Mar 11, 2024

Kevin Rice of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID KEVIN J RICE CAUSE YOU INVESTMENT LOSSES? Kevin Rice Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Kevin Rice Customer Complaint Kevin Rice has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor of the investor. Kevin Rice Red Flags & Your Rights As An Investor Of course, Kevin Rice did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Rice at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Rice has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Kevin Rice If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Rice and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 3, 2024

Alicia Gutierrez of Safra Securities LLC

DID ALICIA M HINOJOSA GUTIERREZ CAUSE YOU INVESTMENT LOSSES? Alicia Gutierrez Of Safra Securities LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Alicia Gutierrez Customer Complaints Alicia Gutierrez has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and so far the investors have not taken any further action. However, shortly after the customer complaints were filed, the brokerage firm terminated Alicia Gutierrez’ employment. Allegations Against Alicia Gutierrez A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alicia Gutierrez Red Flags & Your Rights As An Investor Of course, Alicia Gutierrez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alicia Gutierrez at Safra Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alicia Gutierrez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Safra Securities LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Safra Securities LLC Due To Alicia Gutierrez If you have questions about Safra Securities LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alicia Gutierrez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 12, 2024

Harry Zwick of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID HARRY IAN ZWICK CAUSE YOU INVESTMENT LOSSES? Harry Zwick Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Harry Zwick Customer Complaint Harry Zwick has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding investments in customer’s account. J.P. Morgan Securities recently denied the customer complaint and it does not appear that the investor has either filed an arbitration proceeding were taken any other action at this time. Harry Zwick Red Flags & Your Rights As An Investor Of course, Harry Zwick did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Harry Zwick at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Harry Zwick has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Harry Zwick If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and/or Harry Zwick and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 5, 2024

Robert Bolber of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ROBERT DAVID BOLBER CAUSE YOU INVESTMENT LOSSES? Robert Bolber Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Robert Bolber Customer Complaints Robert Bolber has been the subject of 2 customer complaints that we know about seeking to recover investment losses. Both customer complaints were denied by Merrill Lynch Appears Fenner and Smith in the investors did not take any further action. Allegations Against Robert Bolber A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Robert Bolber Red Flags & Your Rights As An Investor Of course, Robert Bolber did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Bolber at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Robert Bolber has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Robert Bolber If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Robert Bolber and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 26, 2024

Angel Ferrer of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANGEL FERRER CAUSE YOU INVESTMENT LOSSES? Angel Ferrer Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC Has A Customer Complaint For Alleged Broker Misconduct Angel Ferrer Customer Complaint Angel Ferrer has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BRI, and negligent supervision related to and over concentrated position and alleged recommendation to use the line of credit further concentrate their assets. A customer complaint was recently filed against Citigroup Global Markets for Angel Ferrer’s alleged misconduct and still pending in a FINRA arbitration proceeding. Angel Ferrer Red Flags & Your Rights As An Investor Of course, Angel Ferrer did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Angel Ferrer at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Angel Ferrer has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Angel Ferrer If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citi Private Advisory, LLC and/or Angel Ferrer and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

Jason Genovese of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JASON ROSS GENOVESE CAUSE YOU INVESTMENT LOSSES? Jason Genovese Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With J.P. Morgan Securities LLC Has A Customer Complaint For Alleged Broker Misconduct Jason Genovese Customer Complaint Jason Genovese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading of options. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint in so far, the investor is not filed any arbitration proceeding. Jason Genovese Red Flags & Your Rights As An Investor Of course, Jason Genovese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Genovese at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Jason Genovese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Jason Genovese If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC and/or Jason Genovese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 21, 2024

David Gilchrist of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID DAVID A GILCHRIST CAUSE YOU INVESTMENT LOSSES? David Gilchrist Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct David Gilchrist Customer Complaint David Gilchrist has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misappropriation and theft of funds from the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor is not filed any arbitration proceeding. David Gilchrist Red Flags & Your Rights As An Investor Of course, David Gilchrist did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Gilchrist at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether David Gilchrist has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To David Gilchrist If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or David Gilchrist and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 6, 2024

Aubrey Lee, Jr. of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID AUBREY W LEE JR CAUSE YOU INVESTMENT LOSSES? Aubrey Lee, Jr. Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Aubrey Lee, Jr. Customer Complaints Aubrey Lee, Jr. has been the subject of 3 customer complaints that we know about seeking to recover investment losses. Two customer complaints were denied by Merrill Lynch Pierce Fenner and Smith and thus far, investors have not taken any further action. There is currently one complaint that was recently filed and still pending with Merrill Lynch Pierce Fenner and Smith for Aubrey Lee’s alleged misconduct. Allegations Against Aubrey Lee, Jr. A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Aubrey Lee, Jr.  Red Flags & Your Rights As An Investor Of course, Aubrey Lee, Jr.  did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Aubrey Lee, Jr.  at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to carefully review the activity and performance of their accounts and question whether Aubrey Lee, Jr. has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Aubrey Lee, Jr. If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Aubrey Lee, Jr. and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 5, 2024

Quan Luu of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID QUAN THE LUU CAUSE YOU INVESTMENT LOSSES? Quan Luu Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With LPL Financial LLC Has A Customer Complaint For Alleged Broker Misconduct Quan Luu Customer Complaint Quan Luu has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about purchase and sale transactions that the customer complaint were solely to generate commissions and fees for the financial advisor and his employer. Wells Fargo Advisors recently denied the customer complaint and thus far the investor has not taken any further action. Quan Luu Red Flags & Your Rights As An Investor Of course, Quan Luu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Quan Luu at Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC on alert to review carefully the activity and performance of their accounts and question whether Quan Luu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and LPL Financial LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Quan Luu If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, LPL Financial LLC and/or Quan Luu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 2, 2024

Stephen Medina of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEPHEN MARCHELO MEDINA CAUSE YOU INVESTMENT LOSSES? Stephen Medina Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Stephen Medina Customer Complaints Stephen Medina has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding against Merrill Lynch Pierce Fenner and Smith and Stephen Medina’s alleged misconduct and resulted in an arbitration award in favor of the investor. Three of the customer complaints were settled by the same brokerage firm in favor of the investors. Merrill Lynch Pierce Fenner and Smith only denied one customer complaint and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed against the brokerage firm for Stephen Medina’s alleged misconduct and still pending. Allegations Against Stephen Medina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Stephen Medina Red Flags & Your Rights As An Investor Of course, Stephen Medina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Medina at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephen Medina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Paul Meaney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephen Medina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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