Mar 4, 2022

David Smith of Merrill Lynch Pierce Fenner & Smith

DID DAVID ANDREW SMITH CAUSE YOU INVESTMENT LOSSES? David Smith Of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has A Customer Complaint For Alleged Broker Misconduct Who is David Smith of Merrill Lynch Pierce Fenner & Smith? David Smith (CRD #6507487) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, David Smith was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. David Smith Customer Complaint David Smith has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged misrepresentations and failure to follow instructions.  David Smith’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. David Smith Red Flags & Your Rights As An Investor Of course, David Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Smith at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To David Smith If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or David Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Jason Steele of Merrill Lynch Pierce Fenner & Smith

DID JASON ROBERT STEELE CAUSE YOU INVESTMENT LOSSES? Jason Steele Of Merrill Lynch Pierce Fenner & Smith And Formerly With Northwestern Mutual Investment Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Steele of Merrill Lynch Pierce Fenner & Smith? Jason Steele (CRD #6222548) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Grosse Pointe, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Jason Steele was associated with Northwestern Mutual Investment Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Steele Customer Complaint Jason Steele has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged failure to follow instructions.  Jason Steele’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Jason Steele Red Flags & Your Rights As An Investor Of course, Jason Steele did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Steele at Merrill Lynch Pierce Fenner & Smith and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Jason Steele has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Jason Steele If you have questions about Merrill Lynch Pierce Fenner & Smith, Northwestern Mutual Investment Services, and/or Jason Steele and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Zachary Stuart formerly with J.P. Morgan Securities

DID ZACHARY STUART CAUSE YOU INVESTMENT LOSSES? Zachary Stuart Formerly With J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith And AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Zachary Stuart formerly with J.P. Morgan Securities? Zachary Stuart (CRD #6221269) who was formerly registered with J.P. Morgan Securities and located in Ladera Ranch, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities, Zachary Stuart was associated with Merrill Lynch Pierce Fenner & Smith, AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Zachary Stuart Customer Complaint Zachary Stuart has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that he was not informed of a surrender charge when he purchased a variable annuity. Zachary Stuart’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Zachary Stuart Red Flags & Your Rights As An Investor Of course, Zachary Stuart did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Zachary Stuart at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Zachary Stuart has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities Due To Zachary Stuart If you have questions about J.P. Morgan Securities, Merrill Lynch Pierce Fenner & Smith, AXA Advisors, and/or Zachary Stuart and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Brian Janus of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BRIAN RICHARD JANUS CAUSE YOU INVESTMENT LOSSES? Brian Janus Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 5 Customer Complaints For Alleged Broker Misconduct Who is Brian Janus of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Brian Janus (CRD #2899680) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Pepper Pike, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Brian Janus Customer Complaints Brian Janus has been the subject of 5 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Four of Brian Janus’ 5 customer complaints were settled in favor of investors. One of Brian Janus’ customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Brian Janus A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow instructions related to liquidation of accounts. Misrepresentations of risk of structured product investments. Misrepresentations related to the liquidity of auction rate securities. Misrepresentations related to Lehman Brothers structured products. Brian Janus Red Flags & Your Rights As An Investor Of course, Brian Janus did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Janus at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Janus has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Brian Janus If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Janus and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 2, 2022

Brian Arezzo of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BRIAN AREZZO CAUSE YOU INVESTMENT LOSSES? Brian Arezzo Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Arezzo of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Brian Arezzo (CRD #4423293) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Reston, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Brian Arezzo Customer Complaint Brian Arezzo has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Brian Arezzo made unsuitable investment recommendations related to the managed account.  Brian Arezzo’s customer complaint was denied and, to date, the customer has not taken any further action. Brian Arezzo Red Flags & Your Rights As An Investor Of course, Brian Arezzo did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Arezzo at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Arezzo has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Brian Arezzo If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Arezzo and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 25, 2022

