Dec 8, 2022

Dustin Tuthill formerly with MML Investors Services, LLC

DID DUSTIN TUTHILL CAUSE YOU INVESTMENT LOSSES? Dustin Tuthill Formerly With MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Dustin Tuthill formerly with MML Investors Services, LLC? Dustin Tuthill (CRD #6333722) who was formerly registered with MML Investors Services, LLC and located in Hamden, Connecticut is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Dustin Tuthill was associated with Equity Services Inc. and Pruco Securities, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dustin Tuthill Customer Complaint Dustin Tuthill has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor forged a customer’s signature on an application for whole life insurance policy. Dustin Tuthill’s customer complaint was settled in favor of the investor.   Dustin Tuthill Red Flags & Your Rights As An Investor Of course, Dustin Tuthill did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dustin Tuthill at MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC on alert to review carefully the activity and performance of their accounts and question whether Dustin Tuthill has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, Equity Services Inc., and Pruco Securities, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Dustin Tuthill If you have questions about MML Investors Services, LLC, Equity Services Inc., Pruco Securities, LLC and/or Dustin Tuthill and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 26, 2022

Cliff Duester of MML Investors Services LLC

As a client, you are putting your money in the hands of someone you can trust. This is why it’s critical to understand everything there is to know about the person managing your investments. This data could assist you in determining whether or not to work with a specific broker. If you believe Cliff Duester has caused you financial losses, we may be able to assist you in addressing any concerns or issues you have. DID CLIFF SIMEON DUESTER CAUSE YOU INVESTMENT LOSSES? Cliff Duester Of MML Investors Services LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Cliff Duester of MML Investors Services LLC? Cliff Duester (CRD #5634190) who is currently registered with MML Investors Services LLC and located in Los Angeles, California is a subject of one of our many securities industry sales practice abuse investigations. Cliff Duester Customer Complaint Cliff Duester has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Cliff Duester misrepresented a whole life insurance policy investment and failed to explain the tax implications of withdrawing funds from an IRA to pay for insurance policy. Cliff Duester’s customer complaint was denied and, to date, the customer has not taken any further action. Cliff Duester Red Flags & Your Rights As An Investor Of course, Cliff Duester did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cliff Duester at MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Cliff Duester has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services LLC Due To Cliff Duester If you have questions about MML Investors Services LLC and/or Cliff Duester and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 26, 2022

Claudio Gambin of MML Investors Services, LLC

As a client, you entrust your money to a broker who you can trust. This is why it’s important to know all there is to know about the individual investing your funds. This information might help you decide whether or not to deal with a specific broker. If you believe Claudio Gambin has caused you financial damage, we may be able to assist you in addressing any concerns or problems you have. DID CLAUDIO M. GAMBIN NETO CAUSE YOU INVESTMENT LOSSES? Claudio Gambin Of MML Investors Services, LLC And Formerly With Northwestern Mutual Investment Has 2 Customer Complaints For Alleged Broker Misconduct Who is Claudio Gambin of MML Investors Services, LLC? Claudio Gambin (CRD #5752180) who is currently registered with MML Investors Services, LLC and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Claudio Gambin was associated with Northwestern Mutual Investment and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Claudio Gambin Customer Complaints Claudio Gambin has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. One of Claudio Gambin’s 2 customer complaints was settled in favor of investors. One of Claudio Gambin’s customer complaints was denied and, to date, the customer has not taken any further action. Allegations Against Claudio Gambin A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misleading statements related to non-variable life insurance policy. Transfer of funds without customer’s authorization to pay premiums on life insurance policies. Claudio Gambin Red Flags & Your Rights As An Investor Of course, Claudio Gambin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Claudio Gambin at MML Investors Services, LLC and Northwestern Mutual Investment on alert to review carefully the activity and performance of their accounts and question whether Claudio Gambin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Northwestern Mutual Investment also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Claudio Gambin If you have questions about MML Investors Services, LLC, Northwestern Mutual Investment, and/or Claudio Gambin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 25, 2022

