Feb 15, 2022

Ann Onhaizer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANN T. ONHAIZER CAUSE YOU INVESTMENT LOSSES? Ann Onhaizer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Who is Ann Onhaizer of Merrill Lynch, Pierce, Fenner & Smith Incorporated? Ann Onhaizer (CRD #1703798) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Virginia Beach, Virginia is a subject of one of our many securities industry sales practice abuse investigations. Ann Onhaizer Customer Complaints Ann Onhaizer has been the subject of 3 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Ann Onhaizer’s 3 customer complaints was settled in favor of investors.  Two of Ann Onhaizer’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Ann Onhaizer A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentation to induce purchases in the company that was an alleged did imminent takeover candidate. Ann Onhaizer Red Flags & Your Rights As An Investor Of course, Ann Onhaizer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ann Onhaizer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Ann Onhaizer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ann Onhaizer If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Ann Onhaizer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Lee of Wedbush Securities Inc.

DID ANDREW H. LEE CAUSE YOU INVESTMENT LOSSES? Andrew Lee Of Wedbush Securities Inc. And Formerly With Merrill Lynch Pierce Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Lee of Wedbush Securities Inc.? Andrew Lee (CRD #2257654) who is currently registered with Wedbush Securities Inc. and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Wedbush Securities Inc., Andrew Lee was associated with Merrill Lynch Pierce Fenner & Smith Incorporated and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Lee Customer Complaint Andrew Lee has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Lee made unsuitable investment recommendations. Andrew Lee’s customer complaint was settled in favor of the investors. Andrew Lee Red Flags & Your Rights As An Investor Of course, Andrew Lee did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Lee at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Andrew Lee has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wedbush Securities Inc. and Merrill Lynch Pierce Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Wedbush Securities Inc. Due To Andrew Lee If you have questions about Wedbush Securities Inc., Merrill Lynch Pierce Fenner & Smith Incorporated and/or Andrew Lee and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Michael Greenstone of Merrill Lynch Pierce Fenner & Smith

DID MICHAEL FRANK GREENSTONE CAUSE YOU INVESTMENT LOSSES? Michael Greenstone of Merrill Lynch Pierce Fenner & Smith And Formerly With Morgan Stanley Has 9 Customer Complaints For Alleged Broker Misconduct Who is Michael Greenstone of Merrill Lynch Pierce Fenner & Smith? Michael Greenstone (CRD #709165) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Glen Rock, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch Pierce Fenner & Smith, Michael Greenstone was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Greenstone Customer Complaints Michael Greenstone has been the subject of 9 customer complaints that we know about. Seven of Michael Greenstone’s 9 customer complaints were settled in favor of investors. Two of Michael Greenstone’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Michael Greenstone A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges unsuitability, among other things, with respect to investment recommendations made by Michael Greenstone. The customer alleges unsuitable investment recommendations by Michael Greenstone. The client alleges that Michael Greenstone failed to disclose that if the Highbridge Hedge Fund investment was taken out of an IRA account there would be severe tax ramifications. Client further alleges that now the IRS is viewing his investment as taxable when he redeemed his funds since it came out of his IRA. Client alleges his financial advisor failed to advise him of the details of the investment. The client alleged that Michael Greenstone placed her in a portfolio that was not suitable for her risk tolerance and her age. Michael Greenstone Red Flags & Your Rights As An Investor Of course, Michael Greenstone did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Greenstone at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Michael Greenstone has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith and Morgan Stanley also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Due To Michael Greenstone If you have questions about Merrill Lynch Pierce Fenner & Smith, Morgan Stanley, and/or Michael Greenstone and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Ante Feric of J.P. Morgan Securities LLC

DID ANTE FERIC CAUSE YOU INVESTMENT LOSSES? Ante Feric Of J.P. Morgan Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Has One Customer Complaint For Alleged Broker Misconduct Who is Ante Feric of J.P. Morgan Securities LLC? Ante Feric (CRD #1387852) who is currently registered with J.P. Morgan Securities LLC and located in Santa Paula, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to J.P. Morgan Securities LLC, Ante Feric was associated with Merrill Lynch, Pierce, Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ante Feric Customer Complaint Ante Feric has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation regarding mutual fund investment. Ante Feric’s customer complaint was settled in favor of investors. Ante Feric Red Flags & Your Rights As An Investor Of course, Ante Feric did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ante Feric at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Ante Feric has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at J.P. Morgan Securities LLC and Merrill Lynch, Pierce, Fenner & Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At J.P. Morgan Securities LLC Due To Ante Feric If you have questions about J.P. Morgan Securities LLC, Merrill Lynch, Pierce, Fenner & Smith, and/or Ante Feric and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Brinckerhoff of Morgan Stanley

