Mar 8, 2022

Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith

DID JESSICA DAWN LONG CAUSE YOU INVESTMENT LOSSES? Jessica Long Formerly With Merrill Lynch Pierce Fenner & Smith And Thrivent Investment Management Has A Customer Complaint For Alleged Broker Misconduct Who is Jessica Long formerly with Merrill Lynch Pierce Fenner & Smith? Jessica Long (CRD #3225401) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Brea, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jessica Long was associated with Thrivent Investment Management and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jessica Long had her share of problems with her employer for engaging in conduct inconsistent with firm standards regarding 1), selling away, 2) communications with the public, and 3) failure to adhere management’s directive regarding outside business activities.  She was terminated by Merrill Lynch in July 2019 for the alleged misconduct. Jessica Long Customer Complaint Jessica Long has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were through their attorney, the customers alleged misrepresentation related to a non-broker-dealer, affiliate product. Jessica Long’s customer complaint was settled in favor of the investors. Jessica Long Red Flags & Your Rights As An Investor Of course, Jessica Long did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jessica Long at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management on alert to review carefully the activity and performance of their accounts and question whether Jessica Long has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Thrivent Investment Management also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jessica Long If you have questions about Merrill Lynch Pierce Fenner & Smith, Thrivent Investment Management, and/or Jessica Long and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Trent Longnecker of Merrill Lynch Pierce Fenner & Smith

DID TRENT WALKER LONGNECKER CAUSE YOU INVESTMENT LOSSES? Trent Longnecker Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Trent Longnecker of Merrill Lynch Pierce Fenner & Smith? Trent Longnecker (CRD #2344606) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Trent Longnecker Customer Complaints Trent Longnecker has been the subject of 2 customer complaints that we know about, one of which was filed in the last year to recover investment losses. One of Trent Longnecker’s 2 customer complaints was settled in favor of investors.  The other one of Trent Longnecker’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Trent Longnecker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Trent Longnecker’s made unsuitable investment recommendations from September 2014 until May 2020. Client alleged that the Consults Service, a professional discretionary management service, was misrepresented by Trent Longnecker. Trent Longnecker Red Flags & Your Rights As An Investor Of course, Trent Longnecker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trent Longnecker at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Trent Longnecker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Trent Longnecker If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Trent Longnecker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Loughran of UBS Financial Services

DID JOHN MATTHEW LOUGHRAN CAUSE YOU INVESTMENT LOSSES? John Loughran Of UBS Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is John Loughran of UBS Financial Services? John Loughran (CRD #1884834) who is currently registered with UBS Financial Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, John Loughran was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Loughran Customer Complaints John Loughran has been the subject of 2 customer complaints that we know about. One of John Loughran’s customers’ complaints was denied and, to date, the customer has not taken any further action. The customer complaint filed against John Loughran’s current employer UBS Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against John Loughran A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant’s Counsel alleged unsuitability and misrepresentation regarding an options overlay strategy investment by John Loughran. Counsel also made allegations regarding a recommendation to hold the strategy. John Loughran’s alleged breach of fiduciary Duty; suitable, account related – failure to supervise. John Loughran Red Flags & Your Rights As An Investor Of course, John Loughran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Loughran at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Loughran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To John Loughran If you have questions about UBS Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or John Loughran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Doherty of Merrill Lynch Pierce Fenner & Smith

DID JOHN DOHERTY CAUSE YOU INVESTMENT LOSSES? John Doherty Of Merrill Lynch Pierce Fenner & Smith Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is John Doherty of Merrill Lynch Pierce Fenner & Smith Inc.? John Doherty (CRD #1410645) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. John Doherty Customer Complaints John Doherty has been the subject of 3 customer complaints that we know about. One of John Doherty’s customers’ complaints was denied and, to date, the customer has not taken any further action. There are currently two pending customer complaints filed against Merrill Lynch Pierce Fenner & Smith Inc. for investment losses caused by John Doherty’s alleged misconduct. Allegations Against John Doherty A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged misappropriation of funds by John Doherty. The customer alleged that John Doherty, acting as the former trustee of the revocable trust, as the former agent in fact for customer and as his financial advisor, misappropriated funds. The customers alleged John Doherty’s unsuitable investment recommendations. John Doherty Red Flags & Your Rights As An Investor Of course, John Doherty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Doherty at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether John Doherty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To John Doherty If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or John Doherty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Donnelly of Merrill Lynch Pierce Fenner & Smith

DID JOHN DONNELLY CAUSE YOU INVESTMENT LOSSES? John Donnelly Of Merrill Lynch Pierce Fenner & Smith Inc. Has 6 Customer Complaints For Alleged Broker Misconduct Who is John Donnelly of Merrill Lynch Pierce Fenner & Smith Inc.? John Donnelly (CRD #2374887) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. John Donnelly Customer Complaints John Donnelly has been the subject of 6 customer complaints that we know about, and one of those complaints was filed in the last year to recover investment losses. Two of John Donnelly’s 6 customer complaints were settled in favor of investors. Three of John Donnelly’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith Inc. for investment losses caused by John Donnelly’s alleged misconduct. Allegations Against John Donnelly A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that John Donnelly’s investment was unsuitable. Damages unspecified. Customer alleged he did not authorize John Donnelly’s purchase of a FHLMC bond. Upon further investigation, CST determined that the customer did authorize the purchase of the investment, but he did not fully understand its features. Customer alleged that John Donnelly improperly solicited transactions in customer’s account. No specific damage claim made. Customer alleged that John Donnelly sold her unsuitable investments. No specific damage claim made. The customer alleged that John Donnelly failed to update the Beneficiary Designation Form, which inaccurately left all assets to unintended beneficiaries. John Donnelly Red Flags & Your Rights As An Investor Of course, John Donnelly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Donnelly at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether John Donnelly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To John Donnelly If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or John Donnelly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Marcus Hernandez of Merrill Lynch Pierce Fenner & Smith

