Sep 2, 2023

Alan Mann of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID ALAN STEVEN MANN CAUSE YOU INVESTMENT LOSSES? Alan Mann Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct Alan Mann Customer Complaints Alan Mann has been the subject of 3 customer complaints that we know about to recover investment losses. One customer complaint resulted in an arbitration award in the amount of $2,475,000 in favor of the investor. Another customer complaint was denied by Morgan Stanley and the customer took no further action. There is currently one pending court case in Clark County Nevada against Merrill Lynch Pierce Fenner and Smith for Alan Mann’s alleged misconduct. Allegations Against Alan Mann A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Mann Red Flags & Your Rights As An Investor Of course, Alan Mann did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Mann at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Alan Mann has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Alan Mann If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Alan Mann and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Justin Gillham of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID JUSTIN HOWARD BAKER GILLHAM CAUSE YOU INVESTMENT LOSSES? Justin Gillham Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Justin Gillham Customer Complaints Justin Gillham has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch, Pierce, Fenner & Smith for $775,000 to the investor. Justin Gillham’s former employer denied the other customer complaint and no further action was taken. Allegations Against Justin Gillham A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Justin Gillham Red Flags & Your Rights As An Investor Of course, Justin Gillham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Justin Gillham at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Justin Gillham has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Justin Gillham If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Justin Gillham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 24, 2023

Maria Gasparro of UBS Financial Services Inc.

DID MARIA ANN GASPARRO CAUSE YOU INVESTMENT LOSSES? Maria Gasparro Of UBS Financial Services Inc. And Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Maria Gasparro Customer Complaints Maria Gasparro has been the subject of 2 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. The other customer complaint that was just filed is still pending. Allegations Against Maria Gasparro A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Maria Gasparro Red Flags & Your Rights As An Investor Of course, Maria Gasparro did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Maria Gasparro at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Maria Gasparro has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at UBS Financial Services Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At UBS Financial Services Inc. Due To Maria Gasparro If you have questions about UBS Financial Services Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Maria Gasparro and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 20, 2023

Fernando de la Vega of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID FERNANDO V DE LA VEGA CAUSE YOU INVESTMENT LOSSES? Fernando de la Vega Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 18 Customer Complaints For Alleged Broker Misconduct Fernando de la Vega Customer Complaints Fernando de la Vega has been the subject of 18 customer complaints that we know about to recover investment losses. Fifeteen of the customer complaints resettled in favor of the investors. Only 2 of the customer complaints were denied and, to date, no further action has been taken by the investors. There is currently one arbitration proceeding pending. Allegations Against Fernando de la Vega A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints were that Fernando de la Vega made misrepresentations and misleading statements regarding the risk of municipal bonds and closed-end funds in customer accounts. Further, that Fernando de la Vega made unsuitable recommendations and over- concentrated customer accounts in Puerto Rico municipal bonds and closed-end bond funds. Fernando de la Vega Red Flags & Your Rights As An Investor Of course, Fernando de la Vega did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Fernando de la Vega at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Fernando de la Vega has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Fernando de la Vega If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Fernando de la Vega and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 19, 2023

David Donovan of Morgan Stanley

DID DAVID J DONOVAN CAUSE YOU INVESTMENT LOSSES? David Donovan Of Morgan Stanley Has 2 Customer Complaints For Alleged Broker Misconduct David Donovan Customer Complaints David Donovan has been the subject of 2 customer complaints that we know about to recover investment losses. Both of the customer complaints were denied by Morgan Stanley and Merrill Lynch and the customers took no further action. Allegations Against David Donovan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: David Donovan Red Flags & Your Rights As An Investor Of course, David Donovan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Donovan at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether David Donovan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Morgan Stanley Due To David Donovan If you have questions about Morgan Stanley and/or David Donovan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 16, 2023

George Cairnes of Wells Fargo Clearing Services, LLC

DID GEORGE JOHN CAIRNES CAUSE YOU INVESTMENT LOSSES? George Cairnes Of Wells Fargo Clearing Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct George Cairnes Customer Complaints George Cairnes has been the subject of 3 customer complaints that we know about to recover investment losses. One of the customer’s complaints was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. Another customer complaint was denied by Wells Fargo Advisors and the customer took no further action. The last customer complaint is still pending against Wells Fargo Advisors for the broker’s alleged misconduct. Allegations Against George Cairnes A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: George Cairnes Red Flags & Your Rights As An Investor Of course, George Cairnes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Cairnes at Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether George Cairnes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Clearing Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Clearing Services, LLC Due To George Cairnes If you have questions about Wells Fargo Clearing Services, LLC and/or George Cairnes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 7, 2023

William Lewis of Wells Fargo Advisors Financial Network, LLC

DID WILLIAM LEWIS CAUSE YOU INVESTMENT LOSSES? William Lewis Of Wells Fargo Advisors Financial Network, LLC And Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct William Lewis Customer Complaint William Lewis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentation and failure to follow client’s instructions. William Lewis’ former employer denied the customer complaint and, to date, no further action has been taken. William Lewis Red Flags & Your Rights As An Investor Of course, William Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Lewis at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Wells Fargo Advisors Financial Network, LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Wells Fargo Advisors Financial Network, LLC Due To William Lewis If you have questions about Wells Fargo Advisors Financial Network, LLC, Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or William Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 4, 2023

William Keeney of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID WILLIAM F KEENEY CAUSE YOU INVESTMENT LOSSES? William Keeney Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 3 Customer Complaints For Alleged Broker Misconduct William Keeney Customer Complaints William Keeney has been the subject of 3 customer complaints that we know about to recover investment losses. Two of the customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors for hundreds of thousands of dollars. William Keeney’s former employer denied the other customer complaint and no further action was taken. Allegations Against William Keeney A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: William Keeney Red Flags & Your Rights As An Investor Of course, William Keeney did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Keeney at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether William Keeney has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To William Keeney If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or William Keeney and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 1, 2023

Wilber Aguirre of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID WILBER AGUIRRE CAUSE YOU INVESTMENT LOSSES? Wilber Aguirre Of Merrill Lynch, Pierce, Fenner & Smith Incorporated And Formerly With Wells Fargo Clearing Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Wilber Aguirre Customer Complaint Wilber Aguirre has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations about risk of loss in connection with a mutual fund investment. Wells Fargo Advisors settled the customer complaint in favor of the investor. Wilber Aguirre Red Flags & Your Rights As An Investor Of course, Wilber Aguirre did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wilber Aguirre at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Wilber Aguirre has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated and Wells Fargo Clearing Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Wilber Aguirre If you have questions about  Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Clearing Services, LLC and/or Wilber Aguirre and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Aug 1, 2023

Wesley Jones of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID WESLEY C JONES CAUSE YOU INVESTMENT LOSSES? Wesley Jones Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Wesley Jones Customer Complaint Wesley Jones has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were  for failure to follow client’s instructions. The customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. Wesley Jones Red Flags & Your Rights As An Investor Of course, Wesley Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wesley Jones at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Wesley Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Wesley Jones If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Wesley Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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