Mar 8, 2022

Ryan Hekman of Merrill Lynch Pierce Fenner & Smith

DID RYAN DEAN HEKMAN CAUSE YOU INVESTMENT LOSSES? Ryan Hekman Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Ryan Hekman of Merrill Lynch Pierce Fenner & Smith? Ryan Hekman (CRD #2499418) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Portage, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Ryan Hekman Customer Complaints Ryan Hekman has been the subject of 2 customer complaints that we know about. Both of Ryan Hekman’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ryan Hekman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged misrepresentation by Ryan Hekman. The customer alleged unauthorized trading by Ryan Hekman. Ryan Hekman Red Flags & Your Rights As An Investor Of course, Ryan Hekman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ryan Hekman at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ryan Hekman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ryan Hekman If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ryan Hekman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Roberto Fernandez of Merrill Lynch Pierce Fenner & Smith

DID ROBERTO A FERNANDEZ CAUSE YOU INVESTMENT LOSSES? Roberto Fernandez of Merrill Lynch Pierce Fenner & Smith Has 6 Customer Complaints For Alleged Broker Misconduct Who is Roberto Fernandez of Merrill Lynch Pierce Fenner & Smith? Roberto Fernandez (CRD #1404389) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations. Roberto Fernandez Customer Complaints Roberto Fernandez has been the subject of 6 customer complaints that we know about. Three of Roberto Fernandez’s 6 customer complaints were settled in favor of investors.  Two of Roberto Fernandez’s customers’ complaints were denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith for investment losses caused by Roberto Fernandez’s alleged misconduct. Allegations Against Roberto Fernandez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Roberto Fernandez’s unauthorized trading, unsuitable investment recommendations and misrepresentation and omission of material facts. The customer alleged unsuitable investment recommendations and misrepresentation by Roberto Fernandez. The customers alleged Roberto Fernandez’s unsuitable investment recommendations, unauthorized trading and misrepresentation and omission of material facts. The customers, through their owner, allege unsuitable investment recommendations and misrepresentation by Roberto Fernandez. Roberto Fernandez Red Flags & Your Rights As An Investor Of course, Roberto Fernandez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roberto Fernandez at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Roberto Fernandez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Roberto Fernandez If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Roberto Fernandez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Daren Frankeberger of Merrill Lynch Pierce Fenner & Smith

DID DAREN MICHAEL FRANKEBERGER CAUSE YOU INVESTMENT LOSSES? Daren Frankeberger Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Daren Frankeberger of Merrill Lynch Pierce Fenner & Smith? Daren Frankeberger (CRD #3096364) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Phoenix, Arizona is a subject of one of our many securities industry sales practice abuse investigations. Daren Frankeberger Customer Complaints Daren Frankeberger has been the subject of 2 customer complaints that we know about. One of Daren Frankeberger’s 2 customer complaints was settled in favor of investors. One of Daren Frankeberger’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Daren Frankeberger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that she was unaware she was purchasing a variable annuity by Daren Frankeberger and therefore did not want the contract she purchased. Power of attorney for client alleged unsuitable investment strategy by Daren Frankeberger Daren Frankeberger Red Flags & Your Rights As An Investor Of course, Daren Frankeberger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daren Frankeberger at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Daren Frankeberger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Daren Frankeberger If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Daren Frankeberger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Ernest Frerking of Merrill Lynch Pierce Fenner & Smith

DID ERNEST GREY FRERKING CAUSE YOU INVESTMENT LOSSES? Ernest Frerking Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Ernest Frerking of Merrill Lynch Pierce Fenner & Smith? Ernest Frerking (CRD #2588177) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Ernest Frerking Customer Complaint Ernest Frerking has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the attorney for the deceased customers’ estate alleged misappropriation of funds. The customer complaint filed against Ernest Frerking’s current employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Ernest Frerking Red Flags & Your Rights As An Investor Of course, Ernest Frerking did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernest Frerking at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ernest Frerking has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ernest Frerking If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Ernest Frerking and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Virginia Giuffre Formerly With Merrill Lynch Pierce Fenner & Smith

DID VIRGINIA MARY GIUFFRE CAUSE YOU INVESTMENT LOSSES? Virginia Giuffre Formerly With Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct Who is Virginia Giuffre formerly with Merrill Lynch Pierce Fenner & Smith? Virginia Giuffre (CRD #2401328) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Westport, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Virginia Giuffre Customer Complaints Virginia Giuffre has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Virginia Giuffre’s 3 customer complaints was settled in favor of investors. One of Virginia Giuffre’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith for investment losses caused by Virginia Giuffre’s alleged misconduct. Allegations Against Virginia Giuffre A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Virginia Giuffre made misrepresentations and unsuitable investment recommendations concerning auction market securities. Client alleged Virginia Giuffre made unsuitable investment recommendations resulting in losses in her accounts.. Customer alleged improper solicitation of a IRA by Virginia Giuffre. Virginia Giuffre Red Flags & Your Rights As An Investor Of course, Virginia Giuffre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Virginia Giuffre at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Virginia Giuffre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Virginia Giuffre If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Virginia Giuffre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Don Gombos Formerly With Merrill Lynch Pierce Fenner & Smith

