Aug 1, 2023

Wesley Jones of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID WESLEY C JONES CAUSE YOU INVESTMENT LOSSES? Wesley Jones Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Wesley Jones Customer Complaint Wesley Jones has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were  for failure to follow client’s instructions. The customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. Wesley Jones Red Flags & Your Rights As An Investor Of course, Wesley Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wesley Jones at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Wesley Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Wesley Jones If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Wesley Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 30, 2023

Vincent Lewis formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID VINCENT JOSEPH LEWIS CAUSE YOU INVESTMENT LOSSES? Vincent Lewis Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Vincent Lewis Customer Complaint Vincent Lewis has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for misrepresentations regarding the trading activity on an account. Merrill Lynch, Pierce, Fenner & Smith settled the customer complaint in favor of the investor. Vincent Lewis Red Flags & Your Rights As An Investor Of course, Vincent Lewis did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Vincent Lewis at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Vincent Lewis has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Vincent Lewis If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Vincent Lewis and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 23, 2023

Thomas Moore of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID THOMAS WILSON MOORE CAUSE YOU INVESTMENT LOSSES? Thomas Moore Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Thomas Moore Customer Complaints Thomas Moore has been the subject of 2 customer complaints that we know about to recover investment losses. Both customer complaints were settled by Merrill Lynch Pierce Fenner and Smith in favor of the investors. Allegations Against Thomas Moore A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Thomas Moore Red Flags & Your Rights As An Investor Of course, Thomas Moore did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Moore at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Thomas Moore has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Thomas Moore If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Thomas Moore and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 15, 2023

Susan Naylor of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SUSAN LYN NAYLOR CAUSE YOU INVESTMENT LOSSES? Susan Naylor Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Susan Naylor Customer Complaint Susan Naylor has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentation and evaluation of an annuity. Merrill Lynch Pierce Fenner and Smith settled the customer dispute in favor of the investor. Susan Naylor Red Flags & Your Rights As An Investor Of course, Susan Naylor did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Susan Naylor at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Susan Naylor has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Susan Naylor If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Susan Naylor and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 12, 2023

Steven Davidson of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEVEN JAY DAVIDSON CAUSE YOU INVESTMENT LOSSES? Steven Davidson Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Steven Davidson Customer Complaint Steven Davidson has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the financial advisor made unsuitable investment recommendations and misrepresentations regarding commissions and fees. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and no further action was taken. Steven Davidson Red Flags & Your Rights As An Investor Of course, Steven Davidson did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Steven Davidson at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Steven Davidson has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Steven Davidson If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Steven Davidson and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 8, 2023

Stephen Brown formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STEPHEN G BROWN CAUSE YOU INVESTMENT LOSSES? Stephen Brown Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has 2 Customer Complaints For Alleged Broker Misconduct Stephen Brown Customer Complaints Stephen Brown has been the subject of 2 customer complaints that we know about to recover investment losses. One customer complaint was settled by Merrill Lynch Pierce Fenner and Smith in favor of the investor. NYLIFE Securities denied the other customer complaint and no further action was taken. Allegations Against Stephen Brown A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Stephen Brown Red Flags & Your Rights As An Investor Of course, Stephen Brown did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stephen Brown at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stephen Brown has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Stephen Brown If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stephen Brown and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 7, 2023

Stacey Archbell of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID STACEY ARCHBELL CAUSE YOU INVESTMENT LOSSES? Stacey Archbell Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Stacey Archbell Customer Complaint Stacey Archbell has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were unsuitable investment recommendations related to a managed account. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, the investor has not filed any charges Stacey Archbell Red Flags & Your Rights As An Investor Of course, Stacey Archbell did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Stacey Archbell at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Stacey Archbell has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Stacey Archbell If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Stacey Archbell and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 4, 2023

Shawn Porter formerly with Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SHAWN PORTER CAUSE YOU INVESTMENT LOSSES? Shawn Porter Formerly With Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Shawn Porter Customer Complaint Shawn Porter has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations in connection with the offer and sale of common and preferred stocks. Merrill Lynch Pierce Fenner and Smith denied the customer complaint and, to date, the investor has not taken any further action. Shawn Porter Red Flags & Your Rights As An Investor Of course, Shawn Porter did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shawn Porter at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Shawn Porter has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Shawn Porter If you have questions about Innovation Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Shawn Porter and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jul 2, 2023

Sean Keenan of Merrill Lynch, Pierce, Fenner & Smith Incorporated

DID SEAN P KEENAN CAUSE YOU INVESTMENT LOSSES? Sean Keenan Of Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Sean Keenan Customer Complaint Sean Keenan has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were for the alleged theft of funds. Merrill Lynch Pierce Fenner & Smith denied the customer complaint and, to date, the investor has not taken any further action. Sean Keenan Red Flags & Your Rights As An Investor Of course, Sean Keenan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sean Keenan at Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Sean Keenan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Merrill Lynch, Pierce, Fenner & Smith Incorporated Due To Sean Keenan If you have questions about Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Sean Keenan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jun 26, 2023

Samuel Coquillard formerly with Pacific Global Fund Distributors, Inc.

DID SAMUEL CLARKE COQUILLARD CAUSE YOU INVESTMENT LOSSES? Samuel Coquillard Formerly With Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated Has A Customer Complaint For Alleged Broker Misconduct Samuel Coquillard Customer Complaint Samuel Coquillard has been the subject of at least one customer complaint that we know about to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were this management of brokerage account. The customer dispute filed against Pacific Global Investment Management company for Samuel Coquillard’s alleged mismanagement of the account is still pending. Samuel Coquillard Red Flags & Your Rights As An Investor Of course, Samuel Coquillard did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Samuel Coquillard at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated on alert to review carefully the activity and performance of their accounts and question whether Samuel Coquillard has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Pacific Global Fund Distributors, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At Pacific Global Fund Distributors, Inc. Due To Samuel Coquillard If you have questions about Pacific Global Fund Distributors, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and/or Samuel Coquillard and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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