Mar 8, 2022

Jeffrey Burgess of MML Investors Services

DID JEFFREY BURGESS CAUSE YOU INVESTMENT LOSSES? Jeffrey Burgess Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Burgess of MML Investors Services? Jeffrey Burgess (CRD #6422595) who is currently registered with MML Investors Services and located in Chicago, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Burgess Customer Complaint Jeffrey Burgess has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Jeffrey Burgess did not correctly advise them, with regards to transferring their retirement account. The complainants were under the impression that they would save on fees and make a good investment. The complainants stated they lost $6, 000 and had a difficult time understanding how this was a good investment. Jeffrey Burgess’ customer complaint was denied and, to date, the customers have not taken any further action. Jeffrey Burgess Red Flags & Your Rights As An Investor Of course, Jeffrey Burgess did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Burgess at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Burgess has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jeffrey Burgess If you have questions about MML Investors Services and/or Jeffrey Burgess and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Li Wang of MML Investors Services

DID LI PING WANG CAUSE YOU INVESTMENT LOSSES? Li Wang Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Li Wang of MML Investors Services? Li Wang (CRD #1952742) who is currently registered with MML Investors Services and located in Flushing, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Li Wang was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Li Wang Customer Complaint Li Wang has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged they bought insurance from their agent and the agent changed the death benefit from $1M to $500K without consulting them. The complainant further alleged, the agent did not inform them of their ability to cancel within seven days of signing. The complainant also alleged the agent forged their signature on the files, and was looking for a refund of premiums paid. Li Wang’s customer complaint was denied and, to date, the customer has not taken any further action. Li Wang Red Flags & Your Rights As An Investor Of course, Li Wang did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Li Wang at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Li Wang has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Li Wang If you have questions about MML Investors Services, MSI Financial Services, and/or Li Wang and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Thomas Wieczerak of MML Investors Services

DID THOMAS JOHN WIECZERAK CAUSE YOU INVESTMENT LOSSES? Thomas Wieczerak Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Thomas Wieczerak of MML Investors Services? Thomas Wieczerak (CRD #2168759) who is currently registered with MML Investors Services and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Thomas Wieczerak was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Thomas Wieczerak Customer Complaints Thomas Wieczerak has been the subject of 2 customer complaints that we know about. One of Thomas Wieczerak’s 2 customer complaints was settled in favor of investors. One of Thomas Wieczerak’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Thomas Wieczerak A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Thomas Wieczerak misrepresented the loan repayment feature of the variable life insurance policy issued. The complainant alleged that Thomas Wieczerak was involved with unauthorized trading, which was facilitated by a former rep, not affiliated with the firm. This resulted in unsuitable investments, and a breach of fiduciary duty. Thomas Wieczerak Red Flags & Your Rights As An Investor Of course, Thomas Wieczerak did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Thomas Wieczerak at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Thomas Wieczerak has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Thomas Wieczerak If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Thomas Wieczerak and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Mark Wolpert of MML Investors Services

DID MARK DAVID WOLPERT CAUSE YOU INVESTMENT LOSSES? Mark Wolpert Of MML Investors Services And Formerly With MSI Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Mark Wolpert of MML Investors Services? Mark Wolpert (CRD #2692529) who is currently registered with MML Investors Servicesand located in Plymouth, Minnesota is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Mark Wolpert was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Mark Wolpert has had his own regulatory problems.  In July 2019, he consented to a cease-and-desist order, civil monetary penalty, order of restitution, and fine for allegedly making a recommendation to a customer to purchase a life insurance policy without having a reasonable grounds to believe.  The recommendation was suitable for the customer and also making inaccurate statements about the life insurance policy. Mark Wolpert Customer Complaints Mark Wolpert has been the subject of 4 customer complaints that we know about. One of Mark Wolpert’s 4 customer complaints was settled in favor of investors. Three of Mark Wolpert’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Mark Wolpert A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that when Mark Wolpert recommended a transfer of funds from a variable annuity into a managed account, he did not provide information regarding the loss of supplemental riders within the annuity. Customer alleged the caliber and frequency of trades, facilitated by Mark Wolpert, within his advisory account is not appropriate. Customer alleged the investments made by Mark Wolpert within his advisory account were not suitable. The customer indicated that Mark Wolpert allegedly lied and pressured her into exchanging her existing life insurance policy into a new one. Mark Wolpert Red Flags & Your Rights As An Investor Of course, Mark Wolpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Wolpert at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Mark Wolpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Mark Wolpert If you have questions about MML Investors Services, MSI Financial Services, and/or Mark Wolpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Kevin Stokesbary of MML Investors Services

