May 31, 2024

Nicole Behrens of Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID NICOLE BEHRENS CAUSE YOU INVESTMENT LOSSES? Nicole Behrens Customer Complaint and Reviews Allegations Against Nicole Behrens Nicole Behrens Red Flags & Your Rights As An Investor Of course, Nicole Behrens did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Nicole Behrens at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Nicole Behrens has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Nicole Behrens  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Nicole Behrens and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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May 15, 2024

Royce Makishima Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Reviews

DID ROYCE LEE MAKISHIMA CAUSE YOU INVESTMENT LOSSES? Royce Makishima Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 1 Customer Complaint For Alleged Broker Misconduct Royce Makishima Customer Complaints and Reviews Royce Makishima’s career is overshadowed by troubling customer disputes and termination: This complaint, however, was closed without action, which does not entirely clear Makishima’s reputation as it still raises concerns about his transparency and handling of client transactions. Allegations Against Royce Makishima The allegations against Royce Makishima include: Royce Makishima Red Flags & Your Rights As An Investor Of course, Royce Makishima did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Royce Makishima at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Royce Makishima has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Royce Makishima  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Royce Makishima and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 23, 2024

John Jacobs III of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOHN EDWIN JACOBS III CAUSE YOU INVESTMENT LOSSES? John Jacobs III Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct John Jacobs III Customer Complaints John Jacobs III has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was denied by Merrill Lynch, Pierce, Fenner and Smith and the investor took no further action.  The other customer complaint was recently filed against Merrill Lynch, Pierce, Fenner and Smith is still pending. Allegations Against John Jacobs III A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Jacobs III Red Flags & Your Rights As An Investor Of course, John Jacobs III did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Jacobs III at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Jacobs III has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Jacobs III  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Jacobs III and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 18, 2024

Marcus Laube of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MARCUS J LAUBE CAUSE YOU INVESTMENT LOSSES? Marcus Laube Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Marcus Laube Customer Complaint Marcus Laube has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized liquidation of mutual fund.  Customer complaint was recently filed and is still pending with Merrill, Lynch Pearce Fenner and Smith. Marcus Laube Red Flags & Your Rights As An Investor Of course, Marcus Laube did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Marcus Laube at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Marcus Laube has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Marcus Laube  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Marcus Laube and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 9, 2024

Clarisse Tur of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID CLARISSE TUR CAUSE YOU INVESTMENT LOSSES? Clarisse Tur Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Clarisse Tur Customer Complaints Clarisse Tur has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both complaints were filed with Merrill Lynch Pierce Fenner and Smith for Clarisse’Tur’s alleged misconduct and still pending. Allegations Against Clarisse Tur A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clarisse Tur Red Flags & Your Rights As An Investor Of course, Clarisse Tur did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Clarisse Tur at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Clarisse Tur has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Clarisse Tur  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Clarisse Tur and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Apr 8, 2024

Dustin Smith of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DUSTIN ANDREW SMITH CAUSE YOU INVESTMENT LOSSES? Dustin Smith Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Dustin Smith Customer Complaint Dustin Smith has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative failed to disclose that the customer would not have access to her money into 2028 guaranteed a better rate of return than she currently had which was inappropriate.  The customer complaints were recently filed with Pruco Securities and are still pending. Dustin Smith Red Flags & Your Rights As An Investor Of course, Dustin Smith did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Smith at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Smith has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Pruco Securities, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Dustin Smith  If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Pruco Securities, LLC and/or Dustin Smith and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 23, 2024

Brian Mariash of UBS Financial Services Inc.

DID BRIAN JAMES MARIASH CAUSE YOU INVESTMENT LOSSES? Brian Mariash Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Brian Mariash Customer Complaints Brian Mariash has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two of the customer complaints were settled by the advisor’s former employer’s in favor of the investors for his misconduct.  There is currently one customer complaint which was recently filed with Merrill Lynch, Pierce, Fenner & Smith for Brian Mariash’s alleged misconduct that is awaiting the firm’s review and determination. Allegations Against Brian Mariash A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Brian Mariash Red Flags & Your Rights As An Investor Of course, Brian Mariash did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Mariash at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Mariash has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Brian Mariash If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Mariash and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 17, 2024

Joseph Carrano of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL JOSEPH CARRANO CAUSE YOU INVESTMENT LOSSES? Joseph Carrano Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joseph Carrano Customer Complaint Joseph Carrano has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for alleged misrepresentations related to a managed/rap for the account involving an in-house money manager.  Customer complaints was recently filed with Merrill Lynch, Pierce, Fenner & Smith and is still pending. Joseph Carrano Red Flags & Your Rights As An Investor Of course, Joseph Carrano did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joseph Carrano at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joseph Carrano has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joseph Carrano If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joseph Carrano and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 14, 2024

Aaron Ungerer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AARON ANDREW UNGERER CAUSE YOU INVESTMENT LOSSES? Aaron Ungerer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Aaron Ungerer Customer Complaint Aaron Ungerer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading.  Merrill Lynch, Pierce, Fenner and Smith recently denied the customer complaints and to date, it does not appear that the investor has filed any arbitration proceeding were taking the next step to recoup the losses. Aaron Ungerer Red Flags & Your Rights As An Investor Of course, Aaron Ungerer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aaron Ungerer at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Aaron Ungerer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aaron Ungerer Just because the brokerage firm denied the customer complaint does not mean it did not have merit. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aaron Ungerer and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 12, 2024

Brian Sharp of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID BRIAN W SHARP CAUSE YOU INVESTMENT LOSSES? Brian Sharp Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Brian Sharp Customer Complaint Brian Sharp has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to acting customer’s best interest, failure to follow customer’s instructions, and unsuitable investment recommendations which resulted in excessive trading of customer’s account. At Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint is and thus far, the investor has not taken any further action. Brian Sharp Red Flags & Your Rights As An Investor Of course, Brian Sharp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Sharp at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Brian Sharp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Brian Sharp If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Brian Sharp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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