DID ROBERT WELLS BRINCKERHOFF CAUSE YOU INVESTMENT LOSSES? Robert Brinckerhoff Formerly With Morgan Stanley And Merrill Lynch Pierce Fenner & Smith Has 5 Customer Complaints For Alleged Broker Misconduct Who is Robert Brinckerhoff formerly with Morgan Stanley? Robert Brinckerhoff (CRD #823695) who was formerly registered with Morgan Stanley and located in Burlington, Vermont is a subject of one of our many securities industry sales practice abuse investigations. Prior to Morgan Stanley, Robert Brinckerhoff was associated with Merrill Lynch Pierce Fenner & Smith and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Brinckerhoff has had his own problem with the regulators. The New York, Wisconsin, Missouri, and Vermont insurance regulators all sanctioned him in connection with inaccurate applications filed in those states. Robert Brinckerhoff Customer Complaints Robert Brinckerhoff has been the subject of 5 customer complaints that we know about. Three of Robert Brinckerhoff’s 5 customer complaints were settled in favor of investors. Two of Robert Brinckerhoff’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Robert Brinckerhoff A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that the purchase by Robert Brinckerhoff of a structured product in her account was unsuitable. The customer alleges misrepresentation by Robert Brinckerhoff. The customer alleges unsuitable investment recommendations by Robert Brinckerhoff. Robert Brinckerhoff Red Flags & Your Rights As An Investor Of course, Robert Brinckerhoff did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Brinckerhoff at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Robert Brinckerhoff has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley and Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Robert Brinckerhoff If you have questions about Morgan Stanley and Merrill Lynch Pierce Fenner & Smith, and/or Robert Brinckerhoff and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Paul Akre of Merrill Lynch

DID PAUL ANTHONY AKRE CAUSE YOU INVESTMENT LOSSES? Paul Akre Formerly with Merrill Lynch Pierce Fenner Smith Has 2 Customer Complaints for Alleged Broker Misconduct Who is Paul Akre formerly with Merrill Lynch Pierce Fenner Smith? Paul Akre (CRD #1068145) who was formerly registered with Merrill Lynch Pierce Fenner Smith and located in Waukesha, Wisconsin is a subject of one of our many securities industry sales practice abuse investigations. Paul Akre was also the subject of a FINRA investigation concerning allegations that he loaned money to clients and was involved in an undisclosed, unapproved outside business activity.  The investigation concluded with Paul Akre consenting to a four-month suspension and a $15,000 fine.  Paul Akre Customer Complaint Paul Akre has been the subject of 2 customer complaints that we know about, one of which was filed in the last year to recover investment losses. One of Paul Akre’s customers’ complaints was denied and the customers did not take any further action. The customer complaint filed against Paul Akre’s former employer Wells Fargo Advisors for investment losses caused by the alleged misconduct is pending as of the date of this report. Allegations Against Paul Akre A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimants allege Paul Akre sold them private securities that were unsuitable investments. Customer questions the appropriateness of the stock recommendations by Paul Akre at Merrill Lynch. Paul Akre Red Flags & Your Rights as an Investor Of course, Paul Akre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Paul Akre at Merrill Lynch Pierce Fenner Smith on alert to review carefully the activity and performance of their accounts and question whether Paul Akre has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Merrill Lynch Pierce Fenner Smith also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Merrill Lynch Pierce Fenner Smith Due to Paul Akre If you have questions about Merrill Lynch Pierce Fenner Smith, and/or Paul Akre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jeremy Newton of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JEREMY CHARLES NEWTON CAUSE YOU INVESTMENT LOSSES? Jeremy Charles Newton of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Who is Jeremy C. Newton with Merrill Lynch, Pierce, Fenner & Smith Incorporated? Jeremy Newton (CRD #4206456) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated and located in Houston, Texas is a subject of one of our many securities industry sales practice abuse investigations. Prior to Merrill Lynch, Pierce, Fenner & Smith Incorporated, Jeremy Newton was associated with Morgan Stanley and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jeremy Newton Customer Complaints Jeremy Newton has been the subject of 2 customer complaints that we know about. One of Jeremy Newton’s customers complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against Jeremy Newton’s current employer Merrill Lynch, Pierce, Fenner & Smith Incorporated for investment losses caused by his alleged misconduct. Allegations Against Jeremy Newton A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleges Jeremy Newton’s misrepresentation and failure to follow instructions. Customers allege that Jeremy Newton did not keep them informed of the liquidity issues regarding auction rate securities and that financial advisor represented that an investment in auction rate securities was liquid. Jeremy Newton Red Flags & Your Rights As An Investor Of course, Jeremy Newton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeremy Newton at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Jeremy Newton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Morgan Stanley also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley and/or Jeremy Newton and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Isaac Chan of Cetera Investment Services LLC

