Jan 2, 2024

Stephen Medina of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEPHEN MARCHELO MEDINA CAUSE YOU INVESTMENT LOSSES? Stephen Medina Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct Stephen Medina Customer Complaints Stephen Medina has been the subject of 6 customer complaints that we know about seeking to recover investment losses. One customer complaint evolved into a FINRA arbitration proceeding against Merrill Lynch Pierce Fenner and Smith and Stephen Medina’s alleged misconduct and resulted in an arbitration award in favor of the investor. Three of the customer complaints were settled by the same brokerage firm in favor of the investors. Merrill Lynch Pierce Fenner and Smith only denied one customer complaint and the investor took no further action. There is currently one FINRA arbitration proceeding that was recently filed against the brokerage firm for Stephen Medina’s alleged misconduct and still pending. Allegations Against Stephen Medina A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses follows: Stephen Medina Red Flags & Your Rights As An Investor Of course, Stephen Medina did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Medina at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephen Medina has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Lincoln Financial Advisors Corporation Due To Paul Meaney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephen Medina and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 29, 2023

Michael Persinski of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL T PERSINSKI CAUSE YOU INVESTMENT LOSSES? Michael Persinski Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Citi Private Advisory, LLC, Has A Customer Complaint For Alleged Broker Misconduct Michael Persinski Customer Complaint Michael Persinski has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for breach of fiduciary duty, negligence, fraud, breach of contract, violation of Regulation BI and negligent supervision related to the alleged failure to provide advice on a concentrated position and alleged recommendation to use a line of credit to further concentrate their assets. The FINRA arbitration proceeding filed against Citigroup Global Markets for the advisor’s alleged misconduct and damages of $56 million is still pending. Michael Persinski Red Flags & Your Rights As An Investor Of course, Michael Persinski did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Persinski at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC on alert to review carefully the activity and performance of their accounts and question whether Michael Persinski has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Citi Private Advisory, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Persinski If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, Citi Private Advisory, LLC and/or Michael Persinski and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 23, 2023

Fernando De La Vega of Merrill Lynch, Pierce Fenner & Smith Incorporated

DID FERNANDO V DE LA VEGA CAUSE YOU INVESTMENT LOSSES? Fernando De La Vega Of Merrill Lynch, Pierce Fenner & Smith Incorporated Has 19 Customer Complaints For Alleged Broker Misconduct Fernando De La Vega Customer Complaints Fernando De La Vega has been the subject of 19 customer complaints that we know about seeking to recover investment losses. Fifteen of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith or UBS Financial Services in favor the investors. Three of the customer complaints were denied in the investor took no further action. There is currently one customer complaint that was recently filed and still pending the brokerage firm’s determination. Allegations Against Fernando De La Vega The majority of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses relate to the offer and sale of Puerto Rico closed-end bond funds and municipal bonds. The allegations generally were for unsuitable investment recommendations, misrepresentations and omission to state material facts related to the municipal bonds in a closed-end funds. Fernando De La Vega Red Flags & Your Rights As An Investor Of course, Fernando De La Vega did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando De La Vega at Merrill Lynch, Pierce Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fernando De La Vega has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce Fenner & Smith Incorporated Due To Fernando De La Vega If you have questions about Merrill Lynch, Pierce Fenner & Smith Incorporated and/or Fernando De La Vega and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 18, 2023

Timothy Calabrese of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID TIMOTHY JAMES CALABRESE CAUSE YOU INVESTMENT LOSSES? Timothy Calabrese Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Timothy Calabrese Customer Complaint Timothy Calabrese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and thus far the investor is not taken any further action. Timothy Calabrese Red Flags & Your Rights As An Investor Of course, Timothy Calabrese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Timothy Calabrese at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Timothy Calabrese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Timothy Calabrese If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Timothy Calabrese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 9, 2023

Spencer Miller of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SPENCER M MILLER CAUSE YOU INVESTMENT LOSSES? Spencer Miller Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Spencer Miller Customer Complaint Spencer Miller has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unsuitable investment recommendations. The FINRA arbitration proceeding is still pending. Spencer Miller Red Flags & Your Rights As An Investor Of course, Spencer Miller did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Spencer Miller at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Spencer Miller has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Spencer Miller If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Spencer Miller and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Dec 4, 2023

 Craig Kapp of Fidelity Brokerage Services LLC

DID CRAIG R KAPP CAUSE YOU INVESTMENT LOSSES? Craig Kapp Of Fidelity Brokerage Services LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Craig Kapp Customer Complaint Craig Kapp has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were advisor was not acting in her best interest when he surrendered her investment accounts creating a tax liability. Merrill Lynch Pierce Fenner and Smith settled the customer complaint in favor the investor. Craig Kapp Red Flags & Your Rights As An Investor Of course, Craig Kapp did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Kapp at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Craig Kapp has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Fidelity Brokerage Services LLC Due To Craig Kapp If you have questions about  Fidelity Brokerage Services LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Craig Kapp and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 29, 2023

Kevin Dery of Wells Fargo Advisors Financial Network, LLC

DID KEVIN MICHAEL DERY CAUSE YOU INVESTMENT LOSSES? Kevin Dery Of Wells Fargo Advisors Financial Network, LLC And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 4 Customer Complaints For Alleged Broker Misconduct Kevin Dery Customer Complaints Kevin Dery has been the subject of 4 customer complaints that we know about to recover investment losses. Two of the customer disputes were settled by Kevin Dery’s former employers in favor of the investors. The other 2 customer complaints were denied by the advisor’s employers and the investors took no further action. Allegations Against Kevin Dery A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Kevin Dery Red Flags & Your Rights As An Investor Of course, Kevin Dery did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Dery at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Kevin Dery has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To Kevin Dery If you have questions about Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Kevin Dery and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 24, 2023

Matthew Barr of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MATTHEW BARR CAUSE YOU INVESTMENT LOSSES? Matthew Barr Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Matthew Barr Customer Complaint Matthew Barr has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unauthorized trading. Merrill Lynch, Pierce, Fenner & Smith recently denied the customer complaint and, to date, the investor has not taken any further action. Matthew Barr Red Flags & Your Rights As An Investor Of course, Matthew Barr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Barr at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Barr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Barr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Barr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 12, 2023

Lei Shan of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID LEI SHAN CAUSE YOU INVESTMENT LOSSES? Lei Shan Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Lei Shan Customer Complaint Lei Shan has been the subject of at least one customer complaint that we know about seeking to recover investment fees. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation of fees associated with a managed/wrap the account. Merrill Lynch Pierce Fenner and Smith recently denied the customer complaint and so far, the investor has not taken any further action. Lei Shan Red Flags & Your Rights As An Investor Of course, Lei Shan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lei Shan at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Lei Shan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Lei Shan If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Lei Shan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Nov 10, 2023

Michael Schmidt, Jr of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MICHAEL ALLEN SCHMIDT JR CAUSE YOU INVESTMENT LOSSES? Michael Schmidt, Jr Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Michael Schmidt, Jr Customer Complaint Michael Schmidt, Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the recommendation of unsuitable investment strategies and customer’s account. The customer complaint was recently filed and still under review and pending with Merrill Lynch, Pierce, Fenner & Smith. Michael Schmidt, Jr Red Flags & Your Rights As An Investor Of course, Michael Schmidt, Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Schmidt, Jr at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Michael Schmidt, Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Michael Schmidt, Jr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Michael Schmidt, Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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