Mar 8, 2022

Anthony Williams Formerly With Merrill Lynch Pierce Fenner & Smith

DID ANTHONY WAYNE WILLIAMS CAUSE YOU INVESTMENT LOSSES? Anthony Williams Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Anthony Williams formerly with Merrill Lynch Pierce Fenner & Smith? Anthony Williams (CRD #710963) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Huntington, West Virginia is a subject of one of our many securities industry sales practice abuse investigations. Stephen Whittaker Customer Complaints Anthony Williams has been the subject of 2 customer complaints that we know about. One of Anthony Williams’ 2 customer complaints was settled in favor of investors. One of Anthony Williams’ customers’ complaints was denied and, to date, the customers have not taken any further action. Allegations Against Anthony Williams A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client claims that he wanted a “safe” portfolio and Anthony Williams allegedly did not follow his directions. The customer’s attorney alleged Anthony Williams’ excessive trading. Anthony Williams Red Flags & Your Rights As An Investor Of course, Anthony Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Williams at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Anthony Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Anthony Williams If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Anthony Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mitchell Wolfe Formerly With Merrill Lynch Pierce Fenner & Smith

DID MITCHELL JAMES WOLFE CAUSE YOU INVESTMENT LOSSES? Mitchell Wolfe Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Mitchell Wolfe formerly with Merrill Lynch Pierce Fenner & Smith? Mitchell Wolfe (CRD #1062945) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Duluth, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Mitchell Wolfe Customer Complaint Mitchell Wolfe has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges unsuitable investment recommendations. Mitchell Wolfe’s customer complaint was denied and, to date, the customers have not taken any further action. Mitchell Wolfe Red Flags & Your Rights As An Investor Of course, Mitchell Wolfe did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mitchell Wolfe at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Mitchell Wolfe has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Mitchell Wolfe If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Mitchell Wolfe and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Joshua Adler Of Merrill Lynch Pierce Fenner & Smith

DID JOSHUA MICHAEL ADLER CAUSE YOU INVESTMENT LOSSES? Joshua Adler of Merrill Lynch Pierce Fenner & Smith And Formerly With UBS Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joshua Adler of Merrill Lynch Pierce Fenner & Smith? Joshua Adler (CRD #3154013) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joshua Adler was associated with UBS Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joshua Adler Customer Complaint Joshua Adler has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges unauthorized trading. Joshua Adler’s customer complaint was settled in favor of the investors. Joshua Adler Red Flags & Your Rights As An Investor Of course, Joshua Adler did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Adler at Merrill Lynch Pierce Fenner & Smith and UBS Financial Services on alert to review carefully the activity and performance of their accounts and question whether Joshua Adler has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and UBS Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith and UBS Financial Services Due To Joshua Adler If you have questions about Merrill Lynch Pierce Fenner & Smith, UBS Financial Services, and/or Joshua Adler and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Donald Bescher of BB&T Securities

DID DONALD WILLIAM BESCHER CAUSE YOU INVESTMENT LOSSES? Donald Bescher Of BB&T Securities And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Donald Bescher of BB&T Securities? Donald Bescher (CRD #2472648) who is currently registered with BB&T Securities and located in Fort Worth, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to BB&T Securities, Donald Bescher was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Donald Bescher Customer Complaint Donald Bescher has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Donald Bescher’s customer complaint was denied and, to date, the customers have not taken any further action. Donald Bescher Red Flags & Your Rights As An Investor Of course, Donald Bescher did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Donald Bescher at BB&T Securities and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Donald Bescher has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at BB&T Securities and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At BB&T Securities Due To Donald Bescher If you have questions about BB&T Securities, Merrill Lynch Pierce Fenner & Smith, and/or Donald Bescher and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Alexander Batt of Wells Fargo Advisors Financial Network

DID ALEXANDER STEVEN BATT CAUSE YOU INVESTMENT LOSSES? Alexander Batt Of Wells Fargo Advisors Financial Network, And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alexander Batt of Wells Fargo Advisors Financial Network? Alexander Batt (CRD #2967019) who is currently registered with Wells Fargo Advisors Financial Network and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Alexander Batt was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexander Batt Customer Complaints Alexander Batt has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Alexander Batt’s 2 customer complaints were settled in favor of investors. Allegations Against Alexander Batt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Alexander Batt made unsuitable investment recommendations and misrepresentation and omission of material facts. The customer disputes the authenticity of the signature on a Submission Agreement document and alleged an unauthorized trade by Alexander Batt. Alexander Batt Red Flags & Your Rights As An Investor Of course, Alexander Batt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Batt at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Alexander Batt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Alexander Batt If you have questions about Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith, and/or Alexander Batt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Brienza of Merrill Lynch Pierce Fenner & Smith