DID ISAAC WING HON CHAN CAUSE YOU INVESTMENT LOSSES? Isaac Chan of Cetera Investment Services LLC, Cetera Investment Advisers And Formerly With Merrill Lynch, Pierce, Fenner & Smith Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Isaac Chan of Cetera Investment Services LLC? Isaac Chan (CRD #3040785) who is currently registered with Cetera Investment Services LLC, Cetera Investment Advisers and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to Cetera Investment Services LLC and Cetera Investment Advisers, Isaac Chan was associated with Merrill Lynch, Pierce, Fenner & Smith Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Isaac Chan Customer Complaints Isaac Chan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Isaac Chan’s customers’ complaints was denied and the customers did not take any further action. The other customer complaint was settled in favor of investors. Allegations Against Isaac Chan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Claimant alleges unsuitable investment recommendations made by Isaac Chan. The client is requesting the cancellation of an investment purchase allegedly made by Isaac Chan. The client alleges she does not understand the investment based upon an alleged language barrier. Isaac Chan Red Flags & Your Rights As An Investor Of course, Isaac Chan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Isaac Chan at Cetera Investment Services LLC, Cetera Investment Advisers and Merrill Lynch, Pierce, Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Isaac Chan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cetera Investment Services LLC, Cetera Investment Advisers and Merrill Lynch, Pierce, Fenner & Smith Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cetera Investment Services LLC Due To Isaac Chan If you have questions about Cetera Investment Services LLC, Cetera Investment Advisers, Merrill Lynch, Pierce, Fenner & Smith Inc., and/or Isaac Chan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jacob Mohr of Merrill Lynch, Pierce, Fenner & Smith Inc.

DID JACOB WAYNE MOHR CAUSE YOU INVESTMENT LOSSES? Jacob Mohr of Merrill Lynch, Pierce, Fenner & Smith Inc. Has One Customer Complaint For Alleged Broker Misconduct Who is Jacob Mohr of Merrill Lynch, Pierce Fenner & Smith, Inc.? Jacob Mohr (CRD #3102736) who is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and located in Henderson, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Jacob Mohr Customer Complaint Jacob Mohr has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleges unsuitable investment recommendations, churning, misrepresentations and failure to follow instructions. The customer complaint filed against Jacob Mohr’s current employer Merrill Lynch, Pierce, Fenner & Smith Inc. for investment losses caused by the alleged misconduct was denied and the customers did not take any further action. Jacob Mohr Red Flags & Your Rights As An Investor Of course, Jacob Mohr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jacob Mohr at Merrill Lynch, Pierce, Fenner & Smith Inc. on alert to review carefully the activity and performance of their accounts and question whether Jacob Mohr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Inc. Due To Jacob Mohr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Inc. and/or Jacob Mohr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Heather Weber of Merrill Lynch

DID HEATHER PETERSON WEBER CAUSE YOU INVESTMENT LOSSES? Heather Weber of Merrill Lynch Pierce Fenner & Smith Has 10 Customer Complaints for Alleged Broker Misconduct Who is Heather Weber of Merrill Lynch Pierce Fenner & Smith? Heather Weber (CRD #2911524) who is currently registered with Merrill Lynch Pierce Fenner & Smith and located in Clearwater, Florida is a subject of one of our many securities industry sales practice abuse investigations. Heather Weber Customer Complaints Heather Weber has been the subject of 10 customer complaints that we know about. Seven of Heather Weber’s 10 customer complaints were settled in favor of investors. Three of Heather Weber’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Heather Weber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleged misrepresentation with regard to the purchase of an annuity made by Heather Weber. The client alleged misrepresentation with regard to the purchase of equity made by Heather Weber. The customer alleges misrepresentation by Heather Weber. The customer alleges unsuitable investment recommendations and misrepresentation and omission of material facts committed by Heather Weber. The customer alleges unsuitable investment recommendations and misrepresentation.  The The customers in 5 separate arbitrations all allege unsuitable investment recommendations and misrepresentation by Heather Weber. The customers allege unsuitable investment recommendations and misrepresentation and omission of material facts made by Heather Weber. Heather Weber Red Flags & Your Rights as An Investor Of course, Heather Weber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Heather Weber at Merrill Lynch Pierce Fenner & Smith on alert to review carefully the activity and performance of their accounts and question whether Heather Weber has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at Merrill Lynch Pierce Fenner & Smith also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at Merrill Lynch Pierce Fenner & Smith Due to Heather Weber If you have questions about Merrill Lynch Pierce Fenner & Smith, and/or Heather Weber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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