DID MARCUS J. HERNANDEZ CAUSE YOU INVESTMENT LOSSES? Marcus Hernandez Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct Who is Marcus Hernandez of Merrill Lynch Pierce Fenner & Smith? Marcus Hernandez (CRD #4218478) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Blue Bell, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Marcus Hernandez Customer Complaints Marcus Hernandez has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One arbitration award was entered against E*Trade Securities for Marcus Hernandez’s alleged misconduct causing investors losses. One of Marcus Hernandez’s 3 customer complaints was settled in favor of investors. One of Marcus Hernandez’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Marcus Hernandez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation; unauthorized trading; unsuitability; breach of contractual and fiduciary duties; and negligence allegedly by Marcus Hernandez. Marcus Hernandez’s alleged solicitation of auction rate securities. The customer alleged Marcus Hernandez’s failure to follow instructions. Marcus Hernandez Red Flags & Your Rights As An Investor Of course, Marcus Hernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Hernandez at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Marcus Hernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Marcus Hernandez If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Marcus Hernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ryan Hekman of Merrill Lynch Pierce Fenner & Smith

DID RYAN DEAN HEKMAN CAUSE YOU INVESTMENT LOSSES? Ryan Hekman Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ryan Hekman of Merrill Lynch Pierce Fenner & Smith? Ryan Hekman (CRD #2499418) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Portage, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Ryan Hekman Customer Complaints Ryan Hekman has been the subject of 2 customer complaints that we know about. Both of Ryan Hekman’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ryan Hekman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged misrepresentation by Ryan Hekman. The customer alleged unauthorized trading by Ryan Hekman. Ryan Hekman Red Flags & Your Rights As An Investor Of course, Ryan Hekman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Hekman at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ryan Hekman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ryan Hekman If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ryan Hekman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roberto Fernandez of Merrill Lynch Pierce Fenner & Smith

DID ROBERTO A FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Roberto Fernandez of Merrill Lynch Pierce Fenner & Smith Has 6 Customer Complaints For Alleged Broker Misconduct Who is Roberto Fernandez of Merrill Lynch Pierce Fenner & Smith? Roberto Fernandez (CRD #1404389) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Roberto Fernandez Customer Complaints Roberto Fernandez has been the subject of 6 customer complaints that we know about. Three of Roberto Fernandez’s 6 customer complaints were settled in favor of investors.  Two of Roberto Fernandez’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith for investment losses caused by Roberto Fernandez’s alleged misconduct. Allegations Against Roberto Fernandez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Roberto Fernandez’s unauthorized trading, unsuitable investment recommendations and misrepresentation and omission of material facts. The customer alleged unsuitable investment recommendations and misrepresentation by Roberto Fernandez. The customers alleged Roberto Fernandez’s unsuitable investment recommendations, unauthorized trading and misrepresentation and omission of material facts. The customers, through their owner, allege unsuitable investment recommendations and misrepresentation by Roberto Fernandez. Roberto Fernandez Red Flags & Your Rights As An Investor Of course, Roberto Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Fernandez at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Roberto Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Roberto Fernandez If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Roberto Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daren Frankeberger of Merrill Lynch Pierce Fenner & Smith

DID DAREN MICHAEL FRANKEBERGER CAUSE YOU INVESTMENT LOSSES? Daren Frankeberger Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daren Frankeberger of Merrill Lynch Pierce Fenner & Smith? Daren Frankeberger (CRD #3096364) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Daren Frankeberger Customer Complaints Daren Frankeberger has been the subject of 2 customer complaints that we know about. One of Daren Frankeberger’s 2 customer complaints was settled in favor of investors. One of Daren Frankeberger’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daren Frankeberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she was unaware she was purchasing a variable annuity by Daren Frankeberger and therefore did not want the contract she purchased. Power of attorney for client alleged unsuitable investment strategy by Daren Frankeberger Daren Frankeberger Red Flags & Your Rights As An Investor Of course, Daren Frankeberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daren Frankeberger at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Daren Frankeberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Daren Frankeberger If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Daren Frankeberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ernest Frerking of Merrill Lynch Pierce Fenner & Smith

DID ERNEST GREY FRERKING CAUSE YOU INVESTMENT LOSSES? Ernest Frerking Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Ernest Frerking of Merrill Lynch Pierce Fenner & Smith? Ernest Frerking (CRD #2588177) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Ernest Frerking Customer Complaint Ernest Frerking has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the attorney for the deceased customers’ estate alleged misappropriation of funds. The customer complaint filed against Ernest Frerking’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Ernest Frerking Red Flags & Your Rights As An Investor Of course, Ernest Frerking did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Frerking at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ernest Frerking has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ernest Frerking If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ernest Frerking and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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