Mar 8, 2022

Alexander Batt of Wells Fargo Advisors Financial Network

DID ALEXANDER STEVEN BATT CAUSE YOU INVESTMENT LOSSES? Alexander Batt Of Wells Fargo Advisors Financial Network, And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alexander Batt of Wells Fargo Advisors Financial Network? Alexander Batt (CRD #2967019) who is currently registered with Wells Fargo Advisors Financial Network and located in Vero Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Advisors Financial Network, Alexander Batt was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alexander Batt Customer Complaints Alexander Batt has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses.  Both of Alexander Batt’s 2 customer complaints were settled in favor of investors. Allegations Against Alexander Batt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged Alexander Batt made unsuitable investment recommendations and misrepresentation and omission of material facts. The customer disputes the authenticity of the signature on a Submission Agreement document and alleged an unauthorized trade by Alexander Batt. Alexander Batt Red Flags & Your Rights As An Investor Of course, Alexander Batt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alexander Batt at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Alexander Batt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network Due To Alexander Batt If you have questions about Wells Fargo Advisors Financial Network, Merrill Lynch Pierce Fenner & Smith, and/or Alexander Batt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Brienza of Merrill Lynch Pierce Fenner & Smith

DID JOHN JOSEPH BRIENZA CAUSE YOU INVESTMENT LOSSES? John Brienza Of Merrill Lynch Pierce Fenner & Smith Has 4 Customer Complaints For Alleged Broker Misconduct Who is John Brienza of Merrill Lynch Pierce Fenner & Smith? John Brienza (CRD #1652520) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. John Brienza Customer Complaints John Brienza has been the subject of 4 customer complaints that we know about. Two of John Brienza’s 4 customer complaints resulted in arbitration awards in favor of the investors for over $300,000 and $42,000. Two of John Brienza’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against John Brienza A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleged unsuitable investments made by John Brienza. Customers alleged John Brienza made unsuitable investments. The customer alleged unsuitable investment recommendations by John Brienza. John Brienza Red Flags & Your Rights As An Investor Of course, John Brienza did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Brienza at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Brienza has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To John Brienza If you have questions about Merrill Lynch Pierce Fenner & Smith and/or John Brienza and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

David Smith Of Merrill Lynch Pierce Fenner & Smith

DID DAVID B. SMITH CAUSE YOU INVESTMENT LOSSES? David Smith Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is David Smith of Merrill Lynch Pierce Fenner & Smith? David Smith (CRD #1383778) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Boston, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. David Smith Customer Complaint David Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. David Smith’s customer complaint was settled in favor of the investors. David Smith Red Flags & Your Rights As An Investor Of course, David Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Smith at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether David Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Smith If you have questions about Merrill Lynch Pierce Fenner & Smith, and/or David Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Truitt Of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL PATRICK TRUITT CAUSE YOU INVESTMENT LOSSES? Michael Truitt Of Merrill Lynch Pierce Fenner & Smith Has 3 Customer Complaints For Alleged Broker Misconduct Who is Michael Truitt of Merrill Lynch Pierce Fenner & Smith? Michael Truitt (CRD #1201845) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Salisbury, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Michael Truitt Customer Complaints Michael Truitt has been the subject of 3 customer complaints that we know about. One of Michael Truitt’s 3 customer complaints was settled in favor of investors. One of Michael Truitt’s customers’ complaints was denied and, to date, the customers have not taken any further action. There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith for investment losses caused by Michael Truitt’s alleged misconduct. Allegations Against Michael Truitt A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Complaint alleged that risk of principal fluctuation was not disclosed by Michael Truitt. The customer alleged Michael Truitt made misrepresentations and omission of material facts. The customer alleged Michael Truitt made unsuitable investment recommendations. Michael Truitt Red Flags & Your Rights As An Investor Of course, Michael Truitt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Truitt at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Truitt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Truitt If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Truitt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

John Abbott Formerly With Merrill Lynch Pierce Fenner & Smith

DID JOHN ROBERT ABBOTT CAUSE YOU INVESTMENT LOSSES? John Abbott Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is John Abbott formerly with Merrill Lynch Pierce Fenner & Smith? John Abbott (CRD #2633782) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Lincoln, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. John Abbott Customer Complaint John Abbott has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation. John Abbott’s customer complaint was denied and, to date, the customers have not taken any further action. John Abbott Red Flags & Your Rights As An Investor Of course, John Abbott did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Abbott at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether John Abbott has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To John Abbott If you have questions about Merrill Lynch Pierce Fenner & Smith and/or John Abbott and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Bernard Adair of Merrill Lynch Pierce Fenner & Smith

