Mar 7, 2022

Michael Penny of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL TODD PENNY CAUSE YOU INVESTMENT LOSSES? Michael Penny Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Penny of Merrill Lynch Pierce Fenner & Smith? Michael Penny (CRD #4803098) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Michael Penny Customer Complaint Michael Penny has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unauthorized trading and unsuitable investments. Michael Penny’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Penny Red Flags & Your Rights As An Investor Of course, Michael Penny did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Penny at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Michael Penny has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Penny If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Michael Penny and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Richard Ramos of LPL Financial

DID RICHARD RAMOS CAUSE YOU INVESTMENT LOSSES? Richard Ramos Of LPL Financial And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Richard Ramos of LPL Financial? Richard Ramos (CRD #5524250) who is currently registered with LPL Financial and located in Delano, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to LPL Financial, Richard Ramos was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Richard Ramos Customer Complaint Richard Ramos has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations, poor recommendation and advice. Richard Ramos’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Richard Ramos Red Flags & Your Rights As An Investor Of course, Richard Ramos did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Richard Ramos at LPL Financial and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Richard Ramos has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at LPL Financial and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At LPL Financial Due To Richard Ramos If you have questions about LPL Financial, Merrill Lynch Pierce Fenner & Smith, and/or Richard Ramos and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Lafayette Randle of Fortune Financial Services

DID LAFAYETTE RANDLE CAUSE YOU INVESTMENT LOSSES? Lafayette Randle Of Fortune Financial Services And Formerly With NEXT Financial Group Has A Customer Complaint For Alleged Broker Misconduct Who is Lafayette Randle of Fortune Financial Services? Lafayette Randle (CRD #4535430) who is currently registered with Fortune Financial Services and located in Red Oak, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Fortune Financial Services, Lafayette Randle was associated with NEXT Financial Group and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Lafayette Randle Customer Complaint Lafayette Randle has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Lafayette Randle misrepresented that the contract value of her variable annuity would double in ten years. Lafayette Randle’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Lafayette Randle Red Flags & Your Rights As An Investor Of course, Lafayette Randle did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lafayette Randle at Fortune Financial Services and NEXT Financial Group on alert to review carefully the activity and performance of their accounts and question whether Lafayette Randle has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fortune Financial Services and NEXT Financial Group also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Fortune Financial Services Due To Lafayette Randle If you have questions about LPL Financial, Merrill Lynch Pierce Fenner & Smith, and/or Richard Ramos and the If you have questions about Fortune Financial Services, NEXT Financial Group, and/or Lafayette Randle and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Megan Rehill of Merrill Lynch Pierce Fenner & Smith

DID MEGAN A. REHILL CAUSE YOU INVESTMENT LOSSES? Megan Rehill Of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is Megan Rehill of Merrill Lynch Pierce Fenner & Smith? Megan Rehill (CRD #5872640) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Red Bank, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Megan Rehill was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Megan Rehill Customer Complaint Megan Rehill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were claimants alleged, inter alia, misrepresentation with respect to mutual fund investments.  The customer complaint filed against Megan Rehill’s current employer MSSB for investment losses caused by the alleged misconduct is pending as of the date of this report. Megan Rehill Red Flags & Your Rights As An Investor Of course, Megan Rehill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Megan Rehill at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Megan Rehill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Megan Rehill If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Megan Rehill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christopher Reilly Formerly With Merrill Lynch Pierce Fenner & Smith

DID CHRISTOPHER M. REILLY CAUSE YOU INVESTMENT LOSSES? Christopher Reilly Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Reilly formerly with Merrill Lynch Pierce Fenner & Smith? Christopher Reilly (CRD #6402830) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Lincoln, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Christopher Reilly Customer Complaint Christopher Reilly has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Christopher Reilly’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Reilly Red Flags & Your Rights As An Investor Of course, Christopher Reilly did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Reilly at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Christopher Reilly has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Christopher Reilly If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Christopher Reilly and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

John Tracy of Merrill Lynch Pierce Fenner & Smith

DID JOHN TRACY CAUSE YOU INVESTMENT LOSSES? John Tracy Of Merrill Lynch Pierce Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is John Tracy of Merrill Lynch Pierce Fenner & Smith Inc.? John Tracy (CRD #2525099) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. John Tracy Customer Complaint John Tracy has been the subject ofat least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unsuitable investment recommendation. John Tracy’s customer complaint was denied and, to date, the customer has not taken any further action. John Tracy Red Flags & Your Rights As An Investor Of course, John Tracy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Tracy at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether John Tracy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To John Tracy If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or John Tracy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

C. L. Taylor of Merrill Lynch Pierce Fenner & Smith

DID C. L. TAYLOR CAUSE YOU INVESTMENT LOSSES? C. L. Taylor Of Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is C. L. Taylor of Merrill Lynch Pierce Fenner & Smith? C. L. Taylor (CRD #2355696) who is currently registered with Merrill Lynch Pierce Fenner & Smith Inc. and located in Birmingham, Alabama is a subject of one of our many securities industry sales practice abuse investigations. C. L. Taylor Customer Complaints C. L. Taylor has been the subject of 2 customer complaints that we know about. Both of C. Taylor’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against C. L. Taylor A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged C. L.  If Taylor’s investments were unsuitable. No damages alleged. The customer’s attorney alleged C. L. Taylor’s failure to follow instructions. C. L. Taylor Red Flags & Your Rights As An Investor Of course, C. L. Taylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of C L. Taylor at Merrill Lynch Pierce Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether C. L. Taylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Inc. Due To C. Taylor If you have questions about Merrill Lynch Pierce Fenner & Smith Inc. and/or C. L. Taylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Victor Martinez of Morgan Stanley

DID VICTOR MARTINEZ CAUSE YOU INVESTMENT LOSSES? Victor Martinez Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Victor Martinez of Morgan Stanley? Victor Martinez (CRD #5744392) who is currently registered with Morgan Stanley and located in El Segundo, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Victor Martinez was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Victor Martinez Customer Complaint Victor Martinez has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Victor Martinez’s customer complaint was settled in favor of the investors. Victor Martinez Red Flags & Your Rights As An Investor Of course, Victor Martinez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Victor Martinez at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Victor Martinez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Victor Martinez If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Victor Martinez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Barbara McMahon of Merrill Lynch Pierce Fenner & Smith

DID BARBARA ANN MCMAHON CAUSE YOU INVESTMENT LOSSES? Barbara McMahon Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Barbara McMahon of Merrill Lynch Pierce Fenner & Smith? Barbara McMahon (CRD #4914594) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Ridgefield, Connecticut is a subject of one of our many securities industry sales practice abuse investigations. Barbara McMahon Customer Complaint Barbara McMahon has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations. Barbara McMahon’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Barbara McMahon Red Flags & Your Rights As An Investor Of course, Barbara McMahon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara McMahon at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Barbara McMahon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Barbara McMahon If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Barbara McMahon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith

DID JEFFREY K. MILLER CAUSE YOU INVESTMENT LOSSES? Jeffrey Miller Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Miller of Merrill Lynch Pierce Fenner & Smith? Jeffrey Miller (CRD #5786351) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Bellevue, Washington is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Miller Customer Complaint Jeffrey Miller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were alleged misrepresentation regarding the purchase of a variable annuity. Jeffrey Miller’s customer complaint was settled in favor of the investors. Jeffrey Miller Red Flags & Your Rights As An Investor Of course, Jeffrey Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Miller at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jeffrey Miller If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Jeffrey Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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