Jan 26, 2024

Angel Ferrer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANGEL FERRER CAUSE YOU INVESTMENT LOSSES? Angel Ferrer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC Has A Customer Complaint For Alleged Broker Misconduct Angel Ferrer Customer Complaint Angel Ferrer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BRI, and negligent supervision related to and over concentrated position and alleged recommendation to use the line of credit further concentrate their assets. A customer complaint was recently filed against Citigroup Global Markets for Angel Ferrer’s alleged misconduct and still pending in a FINRA arbitration proceeding. Angel Ferrer Red Flags & Your Rights As An Investor Of course, Angel Ferrer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Ferrer at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Angel Ferrer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Angel Ferrer If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citi Private Advisory, LLC and/or Angel Ferrer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

Jason Genovese of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JASON ROSS GENOVESE CAUSE YOU INVESTMENT LOSSES? Jason Genovese Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Genovese Customer Complaint Jason Genovese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading of options. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint in so far, the investor is not filed any arbitration proceeding. Jason Genovese Red Flags & Your Rights As An Investor Of course, Jason Genovese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Genovese at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Genovese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jason Genovese If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and/or Jason Genovese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

David Gilchrist of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DAVID A GILCHRIST CAUSE YOU INVESTMENT LOSSES? David Gilchrist Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct David Gilchrist Customer Complaint David Gilchrist has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation and theft of funds from the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor is not filed any arbitration proceeding. David Gilchrist Red Flags & Your Rights As An Investor Of course, David Gilchrist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Gilchrist at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether David Gilchrist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To David Gilchrist If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or David Gilchrist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Aubrey Lee, Jr. of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AUBREY W LEE JR CAUSE YOU INVESTMENT LOSSES? Aubrey Lee, Jr. Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Aubrey Lee, Jr. Customer Complaints Aubrey Lee, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and thus far, investors have not taken any further action. There is currently one complaint that was recently filed and still pending with Merrill Lynch Pierce Fenner and Smith for Aubrey Lee’s alleged misconduct. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aubrey Lee, Jr.  Red Flags & Your Rights As An Investor Of course, Aubrey Lee, Jr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Lee, Jr.  at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to carefully review the activity and performance of their accounts and question whether Aubrey Lee, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aubrey Lee, Jr. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aubrey Lee, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Quan Luu of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID QUAN THE LUU CAUSE YOU INVESTMENT LOSSES? Quan Luu Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Quan Luu Customer Complaint Quan Luu has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about purchase and sale transactions that the customer complaint were solely to generate commissions and fees for the financial advisor and his employer. Wells Fargo Advisors recently denied the customer complaint and thus far the investor has not taken any further action. Quan Luu Red Flags & Your Rights As An Investor Of course, Quan Luu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Quan Luu at Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Quan Luu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Quan Luu If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC and/or Quan Luu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 2, 2024

Stephen Medina of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEPHEN MARCHELO MEDINA CAUSE YOU INVESTMENT LOSSES? Stephen Medina Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Stephen Medina Customer Complaints Stephen Medina has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding against Merrill Lynch Pierce Fenner and Smith and Stephen Medina’s alleged misconduct and resulted in an arbitration award in favor of the investor. Three of the customer complaints were settled by the same brokerage firm in favor of the investors. Merrill Lynch Pierce Fenner and Smith only denied one customer complaint and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed against the brokerage firm for Stephen Medina’s alleged misconduct and still pending. Allegations Against Stephen Medina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Stephen Medina Red Flags & Your Rights As An Investor Of course, Stephen Medina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Medina at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephen Medina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Paul Meaney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephen Medina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2023

Michael Persinski of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL T PERSINSKI CAUSE YOU INVESTMENT LOSSES? Michael Persinski Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC, Has A Customer Complaint For Alleged Broker Misconduct Michael Persinski Customer Complaint Michael Persinski has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BI and negligent supervision related to the alleged failure to provide advice on a concentrated position and alleged recommendation to use a line of credit to further concentrate their assets. The FINRA arbitration proceeding filed against Citigroup Global Markets for the advisor’s alleged misconduct and damages of $56 million is still pending. Michael Persinski Red Flags & Your Rights As An Investor Of course, Michael Persinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Persinski at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Persinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Persinski If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citi Private Advisory, LLC and/or Michael Persinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2023

Fernando De La Vega of Merrill Lynch, Pierce Fenner & Smith Incorporated

DID FERNANDO V DE LA VEGA CAUSE YOU INVESTMENT LOSSES? Fernando De La Vega Of Merrill Lynch, Pierce Fenner & Smith Incorporated Has 19 Customer Complaints For Alleged Broker Misconduct Fernando De La Vega Customer Complaints Fernando De La Vega has been the subject of 19 customer complaints that we know about seeking to recover investment losses. Fifteen of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith or UBS Financial Services in favor the investors. Three of the customer complaints were denied in the investor took no further action. There is currently one customer complaint that was recently filed and still pending the brokerage firm’s determination. Allegations Against Fernando De La Vega The majority of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to the offer and sale of Puerto Rico closed-end bond funds and municipal bonds. The allegations generally were for unsuitable investment recommendations, misrepresentations and omission to state material facts related to the municipal bonds in a closed-end funds. Fernando De La Vega Red Flags & Your Rights As An Investor Of course, Fernando De La Vega did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando De La Vega at Merrill Lynch, Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fernando De La Vega has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce Fenner & Smith Incorporated Due To Fernando De La Vega If you have questions about Merrill Lynch, Pierce Fenner & Smith Incorporated and/or Fernando De La Vega and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 18, 2023

Timothy Calabrese of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID TIMOTHY JAMES CALABRESE CAUSE YOU INVESTMENT LOSSES? Timothy Calabrese Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Timothy Calabrese Customer Complaint Timothy Calabrese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and thus far the investor is not taken any further action. Timothy Calabrese Red Flags & Your Rights As An Investor Of course, Timothy Calabrese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Calabrese at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Timothy Calabrese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Timothy Calabrese If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Timothy Calabrese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2023

Spencer Miller of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SPENCER M MILLER CAUSE YOU INVESTMENT LOSSES? Spencer Miller Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Spencer Miller Customer Complaint Spencer Miller has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations. The FINRA arbitration proceeding is still pending. Spencer Miller Red Flags & Your Rights As An Investor Of course, Spencer Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Spencer Miller at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Spencer Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Spencer Miller If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Spencer Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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