DID BERNARD GEORGE ADAIR CAUSE YOU INVESTMENT LOSSES? Bernard Adair Of Merrill Lynch Pierce Fenner & Smith Has 8 Customer Complaints For Alleged Broker Misconduct Who is Bernard Adair of Merrill Lynch Pierce Fenner & Smith? Bernard Adair (CRD #1535429) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Jupiter, Florida is a subject of one of our many securities industry sales practice abuse investigations. Bernard Adair Customer Complaints Bernard Adair has been the subject of 8 customer complaints that we know about. Four of Bernard Adair’s 8 customer complaints were settled in favor of investors. Three of Bernard Adair’s customers’ complaints were denied and to date, the customers have not taken any further action.  There is currently one pending customer complaint filed against Merrill Lynch Pierce Fenner & Smith for investment losses caused by Bernard Adair’s alleged misconduct. Allegations Against Bernard Adair A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Bernard Adair recommended a risky investment when she is marked as conservative. Client alleged that Bernard Adair made unauthorized trades and unsuitable investment recommendations and failed to follow instructions. Customer alleged that his order to sell IBIS Technology common stock was not carried out by Bernard Adair. The claimant alleged Bernard Adair made unsuitable recommendations and investments. The claimant also alleges the FA made unauthorized transactions. The claimant alleges that the FA over-concentrated his account in equities. The customer alleged that Bernard Adair made unauthorized transactions regarding her account. The power of attorney for client alleges an unsuitable investment recommendation, misrepresentation and improperly completed account documentation concerning a variable annuity allegedly by Bernard Adair. Bernard Adair Red Flags & Your Rights As An Investor Of course, Bernard Adair did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bernard Adair at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Bernard Adair has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Bernard Adair If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Bernard Adair and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Garland Homes of Merrill Lynch Pierce Fenner & Smith

DID GARLAND HOMES CAUSE YOU INVESTMENT LOSSES? Garland Homes Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Garland Homes of Merrill Lynch Pierce Fenner & Smith Inc.? Garland Homes (CRD #714042) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Wilson, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Garland Homes Customer Complaint Garland Homes has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the failure to follow instructions. Garland Homes’ customer complaint was denied and the customers did not take any further action. Garland Homes Red Flags & Your Rights As An Investor Of course, Garland Homes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Garland Homes at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Garland Homes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To Garland Homes If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or Garland Homes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Oliveri of Santander Securities

DID MICHAEL JASON OLIVERI CAUSE YOU INVESTMENT LOSSES? Michael Oliveri Of Santander Securities And Formerly With Merrill Lynch Pierce Fenner & Smith And Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Oliveri of Santander Securities? Michael Oliveri (CRD #6308876) who is currently registered with Santander Securities and located in Newton, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations. Prior to Santander Securities, Michael Oliveri was associated with Merrill Lynch Pierce Fenner & Smith, Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Oliveri Customer Complaint Michael Oliveri has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative failed to follow his instructions to liquidate his account which resulted in loss. Michael Oliveri’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Oliveri Red Flags & Your Rights As An Investor Of course, Michael Oliveri did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Oliveri at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Oliveri has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Santander Securities, Merrill Lynch Pierce Fenner & Smith, and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Santander Securities Due To Michael Oliveri If you have questions about Santander Securities, Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Oliveri and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

James Padilla formerly with Merrill Lynch Pierce Fenner & Smith

DID JAMES PETER PADILLA CAUSE YOU INVESTMENT LOSSES? James Padilla Formerly With Merrill Lynch Pierce Fenner & Smith, TD Ameritrade And Scottrade Has A Customer Complaint For Alleged Broker Misconduct Who is James Padilla formerly with Merrill Lynch Pierce Fenner & Smith? James Padilla (CRD #6147378) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Kent, Washington is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, James Padilla was associated with TD Ameritrade, Scottrade and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Padilla Customer Complaint James Padilla has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were forgery when an unauthorized account was opened. James Padilla’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. James Padilla Red Flags & Your Rights As An Investor Of course, James Padilla did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Padilla at Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, and Scottrade on alert to review carefully the activity and performance of their accounts and question whether James Padilla has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, and Scottrade also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To James Padilla If you have questions about Merrill Lynch Pierce Fenner & Smith, TD Ameritrade, Scottrade, and/or James Padilla and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Michael Penny of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL TODD PENNY CAUSE YOU INVESTMENT LOSSES? Michael Penny Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Penny of Merrill Lynch Pierce Fenner & Smith? Michael Penny (CRD #4803098) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Penny Customer Complaint Michael Penny has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unauthorized trading and unsuitable investments. Michael Penny’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Penny Red Flags & Your Rights As An Investor Of course, Michael Penny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Penny at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Penny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Penny If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Penny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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