Mar 7, 2022

Angel Curbelo of Merrill Lynch Pierce Fenner & Smith

DID ANGEL LUIS CURBELO JR CAUSE YOU INVESTMENT LOSSES? Angel Curbelo Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Angel Curbelo of Merrill Lynch Pierce Fenner & Smith? Angel Curbelo (CRD #6480420) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Angel Curbelo Customer Complaint Angel Curbelo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Angel Curbelo made unsuitable investment recommendations. Angel Curbelo’s customer complaint was settled in favor of the investors. Angel Curbelo Red Flags & Your Rights As An Investor Of course, Angel Curbelo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Curbelo at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Angel Curbelo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Angel Curbelo If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Angel Curbelo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Amanda Deisenroth of Merrill Lynch Pierce Fenner & Smith

DID AMANDA N. DEISENROTH CAUSE YOU INVESTMENT LOSSES? Amanda Deisenroth Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Amanda Deisenroth of Merrill Lynch Pierce Fenner & Smith? Amanda Deisenroth (CRD #5960176) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Charlotte, North Carolina is a subject of one of our many securities industry sales practice abuse investigations. Amanda Deisenroth Customer Complaint Amanda Deisenroth has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged failure to follow instructions. Amanda Deisenroth’s customer complaint was denied and, to date, the customer has not taken any further action. Amanda Deisenroth Red Flags & Your Rights As An Investor Of course, Amanda Deisenroth did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Deisenroth at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Amanda Deisenroth has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Amanda Deisenroth If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Amanda Deisenroth and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joseph Duffy of Merrill Lynch Pierce Fenner & Smith

DID JOSEPH ANTHONY DUFFY CAUSE YOU INVESTMENT LOSSES? Joseph Duffy Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Duffy of Merrill Lynch Pierce Fenner & Smith? Joseph Duffy (CRD #7145673) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in White Plains, New York is a subject of one of our many securities industry sales practice abuse investigations. Joseph Duffy Customer Complaint Joseph Duffy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Joseph Duffy’s failure to follow instructions on March 25, 2020. Joseph Duffy’s customer complaint was settled in favor of the investors. Joseph Duffy Red Flags & Your Rights As An Investor Of course, Joseph Duffy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Duffy at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Joseph Duffy has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Duffy If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Joseph Duffy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Eric Fuller of Morgan Stanley

DID ERIC D. FULLER CAUSE YOU INVESTMENT LOSSES? Eric Fuller Of Morgan Stanley And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Fuller of Morgan Stanley? Eric Fuller (CRD #5866277) who is currently registered with Morgan Stanley and located in Plano, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Eric Fuller was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Fuller Customer Complaint Eric Fuller has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Eric Fuller made unsuitable investment recommendations and engaged in unauthorized trading. Eric Fuller’s customer complaint was denied and, to date, the customer has not taken any further action. Eric Fuller Red Flags & Your Rights As An Investor Of course, Eric Fuller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Fuller at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Fuller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Eric Fuller If you have questions about Morgan Stanley, Merrill Lynch Pierce Fenner & Smith, and/or Eric Fuller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Joseph Hunt of Merrill Lynch Pierce Fenner & Smith

DID JOSEPH KURTZ HUNT CAUSE YOU INVESTMENT LOSSES? Joseph Hunt Of Merrill Lynch Pierce Fenner & Smith And Formerly With Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Hunt of Merrill Lynch Pierce Fenner & Smith? Joseph Hunt (CRD #5036197) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Atlanta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Hunt was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Hunt Customer Complaint Joseph Hunt has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations and unauthorized trading. Joseph Hunt’s customer complaint was denied and, to date, the customer has not taken any further action. Joseph Hunt Red Flags & Your Rights As An Investor Of course, Joseph Hunt did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Hunt at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Hunt has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Hunt If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Hunt and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Matthew Hyson of Merrill Lynch Pierce Fenner & Smith

DID MATTHEW HYSON CAUSE YOU INVESTMENT LOSSES? Matthew Hyson Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Matthew Hyson of Merrill Lynch Pierce Fenner & Smith? Matthew Hyson (CRD #5916383) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Lincoln, Rhode Island is a subject of one of our many securities industry sales practice abuse investigations. Matthew Hyson Customer Complaint Matthew Hyson has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation. Matthew Hyson’s customer complaint was settled in favor of the investors. Matthew Hyson Red Flags & Your Rights As An Investor Of course, Matthew Hyson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Hyson at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Matthew Hyson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Matthew Hyson If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Matthew Hyson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Andrey Ilyasov of Ameriprise Financial Services

DID ANDREY ILYASOV CAUSE YOU INVESTMENT LOSSES? Andrey Ilyasov Of Ameriprise Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Andrey Ilyasov of Ameriprise Financial Services? Andrey Ilyasov (CRD #5914803) who is currently registered with Ameriprise Financial Services and located in Bloomfield Hills, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Ameriprise Financial Services, Andrey Ilyasov was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrey Ilyasov Customer Complaint Andrey Ilyasov has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Andrey Ilyasov recommended she liquidate 2 outside annuities and, as a result, she alleged she lost the income benefit riders and associated annual income. Claimant’s causes of action are negligence, suitability, and breach of fiduciary duty. The customer complaint filed against Andrey Ilyasov’s current employer Ameriprise Financial Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Andrey Ilyasov Red Flags & Your Rights As An Investor Of course, Andrey Ilyasov did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrey Ilyasov at Ameriprise Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Andrey Ilyasov has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Ameriprise Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Ameriprise Financial Services Due To Andrey Ilyasov If you have questions about Ameriprise Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or Andrey Ilyasov and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Christine Kelley of Merrill Lynch Pierce Fenner & Smith

DID CHRISTINE A. KELLEY CAUSE YOU INVESTMENT LOSSES? Christine Kelley Of Merrill Lynch Pierce Fenner & Smith And Formerly With CapFinancial Securities, CapTrust And Fidelity Personal And Workplace Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Christine Kelley of Merrill Lynch Pierce Fenner & Smith? Christine Kelley (CRD #5899366) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Christine Kelley was associated with CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christine Kelley Customer Complaint Christine Kelley has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and an unauthorized liquidation of funds from a joint account. Christine Kelley’s customer complaint was denied and, to date, the customer has not taken any further action. Christine Kelley Red Flags & Your Rights As An Investor Of course, Christine Kelley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christine Kelley at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors on alert to review carefully the activity and performance of their accounts and question whether Christine Kelley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, and Fidelity Personal And Workplace Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Christine Kelley If you have questions about Merrill Lynch Pierce Fenner & Smith, CapFinancial Securities, CapTrust, Fidelity Personal And Workplace Advisors, and/or Christine Kelley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dennis Ayer of Hilltop Securities

DID DENNIS PHILLIP AYER CAUSE YOU INVESTMENT LOSSES? Dennis Phillip Ayer Formerly with Hilltop Securities Inc., And Oppenheimer & Co., Inc. Has 7 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Dennis P. Ayer formerly with Hilltop Securities Inc., Oppenheimer & Co., Inc.? Dennis Ayer (CRD #5365176) who was formerly registered with Hilltop Securities Inc. and located in Beverly Hills, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hilltop Securities Inc., Dennis Ayer was associated with Oppenheimer & Co., Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated and four other firms with a history of customer complaints and securities industry regulatory problems. Hilltop Securities Inc. Broker Misconduct In his career, Dennis Ayer has been the subject of 7 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. One of Dennis Ayer’s 7 customer complaints was settled in favor of investors. There are currently 6 pending customer complaints filed against Dennis Ayer’s former employers Hilltop Securities Inc., Oppenheimer & Co. and Merrill Lynch, Pierce Fenner & Smith for investment losses caused by his alleged misconduct. Allegations Against Dennis Ayer A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: Claimant alleges excessive risk relative to clients stated objectives. Suitability related to over-concentration in Foresight Energy, LLC. Claimant alleges claims for breach of fiduciary duty, negligence, and negligent misrepresentation concerning investments in Foresight Energy, LLC. Unsuitable recommendations and misrepresentations. Claimants assert claims for failure to supervise, breach of fiduciary duty, respondeat superior, or, unsuitability, breach of contract, violations of the California securities laws, violation of FINRA rules, fraud, and other common law claims relating to purchases of certain stocks and bonds of energy companies. Claimant alleged investment advice suitability issues related to excessive risk in strategy deviation. Dennis Ayer Red Flags & Your Rights As An Investor Of course, Dennis Ayer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dennis Ayer at Hilltop Securities Inc., Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Dennis Ayer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hilltop Securities Inc., Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hilltop Securities Inc. If you have questions about Hilltop Securities Inc., Oppenheimer & Co., Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Dennis Ayerand the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

William Thon of Merrill Lynch

DID WILLIAM FRANCIS THON CAUSE YOU INVESTMENT LOSSES? William Francis Thon formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 19 Customer Complaints for Alleged Broker Misconduct Who is William F. Thon formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated? William Thon (CRD #1485103) who was formerly registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Guaynabo, Puerto Rico is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, William Thon was associated with three other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Merrill Lynch, Pierce, Fenner & Smith Incorporated Broker Misconduct In his career, William Thon has been the subject of 19 customer complaints that we know about, 8 of those complaints were filed in the last year to recover investment losses. Thirteen of William Thon’s 19 customer complaints were settled in favor of investors. There are currently 6 pending customer complaints filed against William Thon’s former employer Merrill Lynch, Pierce, Fenner & Smith Incorporated for investment losses caused by his alleged misconduct. Allegations Against William Thon A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges unsuitable investment recommendations and misrepresentations. The claimant alleges that the recommendation to invest in and hold Puerto Rico closed-end funds was unsuitable and that its account was over-concentrated in Puerto Rico investments.  It also alleges that the risk of investing in and concentration on Puerto Rico investments was misrepresented. Claimants allege they were damaged as a result of recommendations to purchase and hold various unsuitable Puerto Rico municipal bonds and closed-end Puerto Rico municipal bond funds, such as the aqueduct bonds, Cofina bonds, electric power Authority bonds, employee retirement system bonds, the investor’s tax-free funds, and fixed income funds. The claimant alleges unsuitability, overconcentration, and misrepresentation involving the recommendation of closed-end funds. Claimants allege their investments and closed-end bond funds and unsuitable, over-concentrated, and the result of misrepresentations and omissions of material facts, including the fact that the closed-end bond funds were bonds guaranteed by the Puerto Rico government. The claimant alleges unsuitability, over-concentration, misrepresentations involving the recommendation of closed-end funds and Puerto Rico bank preferred shares. William Thon Red Flags & Your Rights As An Investor Of course, William Thon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Thon at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Thonhas engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, and/or William Thon and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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