Mar 4, 2022

Michael Taborski of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL ANTHONY TABORSKI CAUSE YOU INVESTMENT LOSSES? Michael Taborski Of Merrill Lynch Pierce Fenner & Smith And Formerly With Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors And Strategic Advisers Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Taborski of Merrill Lynch Pierce Fenner & Smith? Michael Taborski (CRD #6424093) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Taborski was associated with Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Taborski Customer Complaint Michael Taborski has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and unauthorized trading. Michael Taborski’s customer complaint was settled in favor of the investors. Michael Taborski Red Flags & Your Rights As An Investor Of course, Michael Taborski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Taborski at Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers on alert to review carefully the activity and performance of their accounts and question whether Michael Taborski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, and Strategic Advisers also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Taborski If you have questions about Merrill Lynch Pierce Fenner & Smith, Fidelity Brokerage Services, Fidelity Personal And Workplace Advisors, Strategic Advisers, and/or Michael Taborski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Roy Tonning of UBS Financial Services

DID ROY K. TONNING CAUSE YOU INVESTMENT LOSSES? Roy Tonning Of UBS Financial Services And Formerly With Merrill Lynch Pierce Fenner & Smith Has 2 Customer Complaints For Alleged Broker Misconduct Who is Roy Tonning of UBS Financial Services? Roy Tonning (CRD #5494420) who is currently registered with UBS Financial Services and located in Ponte Vedra, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to UBS Financial Services, Roy Tonning was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Roy Tonning Customer Complaints Roy Tonning has been the subject of 2 customer complaints that we know about. One of Roy Tonning’s 2 customer complaints was settled in favor of investors. There is currently one pending customer complaint filed against UBS Financial Services for investment losses caused by Roy Tonning’s alleged misconduct. Allegations Against Roy Tonning A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customers alleged unauthorized trading and misrepresentation by Roy Tonning. Claimant’s counsel alleged Roy Tonning’s unsuitability and misrepresentation regarding an options overlay strategy investment. Roy Tonning Red Flags & Your Rights As An Investor Of course, Roy Tonning did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Roy Tonning at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Roy Tonning has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At UBS Financial Services Due To Roy Tonning If you have questions about UBS Financial Services, Merrill Lynch Pierce Fenner & Smith, and/or Roy Tonning and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Ernst Tullus of Merrill Lynch Pierce Fenner & Smith

DID ERNST JUNIOR TULLUS CAUSE YOU INVESTMENT LOSSES? Ernst Tullus Of Merrill Lynch Pierce Fenner & Smith And Formerly With J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ernst Tullus of Merrill Lynch Pierce Fenner & Smith? Ernst Tullus (CRD #6151941) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Margate, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Ernst Tullus was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ernst Tullus Customer Complaint Ernst Tullus has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were an unauthorized withdrawal was made from her account on April 13, 2020. Ernst Tullus’ customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Ernst Tullus Red Flags & Your Rights As An Investor Of course, Ernst Tullus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ernst Tullus at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Ernst Tullus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Ernst Tullus If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Ernst Tullus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Trang Tran formerly with Merrill Lynch Pierce Fenner & Smith

DID TRANG HONG TRAN CAUSE YOU INVESTMENT LOSSES? Trang Tran Formerly With Merrill Lynch Pierce Fenner & Smith And J.P. Morgan Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Trang Tran formerly with Merrill Lynch Pierce Fenner & Smith? Trang Tran (CRD #6606194) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Pasadena, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Trang Tran was associated with J.P. Morgan Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Trang Tran Customer Complaint Trang Tran has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client alleged failure to follow instructions. Trang Tran’s customer complaint was settled in favor of the investors. Trang Tran Red Flags & Your Rights As An Investor Of course, Trang Tran did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Trang Tran at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities on alert to review carefully the activity and performance of their accounts and question whether Trang Tran has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and J.P. Morgan Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Trang Tran If you have questions about Merrill Lynch Pierce Fenner & Smith, J.P. Morgan Securities, and/or Trang Tran and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Michael Voltin of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL PAUL VOLTIN CAUSE YOU INVESTMENT LOSSES? Michael Voltin Of Merrill Lynch Pierce Fenner & Smith And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Michael Voltin of Merrill Lynch Pierce Fenner & Smith? Michael Voltin (CRD #6115457) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Voltin was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Voltin Customer Complaint Michael Voltin has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that the Michael Voltin’s recommendation to rollover her 401k into a variable annuity was unsuitable. Michael Voltin’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Michael Voltin Red Flags & Your Rights As An Investor Of course, Michael Voltin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Voltin at Merrill Lynch Pierce Fenner & Smith and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Michael Voltin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Voltin If you have questions about Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Michael Voltin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Austin Wetsch of Merrill Lynch Pierce Fenner & Smith

DID AUSTIN N. WETSCH CAUSE YOU INVESTMENT LOSSES? Austin Wetsch Of Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Austin Wetsch of Merrill Lynch Pierce Fenner & Smith? Austin Wetsch (CRD #4986020) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Albuquerque, New Mexico is a subject of one of our many securities industry sales practice abuse investigations. Austin Wetsch Customer Complaint Austin Wetsch has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations from 2015 until 2020. Austin Wetsch’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Austin Wetsch Red Flags & Your Rights As An Investor Of course, Austin Wetsch did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Austin Wetsch at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Austin Wetsch has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Austin Wetsch If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Austin Wetsch and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Guadalupe Wright Formerly With Merrill Lynch Pierce Fenner & Smith

DID GUADALUPE CANDELARIA WRIGHT CAUSE YOU INVESTMENT LOSSES? Guadalupe Wright Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Guadalupe Wright formerly with Merrill Lynch Pierce Fenner & Smith? Guadalupe Wright (CRD #4412564) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Anchorage, Alaska is a subject of one of our many securities industry sales practice abuse investigations. Guadalupe Wright Customer Complaint Guadalupe Wright has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged unauthorized transfer of funds and/or wrongful withdrawals. The customer complaint filed against Guadalupe Wright’s former employer Merrill Lynch Pierce Fenner & Smith for investment losses caused by the alleged misconduct is pending as of the date of this report. Guadalupe Wright Red Flags & Your Rights As An Investor Of course, Guadalupe Wright did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Guadalupe Wright at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Guadalupe Wright has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Guadalupe Wright If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Guadalupe Wright and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Hung Sam formerly with Wells Fargo Clearing Services

DID HUNG SAM CAUSE YOU INVESTMENT LOSSES? Hung Sam Formerly With Wells Fargo Clearing Services And Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Hung Sam formerly with Wells Fargo Clearing Services? Hung Sam (CRD #6065447) who was formerly registered with Wells Fargo Clearing Services and located in Laguna Niguel, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Wells Fargo Clearing Services, Hung Sam was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hung Sam Customer Complaint Hung Sam has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were client complained that the financial advisor did not sell as instructed. Hung Sam’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Hung Sam Red Flags & Your Rights As An Investor Of course, Hung Sam did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hung Sam at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Hung Sam has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services Due To Hung Sam If you have questions about Wells Fargo Clearing Services, Merrill Lynch Pierce Fenner & Smith, and/or Hung Sam and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Eric Schwager Formerly With Merrill Lynch Pierce Fenner & Smith

DID ERIC JAMES SCHWAGER CAUSE YOU INVESTMENT LOSSES? Eric Schwager Formerly With Merrill Lynch Pierce Fenner & Smith Has A Customer Complaint For Alleged Broker Misconduct Who is Eric Schwager formerly with Merrill Lynch Pierce Fenner & Smith? Eric Schwager (CRD #5817329) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Honolulu, Hawaii is a subject of one of our many securities industry sales practice abuse investigations. Eric Schwager Customer Complaint Eric Schwager has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were selling away; that is, selling securities that were not authorized for sale by his employer. Eric Schwager’s customer complaint was settled in favor of the investors. Eric Schwager Red Flags & Your Rights As An Investor Of course, Eric Schwager did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Eric Schwager at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Eric Schwager has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Eric Schwager If you have questions about Merrill Lynch Pierce Fenner & Smith and/or Eric Schwager and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith

DID JOSEPH MICHAEL SHIMKO JR CAUSE YOU INVESTMENT LOSSES? Joseph Shimko Formerly With Merrill Lynch Pierce Fenner & Smith And Wells Fargo Clearing Services Has A Customer Complaint For Alleged Broker Misconduct Who is Joseph Shimko formerly with Merrill Lynch Pierce Fenner & Smith? Joseph Shimko (CRD #4611093) who was formerly registered with Merrill Lynch Pierce Fenner & Smith and located in Stuart, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Joseph Shimko was associated with Wells Fargo Clearing Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Joseph Shimko Customer Complaint Joseph Shimko has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were client verbally complained that the purchases made by the financial advisor were not in accordance with the client’s Investment Objectives. Joseph Shimko’s customer complaint was settled in favor of the investors. Joseph Shimko Red Flags & Your Rights As An Investor Of course, Joseph Shimko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Shimko at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services on alert to review carefully the activity and performance of their accounts and question whether Joseph Shimko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Wells Fargo Clearing Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Joseph Shimko If you have questions about Merrill Lynch Pierce Fenner & Smith, Wells Fargo Clearing Services, and/or Joseph Shimko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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