Jun 15, 2022

Charlie Williams of MML Investors Services, LLC

As a client, you put your money in the hands of someone you can trust. This is why it’s critical to learn everything there is to know about the individual managing your funds. This knowledge might assist you in determining whether or not to work with a specific broker. If you believe Charlie Williams has caused you financial harm, we may be able to help you in addressing any issues or problems you have. DID CHARLIE WILLIAMS JR CAUSE YOU INVESTMENT LOSSES? Charlie Williams Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Who is Charlie Williams of MML Investors Services, LLC? Charlie Williams (CRD #1135489) who is currently registered with MML Investors Services, LLC and located in Rochester, New York is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Charlie Williams was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Charlie Williams Customer Complaint Charlie Williams has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were misrepresentations, and fraudulent course of conduct regarding the purchase of a variable annuity. Charlie Williams’ customer complaint was settled in favor of the investor. Charlie Williams Red Flags & Your Rights As An Investor Of course, Charlie Williams did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charlie Williams at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Charlie Williams has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Charlie Williams If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Charlie Williams and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 10, 2022

Joshua Von Steinfeld of MML Investors Services

DID JOSHUA VON STEINFELD CAUSE YOU INVESTMENT LOSSES? Joshua Von Steinfeld Of MML Investors Services And Formerly With Pruco Securities Has A Customer Complaint For Alleged Broker Misconduct It is critical for everyone to understand everything about the people with whom they entrust their money. There are several resources where you may research a person’s background, including past employment history, regulatory legal issues, and consumer complaints. Important information about Joshua Von Steinfeld may lead to queries regarding your investment losses. We’ll do our best to answer any questions you might have. Joshua Von Steinfeld Customer Complaint Joshua Von Steinfeld has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative, Joshua Von Steinfeld did not make it known that an irrevocable annuity was being purchased and that the product did not meet his stated objective of investment growth. Joshua Von Steinfeld’s customer complaint was denied and, to date, the customer has not taken any further action. Joshua Von Steinfeld Red Flags & Your Rights As An Investor Of course, Joshua Von Steinfeld did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Joshua Von Steinfeld at MML Investors Services and Pruco Securities on alert to review carefully the activity and performance of their accounts and question whether Joshua Von Steinfeld has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and Pruco Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At MML Investors Services Due To Joshua Von Steinfeld If you have questions about MML Investors Services, Pruco Securities, and/or Joshua Von Steinfeld and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Wilberto Blasquez of MML Investors Services

DID WILBERTO SALONGA BLASQUEZ CAUSE YOU INVESTMENT LOSSES? Wilberto Blasquez Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Wilberto Blasquez of MML Investors Services? Wilberto Blasquez (CRD #5970833) who is currently registered with MML Investors Services and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Wilberto Blasquez was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Wilberto Blasquez Customer Complaint Wilberto Blasquez has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that he did not understand the penalties involved if he was not able to fully fund his plan in any given year. The complainant also believed the investments used to fund the plan, appeared to only be in the best interest of the firm, and representatives, since other products could have been utilized to accomplish his goal, with less cost to him. Wilberto Blasquez’s customer complaint was denied and, to date, the customer has not taken any further action. Wilberto Blasquez Red Flags & Your Rights As An Investor Of course, Wilberto Blasquez did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Wilberto Blasquez at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Wilberto Blasquez has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Wilberto Blasquez If you have questions about MML Investors Services, MSI Financial Services, and/or Wilberto Blasquez and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jeffrey Burgess of MML Investors Services

DID JEFFREY BURGESS CAUSE YOU INVESTMENT LOSSES? Jeffrey Burgess Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Burgess of MML Investors Services? Jeffrey Burgess (CRD #6422595) who is currently registered with MML Investors Services and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Burgess Customer Complaint Jeffrey Burgess has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Jeffrey Burgess did not correctly advise them, with regards to transferring their retirement account. The complainants were under the impression that they would save on fees and make a good investment. The complainants stated they lost $6, 000 and had a difficult time understanding how this was a good investment. Jeffrey Burgess’ customer complaint was denied and, to date, the customers have not taken any further action. Jeffrey Burgess Red Flags & Your Rights As An Investor Of course, Jeffrey Burgess did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Burgess at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Burgess has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jeffrey Burgess If you have questions about MML Investors Services and/or Jeffrey Burgess and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Li Wang of MML Investors Services

DID LI PING WANG CAUSE YOU INVESTMENT LOSSES? Li Wang Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Li Wang of MML Investors Services? Li Wang (CRD #1952742) who is currently registered with MML Investors Services and located in Flushing, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Li Wang was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Li Wang Customer Complaint Li Wang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged they bought insurance from their agent and the agent changed the death benefit from $1M to $500K without consulting them. The complainant further alleged, the agent did not inform them of their ability to cancel within seven days of signing. The complainant also alleged the agent forged their signature on the files, and was looking for a refund of premiums paid. Li Wang’s customer complaint was denied and, to date, the customer has not taken any further action. Li Wang Red Flags & Your Rights As An Investor Of course, Li Wang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Li Wang at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Li Wang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Li Wang If you have questions about MML Investors Services, MSI Financial Services, and/or Li Wang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Thomas Wieczerak of MML Investors Services

