Mar 8, 2022

Andrew O’Brien of Merrill Lynch Pierce Fenner & Smith

DID ANDREW O’BRIEN CAUSE YOU INVESTMENT LOSSES? Andrew O’Brien Of Merrill Lynch Pierce Fenner & Smith And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew O’Brien of Merrill Lynch Pierce Fenner & Smith? Andrew O’Brien (CRD #5769526) who is currently registered with Merrill Lynch Pierce Fenner & Smithand located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Andrew O’Brien was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew O’Brien Customer Complaint Andrew O’Brien has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client alleged misrepresentation regarding managed account.  Andrew O’Brien’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew O’Brien Red Flags & Your Rights As An Investor Of course, Andrew O’Brien did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew O’Brien at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Andrew O’Brien has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Andrew O’Brien If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Andrew O’Brien and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Nason Bouche of Merrill Lynch Pierce Fenner & Smith

DID NASON JOSEPH BOUCHE CAUSE YOU INVESTMENT LOSSES? Nason Bouche Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Nason Bouche of Merrill Lynch Pierce Fenner & Smith? Nason Bouche (CRD #5449892) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Chandler, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Nason Bouche Customer Complaint Nason Bouche has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Nason Bouche’s customer complaint was settled in favor of the investors. Nason Bouche Red Flags & Your Rights As An Investor Of course, Nason Bouche did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nason Bouche at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Nason Bouche has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Nason Bouche If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Nason Bouche and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith

DID CRAIG R. BOTTOLFSON CAUSE YOU INVESTMENT LOSSES? Craig Bottolfson Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Craig Bottolfson of Merrill Lynch Pierce Fenner & Smith? Craig Bottolfson (CRD #5366466) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Gilbert, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Craig Bottolfson Customer Complaints Craig Bottolfson has been the subject of 2 customer complaints that we know about. Both of Craig Bottolfson’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Craig Bottolfson A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer claimed Craig Bottolfson allegedly failed to apprise him of any potential loss or market value adjustments associated with transferring his 401k plan from Nationwide to Transamerica. The customer alleged theft of funds by Craig Bottolfson. Craig Bottolfson Red Flags & Your Rights As An Investor Of course, Craig Bottolfson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Bottolfson at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Craig Bottolfson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Craig Bottolfson If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Craig Bottolfson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Caffrey of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL D. CAFFREY CAUSE YOU INVESTMENT LOSSES? Michael Caffrey Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Caffrey of Merrill Lynch Pierce Fenner & Smith? Michael Caffrey (CRD #6243557) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Wichita, Kansas is a subject of one of our many securities industry sales practice abuse investigations. Michael Caffrey Customer Complaint Michael Caffrey has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were failure to follow instructions from January 2020 until March 2020. Michael Caffrey’s customer complaint was denied and, to date, the customer has not taken any further action. Michael Caffrey Red Flags & Your Rights As An Investor Of course, Michael Caffrey did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Caffrey at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Caffrey has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Caffrey If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Caffrey and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Matthew Courchesne of Wilmington Capital Securities

DID MATTHEW C. COURCHESNE CAUSE YOU INVESTMENT LOSSES? Matthew Courchesne Of Wilmington Capital Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And National Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Matthew Courchesne of Wilmington Capital Securities? Matthew Courchesne (CRD #4385599) who is currently registered with Wilmington Capital Securities and located in Westbury, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wilmington Capital Securities, Matthew Courchesne was associated with Merrill Lynch Pierce Fenner & Smith, National Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Matthew Courchesne Customer Complaints Matthew Courchesne has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. One of Matthew Courchesne’s customer complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against National Securities for investment losses caused by Matthew Courchesne’s alleged misconduct. Allegations Against Matthew Courchesne A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Matthew Courchesne’s alleged failure to follow instructions, poor investment advice, unauthorized trading. Unsuitable investment recommendations by Matthew Courchesne. Matthew Courchesne Red Flags & Your Rights As An Investor Of course, Matthew Courchesne did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Courchesne at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities on alert to review carefully the activity and performance of their accounts and question whether Matthew Courchesne has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, and National Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wilmington Capital Securities Due To Matthew Courchesne If you have questions about Wilmington Capital Securities, Merrill Lynch Pierce Fenner & Smith, National Securities, and/or Matthew Courchesne and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith

DID RYAN L. WETSEL CAUSE YOU INVESTMENT LOSSES? Ryan Wetsel Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Ryan Wetsel of Merrill Lynch Pierce Fenner & Smith? Ryan Wetsel (CRD #4169441) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Ryan Wetsel Customer Complaint Ryan Wetsel has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading, failure to follow instructions and unsuitable investment recommendations. Ryan Wetsel’s customer complaint was denied and, to date, the customer has not taken any further action. Ryan Wetsel Red Flags & Your Rights As An Investor Of course, Ryan Wetsel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Wetsel at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ryan Wetsel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ryan Wetsel If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ryan Wetsel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Pamela Wise of Merrill Lynch Pierce Fenner & Smith

DID PAMELA S. WISE CAUSE YOU INVESTMENT LOSSES? Pamela Wise Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Pamela Wise of Merrill Lynch Pierce Fenner & Smith? Pamela Wise (CRD #2904307) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Washington, District of Columbia is a subject of one of our many securities industry sales practice abuse investigations. Pamela Wise Customer Complaint Pamela Wise has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged misrepresentation. Pamela Wise’s customer complaint was denied and, to date, the customer has not taken any further action. Pamela Wise Red Flags & Your Rights As An Investor Of course, Pamela Wise did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Pamela Wise at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Pamela Wise has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Pamela Wise If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Pamela Wise and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Wurdemann of RBC Capital Markets

DID BRIAN M. WURDEMANN CAUSE YOU INVESTMENT LOSSES? Brian Wurdemann Of RBC Capital Markets And Formerly With UBS Financial Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Brian Wurdemann of RBC Capital Markets? Brian Wurdemann (CRD #4206425) who is currently registered with RBC Capital Markets and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to RBC Capital Markets, Brian Wurdemann was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Wurdemann Customer Complaints Brian Wurdemann has been the subject of 7 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against UBS Financial Services for Brian Wurdemann’s alleged misconduct causing investors losses. Three of Brian Wurdemann’s 6 customer complaints were settled in favor of investors. One of Brian Wurdemann’s customers’ complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against UBS Financial Services and Merrill Lynch for investment losses caused by Brian Wurdemann’s alleged misconduct. Allegations Against Brian Wurdemann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged that Brian Wurdemann mispresented the nature of three mutual fund investments. Claimants alleged, inter alia, Brian Wurdemann’s misrepresentation with respect to investments Client alleged that Brian Wurdemann failed to properly advise him of risks and failed to minimize losses. The customer alleged unsuitable investment recommendations and misrepresentation by Brian Wurdemann. Client alleged that Brian Wurdemann was instructed to close out the rate lock swap for the client. Client alleged this did not happen and cost $36,000 in additional costs. Client’s son who had authority alleged short positions recommended by Brian Wurdemann were not suitable for his 77 year old father.  Brian Wurdemann Red Flags & Your Rights As An Investor Of course, Brian Wurdemann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Wurdemann at RBC Capital Markets and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Brian Wurdemann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at RBC Capital Markets and UBS Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At RBC Capital Markets Due To Brian Wurdemann If you have questions about RBC Capital Markets, UBS Financial Services, and/or Brian Wurdemann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeremy Yuster of Merrill Lynch Pierce Fenner & Smith

DID JEREMY R. YUSTER CAUSE YOU INVESTMENT LOSSES? Jeremy Yuster Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jeremy Yuster of Merrill Lynch Pierce Fenner & Smith? Jeremy Yuster (CRD #3118934) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in San Francisco, California is a subject of one of our many securities industry sales practice abuse investigations. Jeremy Yuster Customer Complaint Jeremy Yuster has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged failure to follow instructions. Jeremy Yuster’s customer complaint was settled in favor of the investors. Jeremy Yuster Red Flags & Your Rights As An Investor Of course, Jeremy Yuster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Yuster at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jeremy Yuster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jeremy Yuster If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Jeremy Yuster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith

DID DAVE ALEXANDRE CAUSE YOU INVESTMENT LOSSES? Dave Alexandre Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Dave Alexandre formerly with Merrill Lynch Pierce Fenner & Smith? Dave Alexandre (CRD #5770462) who was formerlyregistered with Merrill Lynch Pierce Fenner & Smithand located in Garden City, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Dave Alexandre was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dave Alexandre Customer Complaint Dave Alexandre has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation of funds. Dave Alexandre’s customer complaint was denied and, to date, the customer has not taken any further action. Dave Alexandre Red Flags & Your Rights As An Investor Of course, Dave Alexandre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dave Alexandre at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Dave Alexandre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Dave Alexandre If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Dave Alexandre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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