DID DON GOMBOS CAUSE YOU INVESTMENT LOSSES? Don Gombos Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Don Gombos formerly with Merrill Lynch Pierce Fenner & Smith? Don Gombos (CRD #1730611) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Don Gombos Customer Complaint Don Gombos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Don Gombos’ customer complaint was settled in favor of the investors. Don Gombos Red Flags & Your Rights As An Investor Of course, Don Gombos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Don Gombos at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Don Gombos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Don Gombos If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Don Gombos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Goodwin of Merrill Lynch Pierce Fenner & Smith

DID DAVID EDMUND GOODWIN CAUSE YOU INVESTMENT LOSSES? David Goodwin Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct Who is David Goodwin of Merrill Lynch Pierce Fenner & Smith? David Goodwin (CRD #2434504) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Hartford, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. David Goodwin Customer Complaints David Goodwin has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  All of David Goodwin’s customers complaints were denied and, to date, the customers have not taken any further action. Allegations Against David Goodwin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged he was not informed by David Goodwin of the details involved in his purchase of a variable annuity. Client alleged inappropriate recommendations by David Goodwin. Client signed discretionary investment advisory agreement. Later client claimed she should have been in AAA municipal bonds and that the trades in the discretionary investment advisory account were unauthorized. David Goodwin Red Flags & Your Rights As An Investor Of course, David Goodwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Goodwin at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether David Goodwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Goodwin If you have questions about Merrill Lynch Pierce Fenner & Smith and/or David Goodwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Stuart Daniels of Merrill Lynch Pierce Fenner & Smith

DID STUART DANIELS CAUSE YOU INVESTMENT LOSSES? Stuart Daniels Of Merrill Lynch Pierce Fenner & Smith Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Stuart Daniels of Merrill Lynch Pierce Fenner & Smith Inc.? Stuart Daniels (CRD #1510142) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Florham Park, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Stuart Daniels Customer Complaints Stuart Daniels has been the subject of 2 customer complaints that we know about. One of Stuart Daniels’ customer complaints was settled in favor of investors. One of Stuart Daniels’ customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Stuart Daniels A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged unsuitable investment recommendations by Stuart Daniels. The client alleged that she never requested trades, that she was not suitable for small cap stocks and the number of transactions by Stuart Daniels were excessive. Stuart Daniels Red Flags & Your Rights As An Investor Of course, Stuart Daniels did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stuart Daniels at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Stuart Daniels has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Stuart Daniels If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Stuart Daniels and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith

DID JEFFREY MARCUS CAUSE YOU INVESTMENT LOSSES? Jeffrey Marcus Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Marcus of Merrill Lynch Pierce Fenner & Smith Inc.? Jeffrey Marcus (CRD #1174115) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Boca Raton, Florida is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Marcus Customer Complaint Jeffrey Marcus has been the subject ofat least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customers, through their assignee, 1926 Realty Litigation, LLC, were that the financial advisor made misrepresentations, and caused them to pay a fee, relating to the procurement of an outside line of credit for their businesses. Jeffrey Marcus’ customer complaint was denied and the customers filed a state court action which was dismissed due to an arbitration agreement. The investor has not yet filed the arbitration proceeding.  Jeffrey Marcus Red Flags & Your Rights As An Investor Of course, Jeffrey Marcus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Marcus at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Marcus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Jeffrey Marcus If you have questions about Merrill Lynch Pierce Fenner & SmithInc. and/or Jeffrey Marcus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Licari of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL LICARI CAUSE YOU INVESTMENT LOSSES? Michael Licari of Merrill Lynch Pierce Fenner & Smith Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Licari of Merrill Lynch Pierce Fenner & Smith Inc.? Michael Licari (CRD #1106018) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in San Diego, California is a subject of one of our many securities industry sales practice abuse investigations. Michael Licari Customer Complaints Michael Licari has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Licari’s 3 customer complaints was settled in favor of investors. Two of Michael Licari’s customers’ complaints were denied and the customers did not take any further action Allegations Against Michael Licari A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Michael Licari committed breach of fiduciary duty, fraud and other sales practice violations. Customer alleges that Michael Licari did not follow customer’s instructions. The customer alleges unauthorized trades were placed by Michael Licari without her consent, after a change in strategy was not communicated to her. Michael Licari Red Flags & Your Rights As An Investor Of course, Michael Licari did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Licari at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Michael Licari has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Michael Licari If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Michael Licari and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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