. One of Christopher Eriksson’s customer complaints was denied and, to date, the customers have not taken any further action. There are currently 2 pending customer complaints filed against Christopher Eriksson’s former employers Merrill Lynch, Pierce, Fenner & Smith Incorporated and Prudential Securities Incorporated for investment losses caused by the alleged misconduct. Allegations Against Christopher Eriksson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Breach of fiduciary duty, misrepresentation, omission of material facts, unsuitable investment recommendations, unauthorized trading, and manipulation related to common stocks resulting in an arbitration award in favor of the customer. Unsuitable investment recommendations and excessive trading of equities. Failure to disclose nature mechanics and risk of trading on margin in addition to unsuitable and unauthorized investment transactions. Christopher Eriksson Red Flags & Your Rights As An Investor Of course, Christopher Eriksson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Eriksson at Merrill Lynch, Pierce, Fenner & Smith Incorporated  on alert to review carefully the activity and performance of their accounts and question whether Christopher Eriksson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Christopher Eriksson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Christopher Eriksson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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