DID THOMAS JOHN WIECZERAK CAUSE YOU INVESTMENT LOSSES? Thomas Wieczerak Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Wieczerak of MML Investors Services? Thomas Wieczerak (CRD #2168759) who is currently registered with MML Investors Services and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Thomas Wieczerak was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Wieczerak Customer Complaints Thomas Wieczerak has been the subject of 2 customer complaints that we know about. One of Thomas Wieczerak’s 2 customer complaints was settled in favor of investors. One of Thomas Wieczerak’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Thomas Wieczerak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Thomas Wieczerak misrepresented the loan repayment feature of the variable life insurance policy issued. The complainant alleged that Thomas Wieczerak was involved with unauthorized trading, which was facilitated by a former rep, not affiliated with the firm. This resulted in unsuitable investments, and a breach of fiduciary duty. Thomas Wieczerak Red Flags & Your Rights As An Investor Of course, Thomas Wieczerak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Wieczerak at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Wieczerak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Thomas Wieczerak If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Thomas Wieczerak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Mark Wolpert of MML Investors Services

DID MARK DAVID WOLPERT CAUSE YOU INVESTMENT LOSSES? Mark Wolpert Of MML Investors Services And Formerly With MSI Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Mark Wolpert of MML Investors Services? Mark Wolpert (CRD #2692529) who is currently registered with MML Investors Servicesand located in Plymouth, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Mark Wolpert was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Wolpert has had his own regulatory problems.  In July 2019, he consented to a cease-and-desist order, civil monetary penalty, order of restitution, and fine for allegedly making a recommendation to a customer to purchase a life insurance policy without having a reasonable grounds to believe.  The recommendation was suitable for the customer and also making inaccurate statements about the life insurance policy. Mark Wolpert Customer Complaints Mark Wolpert has been the subject of 4 customer complaints that we know about. One of Mark Wolpert’s 4 customer complaints was settled in favor of investors. Three of Mark Wolpert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mark Wolpert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that when Mark Wolpert recommended a transfer of funds from a variable annuity into a managed account, he did not provide information regarding the loss of supplemental riders within the annuity. Customer alleged the caliber and frequency of trades, facilitated by Mark Wolpert, within his advisory account is not appropriate. Customer alleged the investments made by Mark Wolpert within his advisory account were not suitable. The customer indicated that Mark Wolpert allegedly lied and pressured her into exchanging her existing life insurance policy into a new one. Mark Wolpert Red Flags & Your Rights As An Investor Of course, Mark Wolpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Wolpert at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Mark Wolpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Mark Wolpert If you have questions about MML Investors Services, MSI Financial Services, and/or Mark Wolpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Kevin Stokesbary of MML Investors Services

DID KEVIN EDWARD STOKESBARY CAUSE YOU INVESTMENT LOSSES? Kevin Stokesbary Of MML Investors Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kevin Stokesbary of MML Investors Services? Kevin Stokesbary (CRD #4282283) who is currently registered with MML Investors Services and located in Mercer Island, Washington is a subject of one of our many securities industry sales practice abuse investigations. Kevin Stokesbary Customer Complaints Kevin Stokesbary has been the subject of 2 customer complaints that we know about. One of Kevin Stokesbary’s 2 customer complaints was settled in favor of investors. One of Kevin Stokesbary’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Kevin Stokesbary A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: It has been alleged that the variable annuity and whole life policy that were sold by Kevin Stokesbary to the customer were unsuitable. The complainant alleged that he wasn’t fully informed by Kevin Stokesbary about the surrender charges associated with a variable universal life policy that was purchased. Kevin Stokesbary Red Flags & Your Rights As An Investor Of course, Kevin Stokesbary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Stokesbary at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Stokesbary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Kevin Stokesbary If you have questions about MML Investors Services and/or Kevin Stokesbary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Troy Sheets of MML Investors Services

DID TROY EDWARD SHEETS CAUSE YOU INVESTMENT LOSSES? Troy Sheets Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Troy Sheets of MML Investors Services? Troy Sheets (CRD #4124051) who is currently registered with MML Investors Services and located in Bettendorf, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Troy Sheets Customer Complaint Troy Sheets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable annuity that she purchased was misrepresented. She would like her money returned, less any surrender charges. Troy Sheets’ customer complaint was denied and, to date, the customer has not taken any further action. Troy Sheets Red Flags & Your Rights As An Investor Of course, Troy Sheets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Sheets at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Troy Sheets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Troy Sheets If you have questions about MML Investors Services and/or Troy Sheets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Brian Segel of MML Investors Services

DID BRIAN LEE SEGEL CAUSE YOU INVESTMENT LOSSES? Brian Segel Of MML Investors Services And Formerly With Eagle Strategies And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Segel of MML Investors Services? Brian Segel (CRD #1610632) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Brian Segel was associated with Eagle Strategies, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Segel Customer Complaint Brian Segel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the two Variable Annuity policies she purchased did not take into consideration the lack of liquidity that she would be allowing for herself.  Considering the three additional fixed policies she had also recently purchased. Brian Segel’s customer complaint was settled in favor of the investors. Brian Segel Red Flags & Your Rights As An Investor Of course, Brian Segel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Segel at MML Investors Services, Eagle Strategies, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Brian Segel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Eagle Strategies, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Brian Segel If you have questions about MML Investors Services, Eagle Strategies, NYLIFE Securities, and/or Brian Segel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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