Brandon Whaley of J.P. Morgan Securities LLC

DID BRANDON T. WHALEY CAUSE YOU INVESTMENT LOSSES? Brandon Whaley Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Brandon Whaley of J.P. Morgan Securities LLC? Brandon Whaley (CRD #6091906) who is currently registered with J.P. Morgan Securities LLC and located in Ocala, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Brandon Whaley was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Brandon Whaley Customer Complaints Brandon Whaley has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Brandon Whaley’s 2 customer complaints weresettled in favor of investors. Allegations Against Brandon Whaley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation regarding managed accounts. Unsuitable and misrepresented the bond transactions. Brandon Whaley Red Flags & Your Rights As An Investor Of course, Brandon Whaley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brandon Whaley at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brandon Whaley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Brandon Whaley If you have questions about J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brandon Whaley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 23, 2022

Barry Rubin of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BARRY EVAN RUBIN CAUSE YOU INVESTMENT LOSSES? Barry Rubin Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Barry Rubin of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Barry Rubin (CRD #2176696) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Delray Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Barry Rubin Customer Complaints Barry Rubin has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Barry Rubin’s 3 customer complaints resulted in an Award in favor of investor. One of Barry Rubin’s customer complaints was settled in favor of investors. One of Barry Rubin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Barry Rubin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Unauthorized transactions resulting in an arbitration award to customer. Trustee failed to pay insurance premiums resulting in policy lapse. Unsuitable investment recommendations involving mutual funds. Barry Rubin Red Flags & Your Rights As An Investor Of course, Barry Rubin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barry Rubin at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barry Rubin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barry Rubin If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barry Rubin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 22, 2022

Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BARRETT C. BRIGHTWELL CAUSE YOU INVESTMENT LOSSES? Barrett Brightwell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barrett Brightwell of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Barrett Brightwell (CRD #4973342) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Alpharetta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Barrett Brightwell Customer Complaints Barrett Brightwell has been the subject of 2 customer complaints that we know about, both of those complaints were filed in the last year to recover investment losses. Both of Barrett Brightwell’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Barrett Brightwell A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Failure to follow customers instructions. Misrepresentations related to a variable annuity, investment. Barrett Brightwell Red Flags & Your Rights As An Investor Of course, Barrett Brightwell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barrett Brightwell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Barrett Brightwell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Barrett Brightwell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Barrett Brightwell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 21, 2022

Asaf Glaich of Stifel, Nicolaus & Company

DID ASAF GLAICH CAUSE YOU INVESTMENT LOSSES? Asaf Glaich Of Stifel, Nicolaus & Company, Incorporated And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Asaf Glaich of Stifel, Nicolaus & Company, Incorporated? Asaf Glaich (CRD #3241626) who is currently registered with Stifel, Nicolaus & Company, Incorporated and located in Sugarland, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Stifel, Nicolaus & Company, Incorporated, Asaf Glaich was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Asaf Glaich Customer Complaint Asaf Glaich has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations related to corporate debt investment.  Asaf Glaich’s customer complaint was denied and, to date, the customer has not taken any further action. Asaf Glaich Red Flags & Your Rights As An Investor Of course, Asaf Glaich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Asaf Glaich at Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Asaf Glaich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Stifel, Nicolaus & Company, Incorporated and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Stifel, Nicolaus & Company, Incorporated Due To Asaf Glaich If you have questions about Stifel, Nicolaus & Company, Incorporated, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Asaf Glaich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 16, 2022

Ante Feric formerly with J.P. Morgan Securities LLC

DID ANTE FERIC CAUSE YOU INVESTMENT LOSSES? Ante Feric Formerly With J.P. Morgan Securities LLC And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Ante Feric formerly with J.P. Morgan Securities LLC? Ante Feric (CRD #1387852) who was formerly registered with J.P. Morgan Securities LLC and located in Ventura, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to J.P. Morgan Securities LLC, Ante Feric was associated with Merrill Lynch, Pierce, Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ante Feric Customer Complaint Ante Feric has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. Ante Feric’s customer complaint was settled in favor of the investors. Ante Feric Red Flags & Your Rights As An Investor Of course, Ante Feric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ante Feric at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ante Feric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Ante Feric If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ante Feric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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