Christopher Robinette of MML Investors Services, LLC

As a client, you put your money in the hands of a broker you can trust. This is why it’s critical to understand everything there is to know about the person managing your money. This data may assist you in determining whether or not to deal with a certain broker. If you believe Christopher Robinette has harmed you financially, we may be able to help you address any concerns or difficulties you are having. DID CHRISTOPHER ROBINETTE CAUSE YOU INVESTMENT LOSSES? Christopher Robinette Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Robinette of MML Investors Services, LLC? Christopher Robinette (CRD #5983120) who is currently registered with MML Investors Services, LLC and located in Brentwood, Tennessee is a subject of one of our many securities industry sales practice abuse investigations.   Christopher Robinette Customer Complaint Christopher Robinette has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the financial advisor recommended customer acquire a note on a property and misrepresented the ability of the tenant to repay the note to the customer in a private securities transaction. Christopher Robinette’s customer complaint was settled in favor of the investors. Christopher Robinette Red Flags & Your Rights As An Investor Of course, Christopher Robinette did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Robinette at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Christopher Robinette has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Christopher Robinette If you have questions about MML Investors Services, LLC and/or Christopher Robinette and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jul 8, 2022

Christopher Pitera Of MML Investors Service

It is critical for everyone to understand as much as they can about the people with whom they entrust their money. There are a variety of places where you may discover information on a person’s background, including past employment history, regulatory enforcement actions, and consumer complaints. This critical information may lead to concerns about Christopher Pitera and any investment losses you incurred. We’ll do our best to answer any questions you have. DID CHRISTOPHER JOSEPH PITERA CAUSE YOU INVESTMENT LOSSES? Christopher Pitera Of MML Investors Service, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Christopher Pitera Of MML Investors Service, LLC And Formerly With MSI Financial Services, Inc.? Christopher Pitera (CRD #2873479) who is currently registered with MML Investors Service, LLC and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Service, LLC, Christopher Pitera was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Christopher Pitera Customer Complaint Christopher Pitera has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Christopher Pitera failed to disclose all the information related to the purchase of an annuity with proceeds from securities liquidation in her account, particularly the 8% penalty that would be charged if she liquidated her account in less than a year. Christopher Pitera’s customer complaint was denied and, to date, the customer has not taken any further action. Christopher Pitera Red Flags & Your Rights As An Investor Of course, Christopher Pitera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Christopher Pitera at MML Investors Service, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Pitera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Service, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Service, LLC Due To Christopher Pitera If you have questions about MML Investors Service, LLC, MSI Financial Services, Inc., and/or Christopher Pitera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Amanda Berry formerly with MML Investors Services, LLC

DID AMANDA YVONNE BERRY CAUSE YOU INVESTMENT LOSSES? Amanda Berry Formerly With MML Investors Services, LLC And NYLife Securities LLC Has 3 Customer Complaints For Alleged Broker Misconduct Who is Amanda Berry formerly with MML Investors Services, LLC? Amanda Berry (CRD #5651609) who was formerly registered with MML Investors Services, LLC and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Amanda Berry was associated with NYLife Securities LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Amanda Berry Customer Complaints Amanda Berry has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All of Amanda Berry’s 3 customer complaints were settled in favor of investors. Allegations Against Amanda Berry A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Amanda Berry made misrepresentations for the purposes of having a customer move her funds to an account that was owned by the registered representative and her husband.  Amanda Berry replaced the customer’s life insurance policy without proper disclosure and created bank statements for the purposes of deceiving the customer’s mortgage company in regard to these investment accounts. Customer alleged that he did not authorize to purchase of life insurance, and that Amanda Berry forged his signature. The deceased insured’s wife claimed that neither she nor her husband authorized or signed any transfer of ownership forms related to a life insurance policy.  Further, that the benefit was paid to Amanda Berry’s future spouse who is named as the owner and beneficiary 8 months before the insured/former owner of the policy passed away. Amanda Berry Red Flags & Your Rights As An Investor Of course, Amanda Berry did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Amanda Berry at MML Investors Services, LLC and NYLife Securities LLC on alert to review carefully the activity and performance of their accounts and question whether Amanda Berry has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and NYLife Securities LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Amanda Berry If you have questions about MML Investors Services, LLC, NYLife Securities LLC and/or Amanda Berry and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated

