Sep 29, 2023

Joshua Slocum formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOSHUA MCCLELLAN SLOCUM CAUSE YOU INVESTMENT LOSSES? Joshua Slocum Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joshua Slocum Customer Complaint Joshua Slocum has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint about investment losses were recommendation of unsuitable and undiversified investment strategy. The customer complaint against Advisory Services Network for Joshua Slocum’s alleged misconduct is still pending. Joshua Slocum Red Flags & Your Rights As An Investor Of course, Joshua Slocum did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Slocum at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joshua Slocum has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joshua Slocum If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joshua Slocum and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 26, 2023

Sally Ann Weger of Morgan Stanley

DID SALLY ANN WEGER CAUSE YOU INVESTMENT LOSSES? Sally Ann Weger Of Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Sally Ann Weger Customer Complaints Sally Ann Weger has been the subject of 5 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Merrill Lynch, Pierce, Fenner & Smith in favor of the investor. Morgan Stanley and Merrill Lynch denied 3 of the other customer complaints and no further action was taken by the investors. There is currently one FINRA arbitration proceeding pending against Morgan Stanley for Sally Ann Weger’s alleged misconduct. Allegations Against Sally Ann Weger A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Sally Ann Weger Red Flags & Your Rights As An Investor Of course, Sally Ann Weger did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sally Ann Weger at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Sally Ann Weger has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To Sally Ann Weger If you have questions about Morgan Stanley and/or Sally Ann Weger and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 25, 2023

Ronald Coltrane Jr of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID RONALD D COLTRANE JR CAUSE YOU INVESTMENT LOSSES? Ronald Coltrane Jr Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With PNC Investments Has A Customer Complaint For Alleged Broker Misconduct Ronald Coltrane Jr Customer Complaint Ronald Coltrane Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for failure to disclose the details of the Peak Stone REIT reverse stock split and public offering. Infinex Investments denied the customer complaint recently and thus far the investor has not taken any further action. Ronald Coltrane Jr Red Flags & Your Rights As An Investor Of course, Ronald Coltrane Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ronald Coltrane Jr at Merrill Lynch, Pierce, Fenner & Smith Incorporated and PNC Investments on alert to review carefully the activity and performance of their accounts and question whether Ronald Coltrane Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and PNC Investments also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Ronald Coltrane Jr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, PNC Investments and/or Ronald Coltrane Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 22, 2023

Edward Rakosky of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID EDWARD G RAKOSKY CAUSE YOU INVESTMENT LOSSES? Edward Rakosky Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Edward Rakosky Customer Complaint Edward Rakosky has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were about unsuitable investment recommendations. Merrill Lynch Pierce Fenner and Smith settled a customer complaint in favor of the investor. Edward Rakosky Red Flags & Your Rights As An Investor Of course, Edward Rakosky did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edward Rakosky at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Edward Rakosky has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Edward Rakosky If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Edward Rakosky and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 14, 2023

Matthew Barr of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID MATTHEW BARR CAUSE YOU INVESTMENT LOSSES? Matthew Barr Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Matthew Barr Customer Complaint Matthew Barr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for unauthorized trading. The customer complaint was recently received by Merrill Lynch Pearce Fenner & Smith is under review. Matthew Barr Red Flags & Your Rights As An Investor Of course, Matthew Barr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Matthew Barr at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Matthew Barr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Matthew Barr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Matthew Barr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 10, 2023

John Forster of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOHN JAMES FORSTER CAUSE YOU INVESTMENT LOSSES? John Forster Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 6 Customer Complaints For Alleged Broker Misconduct John Forster Customer Complaints John Forster has been the subject of 6 customer complaints that we know about to recover investment losses. One of the customer complaints was settled by Citigroup Global Markets in favor of the investor. Four customer complaints were denied by the advisor’s former employers and no further action was taken. There is currently one FINRA arbitration proceeding that was recently filed and pending against Merrill Lynch Pierce Fenner & Smith for the broker’s alleged misconduct. Allegations Against John Forster A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: John Forster Red Flags & Your Rights As An Investor Of course, John Forster did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Forster at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether John Forster has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To John Forster If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or John Forster and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 9, 2023

Joe Celotto Jr of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JOE CELOTTO JR CAUSE YOU INVESTMENT LOSSES? Joe Celotto Jr Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Joe Celotto Jr Customer Complaint Joe Celotto Jr has been the subject of at least one customer complaint that we know about recovering investment losses. The allegations made in the FINRA reported customer complaint for investment losses were financial advisor made an unsuitable recommendation and misrepresentations concerning a variable annuity contract. The FINRA arbitration proceeding was recently filed against Merrill Lynch, Pierce, Fenner & Smith for the advisor’s alleged misconduct and is still pending. Joe Celotto Jr Red Flags & Your Rights As An Investor Of course, Joe Celotto Jr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joe Celotto Jr at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Joe Celotto Jr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Joe Celotto Jr If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Joe Celotto Jr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 4, 2023

Andres Alminana of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ANDRES ALMINANA CAUSE YOU INVESTMENT LOSSES? Andres Alminana Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Andres Alminana Customer Complaint Andres Alminana has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for an improper solicitation of an account. The complaint was recently filed and is still pending with Merrill Lynch, Pierce, Fenner & Smith. Andres Alminana Red Flags & Your Rights As An Investor Of course, Andres Alminana did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andres Alminana at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Andres Alminana has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Andres Alminana If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Andres Alminana and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 3, 2023

Alfonso Boneta of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALFONSO LUIS BONETA CAUSE YOU INVESTMENT LOSSES? Alfonso Boneta Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With UBS Financial Services Inc. Has 7 Customer Complaints For Alleged Broker Misconduct Alfonso Boneta Customer Complaints Alfonso Boneta has been the subject of 7 customer complaints that we know about to recover investment losses. Four of the customer complaints were settled by UBS Financial Services in favor the investors. The other 3 customer complaints filed against Alfonso Boneta’s current and former employers were denied and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alfonso Boneta Red Flags & Your Rights As An Investor Of course, Alfonso Boneta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alfonso Boneta at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. on alert to review carefully the activity and performance of their accounts and question whether Alfonso Boneta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and UBS Financial Services Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alfonso Boneta If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated, UBS Financial Services Inc. and/or Alfonso Boneta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Sep 3, 2023

Alex Mathis of Western International Securities, Inc.

DID ALEX BOYD MATHIS CAUSE YOU INVESTMENT LOSSES? Alex Mathis Of Western International Securities, Inc. Has 5 Customer Complaints For Alleged Broker Misconduct Alex Mathis Customer Complaints Alex Mathis has been the subject of 5 customer complaints that we know about recovering investment losses. Two of the customer complaints were settled by Western International Securities and Merrill Lynch Pierce Fenner and Smith in favor of the investors. The other 3 customer complaints were denied by Alex Mathis’ current and former employers and, to date, the investors have not taken any further action. Allegations Against Alex Mathis A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alex Mathis Red Flags & Your Rights As An Investor Of course, Alex Mathis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alex Mathis at Western International Securities, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alex Mathis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Western International Securities, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Western International Securities, Inc. Due To Alex Mathis If you have questions about Western International Securities, Inc. and/or Alex Mathis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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