DID JOHN JOSEPH BRIENZA CAUSE YOU INVESTMENT LOSSES? John Brienza Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Brienza of Merrill Lynch Pierce Fenner & Smith? John Brienza (CRD #1652520) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. John Brienza Customer Complaints John Brienza has been the subject of 4 customer complaints that we know about. Two of John Brienza’s 4 customer complaints resulted in arbitration awards in favor of the investors for over $300,000 and $42,000. Two of John Brienza’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Brienza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable investments made by John Brienza. Customers alleged John Brienza made unsuitable investments. The customer alleged unsuitable investment recommendations by John Brienza. John Brienza Red Flags & Your Rights As An Investor Of course, John Brienza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Brienza at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Brienza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To John Brienza If you have questions about Merrill Lynch Pierce Fenner & Smith and/or John Brienza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Smith Of Merrill Lynch Pierce Fenner & Smith

DID DAVID B. SMITH CAUSE YOU INVESTMENT LOSSES? David Smith Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is David Smith of Merrill Lynch Pierce Fenner & Smith? David Smith (CRD #1383778) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. David Smith Customer Complaint David Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. David Smith’s customer complaint was settled in favor of the investors. David Smith Red Flags & Your Rights As An Investor Of course, David Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Smith at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether David Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Smith If you have questions about Merrill Lynch Pierce Fenner & Smith, and/or David Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Truitt Of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL PATRICK TRUITT CAUSE YOU INVESTMENT LOSSES? Michael Truitt Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Truitt of Merrill Lynch Pierce Fenner & Smith? Michael Truitt (CRD #1201845) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Salisbury, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Michael Truitt Customer Complaints Michael Truitt has been the subject of 3 customer complaints that we know about. One of Michael Truitt’s 3 customer complaints was settled in favor of investors. One of Michael Truitt’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith for investment losses caused by Michael Truitt’s alleged misconduct. Allegations Against Michael Truitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Complaint alleged that risk of principal fluctuation was not disclosed by Michael Truitt. The customer alleged Michael Truitt made misrepresentations and omission of material facts. The customer alleged Michael Truitt made unsuitable investment recommendations. Michael Truitt Red Flags & Your Rights As An Investor Of course, Michael Truitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Truitt at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Truitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Truitt If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Truitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Abbott Formerly With Merrill Lynch Pierce Fenner & Smith

DID JOHN ROBERT ABBOTT CAUSE YOU INVESTMENT LOSSES? John Abbott Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is John Abbott formerly with Merrill Lynch Pierce Fenner & Smith? John Abbott (CRD #2633782) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Lincoln, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. John Abbott Customer Complaint John Abbott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation. John Abbott’s customer complaint was denied and, to date, the customers have not taken any further action. John Abbott Red Flags & Your Rights As An Investor Of course, John Abbott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Abbott at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Abbott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To John Abbott If you have questions about Merrill Lynch Pierce Fenner & Smith and/or John Abbott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bernard Adair of Merrill Lynch Pierce Fenner & Smith

DID BERNARD GEORGE ADAIR CAUSE YOU INVESTMENT LOSSES? Bernard Adair Of Merrill Lynch Pierce Fenner & Smith Has 8 Customer Complaints For Alleged Broker Misconduct Who is Bernard Adair of Merrill Lynch Pierce Fenner & Smith? Bernard Adair (CRD #1535429) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Jupiter, Florida is a subject of one of our many securities industry sales practice abuse investigations. Bernard Adair Customer Complaints Bernard Adair has been the subject of 8 customer complaints that we know about. Four of Bernard Adair’s 8 customer complaints were settled in favor of investors. Three of Bernard Adair’s customers’ complaints were denied and to date, the customers have not taken any further action.  There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith for investment losses caused by Bernard Adair’s alleged misconduct. Allegations Against Bernard Adair A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Bernard Adair recommended a risky investment when she is marked as conservative. Client alleged that Bernard Adair made unauthorized trades and unsuitable investment recommendations and failed to follow instructions. Customer alleged that his order to sell IBIS Technology common stock was not carried out by Bernard Adair. The claimant alleged Bernard Adair made unsuitable recommendations and investments. The claimant also alleges the FA made unauthorized transactions. The claimant alleges that the FA over-concentrated his account in equities. The customer alleged that Bernard Adair made unauthorized transactions regarding her account. The power of attorney for client alleges an unsuitable investment recommendation, misrepresentation and improperly completed account documentation concerning a variable annuity allegedly by Bernard Adair. Bernard Adair Red Flags & Your Rights As An Investor Of course, Bernard Adair did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Adair at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Bernard Adair has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Bernard Adair If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Bernard Adair and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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