DID ALBERTO ENRIQUE BOULTON CAUSE YOU INVESTMENT LOSSES? Alberto Boulton Of Merrill Lynch Pierce Fenner & Smith Incorporated And Formerly With MML Investors Services, LLC And Hold Brothers Capital LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alberto Boulton of Merrill Lynch Pierce Fenner & Smith Incorporated? Alberto Boulton (CRD #6639531) who is currently registered with Merrill Lynch Pierce Fenner & Smith Incorporated and located in Miami, Florida is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Merrill Lynch Pierce Fenner & Smith Incorporated, Alberto Boulton was associated with MML Investors Services, LLC, Hold Brothers Capital LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alberto Boulton Customer Complaint Alberto Boulton has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alberto Boulton made unsuitable investment recommendations and failed to file the client’s instructions connection with a managed account.  Alberto Boulton’s customer complaint was denied and, to date, the customer has not taken any further action. Alberto Boulton Red Flags & Your Rights As An Investor Of course, Alberto Boulton did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alberto Boulton at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC on alert to review carefully the activity and performance of their accounts and question whether Alberto Boulton has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC and Hold Brothers Capital LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Merrill Lynch Pierce Fenner & Smith Incorporated Due To Alberto Boulton If you have questions about Merrill Lynch Pierce Fenner & Smith Incorporated, MML Investors Services, LLC, Hold Brothers Capital LLC and/or Alberto Boulton and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Andrew Kirwin of MML Investors Services, LLC

DID ANDREW ROBERT KIRWIN CAUSE YOU INVESTMENT LOSSES? Andrew Kirwin Of MML Investors Services, LLC And Formerly With Hornor, Townsend & Kent, LLC And Northwestern Mutual Investment Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Kirwin of MML Investors Services, LLC? Andrew Kirwin (CRD #6044932) who is currently registered with MML Investors Services, LLC and located in Boston, Massachussetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC,Andrew Kirwin was associated with Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services  and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Kirwin Customer Complaint Andrew Kirwin has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Kirwin’s failure to disclose potential Tax liability in connection with transfer funds from an IRA account to pay life insurance policy premiums.  Andrew Kirwin’s customer complaint was settled in favor of the investors. Andrew Kirwin Red Flags & Your Rights As An Investor Of course, Andrew Kirwin did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Kirwin at MML Investors Services, LLC, Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Kirwin has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, Hornor, Townsend & Kent, LLC and Northwestern Mutual Investment Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Andrew Kirwin If you have questions about MML Investors Services, LLC, Hornor, Townsend & Kent, LLC, Northwestern Mutual Investment Services and/or Andrew Kirwin and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Alisha Bush of MML Investors Services, LLC

DID ALISHA LYN BUSH CAUSE YOU INVESTMENT LOSSES? Alisha Bush Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Alisha Bush of MML Investors Services, LLC? Alisha Bush (CRD #5080280) who is currently registered with MML Investors Services, LLC and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Alisha Bush Customer Complaint Alisha Bush has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Alisha Bush misled them as to the length of the annuity contracts surrender period, many changes to the application without consent, and omitted their rights under the free look.  When soliciting the sale.  Alisha Bush’s customer complaint was settled in favor of the investors. Alisha Bush Red Flags & Your Rights As An Investor Of course, Alisha Bush did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alisha Bush at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Alisha Bush has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alisha Bush If you have questions about MML Investors Services, LLC and/or Alisha Bush and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jun 27, 2022

Bruce Ward of Cutter & Company, Inc.

DID BRUCE DAVID WARD CAUSE YOU INVESTMENT LOSSES? Bruce Ward Of Cutter & Company, Inc. And Formerly With MML Investors Services, LLC Has 2 Customer Complaints For Alleged Broker Misconduct Who is Bruce Ward of Cutter & Company, Inc.? Bruce Ward (CRD #2169388) who is currently registered with Cutter & Company, Inc. and located in Ballwin, Missouri is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Cutter & Company, Inc., Bruce Ward was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bruce Ward Customer Complaints Bruce Ward has been the subject of 2 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses. Both of Bruce Ward’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Bruce Ward A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Improper trading of customer’s account where asset preservation was primary goal. Unsuitable recommendation of investment accounts. Bruce Ward Red Flags & Your Rights As An Investor Of course, Bruce Ward did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bruce Ward at Cutter & Company, Inc. and MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Bruce Ward has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Cutter & Company, Inc. and MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Cutter & Company, Inc. Due To Bruce Ward If you have questions about Cutter & Company, Inc., MML Investors Services, LLC, and/or Bruce Ward and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading