Jun 7, 2022

Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated

It is critical for everyone to understand as much as possible about the people with whom they entrust their money. There are several places where you may discover information about a person’s background, including their past job history, regulatory disciplinary actions, and consumer complaints. Important information like this may lead to questions about Charles Gaba and your investment losses. We’ll do our best to answer any concerns you have. DID CHARLES G. GABA CAUSE YOU INVESTMENT LOSSES? Charles Gaba Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Gaba of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Gaba (CRD #2979469) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Little Rock, Arkansas is a subject of one of our many securities industry sales practice abuse investigations.   Charles Gaba Customer Complaint Charles Gaba has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized liquidation of corporate bonds. The customer complaint filed against Charles Gaba’s current employer Merrill Lynch, Pierce, Fenner & Smith Incorporated for investment losses caused by the alleged misconduct is pending as of the date of this report. Charles Gaba Red Flags & Your Rights As An Investor Of course, Charles Gaba did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Gaba at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Gaba has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Gaba If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Gaba and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 7, 2022

Charles Belluardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated

It’s critical for everyone to understand as much about the people with whom they entrust their money as possible. Background checks may include a variety of information, including past employment history, regulatory legal actions, and customer complaints. This information may lead to concerns regarding Charles Belluardo and investment losses that you incurred. We will do everything we can to answer your questions. DID CHARLES BELLUARDO CAUSE YOU INVESTMENT LOSSES? Charles Belluardo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Charles Belluardo of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Charles Belluardo (CRD #2194815) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.   Charles Belluardo Customer Complaint Charles Belluardo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to trading activity and a wrap fee account. Charles Belluardo’s customer complaint was settled in favor of the investors. Charles Belluardo Red Flags & Your Rights As An Investor Of course, Charles Belluardo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Belluardo at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Charles Belluardo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Charles Belluardo If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Charles Belluardo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 9, 2022

Richard Crabtree of Merrill Lynch Pierce Fenner & Smith

DID RICHARD MICHAEL CRABTREE CAUSE YOU INVESTMENT LOSSES? Richard Crabtree Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct Richard Crabtree Customer Complaints Richard Crabtree has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Richard Crabtree’s 4 customer complaints were settled in favor of investors. Two of Richard Crabtree’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Richard Crabtree A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Richard Crabtree Red Flags & Your Rights As An Investor Of course, Richard Crabtree did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Crabtree at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Richard Crabtree has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Richard Crabtree If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Richard Crabtree and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith

DID PATRICK L. BROWN CAUSE YOU INVESTMENT LOSSES? Patrick Brown Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Patrick Brown formerly with Merrill Lynch Pierce Fenner & Smith? Patrick Brown (CRD #6089009) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Montgomery, Alabama is a subject of one of our many securities industry sales practice abuse investigations. Patrick Brown Customer Complaint Patrick Brown has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the fraudulent transfer of stocks. Patrick Brown’s customer complaint was settled in favor of the investors. Patrick Brown Red Flags & Your Rights As An Investor Of course, Patrick Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Brown at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Patrick Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Patrick Brown If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Patrick Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Renee Burns of Merrill Lynch Pierce Fenner & Smith

DID RENEE M. BURNS CAUSE YOU INVESTMENT LOSSES? Renee Burns Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Renee Burns of Merrill Lynch Pierce Fenner & Smith? Renee Burns (CRD #4949023) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Renee Burns Customer Complaint Renee Burns has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unsuitable investment recommendations. Renee Burns’ customer complaint was settled in favor of the investors. Renee Burns Red Flags & Your Rights As An Investor Of course, Renee Burns did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Renee Burns at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Renee Burns has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Renee Burns If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Renee Burns and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Andrew O’Brien of Merrill Lynch Pierce Fenner & Smith

DID ANDREW O’BRIEN CAUSE YOU INVESTMENT LOSSES? Andrew O’Brien Of Merrill Lynch Pierce Fenner & Smith And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew O’Brien of Merrill Lynch Pierce Fenner & Smith? Andrew O’Brien (CRD #5769526) who is currently registered with Merrill Lynch Pierce Fenner & Smithand located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Andrew O’Brien was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew O’Brien Customer Complaint Andrew O’Brien has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding managed account.  Andrew O’Brien’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew O’Brien Red Flags & Your Rights As An Investor Of course, Andrew O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew O’Brien at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Andrew O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Andrew O’Brien If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Andrew O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nason Bouche of Merrill Lynch Pierce Fenner & Smith

DID NASON JOSEPH BOUCHE CAUSE YOU INVESTMENT LOSSES? Nason Bouche Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Nason Bouche of Merrill Lynch Pierce Fenner & Smith? Nason Bouche (CRD #5449892) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Chandler, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Nason Bouche Customer Complaint Nason Bouche has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Nason Bouche’s customer complaint was settled in favor of the investors. Nason Bouche Red Flags & Your Rights As An Investor Of course, Nason Bouche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nason Bouche at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Nason Bouche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Nason Bouche If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Nason Bouche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith

DID CRAIG R. BOTTOLFSON CAUSE YOU INVESTMENT LOSSES? Craig Bottolfson Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith? Craig Bottolfson (CRD #5366466) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Gilbert, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Craig Bottolfson Customer Complaints Craig Bottolfson has been the subject of 2 customer complaints that we know about. Both of Craig Bottolfson’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Craig Bottolfson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer claimed Craig Bottolfson allegedly failed to apprise him of any potential loss or market value adjustments associated with transferring his 401k plan from Nationwide to Transamerica. The customer alleged theft of funds by Craig Bottolfson. Craig Bottolfson Red Flags & Your Rights As An Investor Of course, Craig Bottolfson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Bottolfson at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Craig Bottolfson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Craig Bottolfson If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Craig Bottolfson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Caffrey of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL D. CAFFREY CAUSE YOU INVESTMENT LOSSES? Michael Caffrey Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Caffrey of Merrill Lynch Pierce Fenner & Smith? Michael Caffrey (CRD #6243557) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Michael Caffrey Customer Complaint Michael Caffrey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions from January 2020 until March 2020. Michael Caffrey’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Caffrey Red Flags & Your Rights As An Investor Of course, Michael Caffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Caffrey at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Caffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Caffrey If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Caffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Courchesne of Wilmington Capital Securities

DID MATTHEW C. COURCHESNE CAUSE YOU INVESTMENT LOSSES? Matthew Courchesne Of Wilmington Capital Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Courchesne of Wilmington Capital Securities? Matthew Courchesne (CRD #4385599) who is currently registered with Wilmington Capital Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, Matthew Courchesne was associated with Merrill Lynch Pierce Fenner & Smith, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Courchesne Customer Complaints Matthew Courchesne has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Matthew Courchesne’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Matthew Courchesne’s alleged misconduct. Allegations Against Matthew Courchesne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Courchesne’s alleged failure to follow instructions, poor investment advice, unauthorized trading. Unsuitable investment recommendations by Matthew Courchesne. Matthew Courchesne Red Flags & Your Rights As An Investor Of course, Matthew Courchesne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Courchesne at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Courchesne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities Due To Matthew Courchesne If you have questions about Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, National Securities, and/or Matthew Courchesne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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