DID KEVIN EDWARD STOKESBARY CAUSE YOU INVESTMENT LOSSES? Kevin Stokesbary Of MML Investors Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Kevin Stokesbary of MML Investors Services? Kevin Stokesbary (CRD #4282283) who is currently registered with MML Investors Services and located in Mercer Island, Washington is a subject of one of our many securities industry sales practice abuse investigations. Kevin Stokesbary Customer Complaints Kevin Stokesbary has been the subject of 2 customer complaints that we know about. One of Kevin Stokesbary’s 2 customer complaints was settled in favor of investors. One of Kevin Stokesbary’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Kevin Stokesbary A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: It has been alleged that the variable annuity and whole life policy that were sold by Kevin Stokesbary to the customer were unsuitable. The complainant alleged that he wasn’t fully informed by Kevin Stokesbary about the surrender charges associated with a variable universal life policy that was purchased. Kevin Stokesbary Red Flags & Your Rights As An Investor Of course, Kevin Stokesbary did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Stokesbary at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Stokesbary has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Kevin Stokesbary If you have questions about MML Investors Services and/or Kevin Stokesbary and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Troy Sheets of MML Investors Services

DID TROY EDWARD SHEETS CAUSE YOU INVESTMENT LOSSES? Troy Sheets Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Troy Sheets of MML Investors Services? Troy Sheets (CRD #4124051) who is currently registered with MML Investors Services and located in Bettendorf, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Troy Sheets Customer Complaint Troy Sheets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable annuity that she purchased was misrepresented. She would like her money returned, less any surrender charges. Troy Sheets’ customer complaint was denied and, to date, the customer has not taken any further action. Troy Sheets Red Flags & Your Rights As An Investor Of course, Troy Sheets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Sheets at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Troy Sheets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Troy Sheets If you have questions about MML Investors Services and/or Troy Sheets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Brian Segel of MML Investors Services

DID BRIAN LEE SEGEL CAUSE YOU INVESTMENT LOSSES? Brian Segel Of MML Investors Services And Formerly With Eagle Strategies And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Segel of MML Investors Services? Brian Segel (CRD #1610632) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Brian Segel was associated with Eagle Strategies, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Segel Customer Complaint Brian Segel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the two Variable Annuity policies she purchased did not take into consideration the lack of liquidity that she would be allowing for herself.  Considering the three additional fixed policies she had also recently purchased. Brian Segel’s customer complaint was settled in favor of the investors. Brian Segel Red Flags & Your Rights As An Investor Of course, Brian Segel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Segel at MML Investors Services, Eagle Strategies, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Brian Segel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Eagle Strategies, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Brian Segel If you have questions about MML Investors Services, Eagle Strategies, NYLIFE Securities, and/or Brian Segel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Ruth Simons of MML Investors Services

DID RUTH SIMONS CAUSE YOU INVESTMENT LOSSES? Ruth Simons Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ruth Simons of MML Investors Services? Ruth Simons (CRD #1463385) who is currently registered with MML Investors Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Ruth Simons was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ruth Simons Customer Complaint Ruth Simons has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable universal life policy issued was not accurately explained by their representative. The complainants stated that the cash value rapidly declined, even though premiums had been paid for over 20 years. Ruth Simons’ customer complaint was denied and, to date, the customers have not taken any further action. Ruth Simons Red Flags & Your Rights As An Investor Of course, Ruth Simons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruth Simons at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Ruth Simons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Ruth Simons If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Ruth Simons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Elizabeth Sloan of MML Investors Services

DID ELIZABETH HARRIS SLOAN CAUSE YOU INVESTMENT LOSSES? Elizabeth Sloan Of MML Investors Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Elizabeth Sloan of MML Investors Services? Elizabeth Sloan (CRD #2119880) who is currently registered with MML Investors Services and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Elizabeth Sloan Customer Complaints Elizabeth Sloan has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Elizabeth Sloan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Elizabeth Sloan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: It is alleged that Elizabeth Sloan told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses. The complainant alleged that the variable life insurance policies that he purchased through Elizabeth Sloan were unsuitable. The complainant alleged that variable life insurance policies that were purchased by Elizabeth Sloan were unsuitable and misrepresented. Elizabeth Sloan Red Flags & Your Rights As An Investor Of course, Elizabeth Sloan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Sloan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Sloan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elizabeth Sloan If you have questions about MML Investors Services and/or Elizabeth Sloan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Jay Petty of MML Investors Services

DID JAY V. PETTY CAUSE YOU INVESTMENT LOSSES? Jay Petty Of MML Investors Services And Formerly With CUNA Brokerage Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Petty of MML Investors Services? Jay Petty (CRD #2895602) who is currently registered with MML Investors Services and located in Carlsbad, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Jay Petty was associated with CUNA Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay Petty Customer Complaint Jay Petty has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were advisor provided retirement projections for the 457f plan and used a 10% tax rate. The 457f plan had a lump sum vesting so the amount paid to the executive would be in a single sum pushing them into a much higher tax bracket likely 35%. This caused the amount in the funding account to be short of what was needed to pay the benefit promised in the 457f agreement. The Credit Union Board felt that CUNA should cover the shortfall. They have already taken steps to liquidate the funding account associated with the 457f plan. Jay Petty’s customer complaint was denied and, to date, the customer has not taken any further action. Jay Petty Red Flags & Your Rights As An Investor Of course, Jay Petty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Petty at MML Investors Services and CUNA Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Jay Petty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and CUNA Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jay Petty If you have questions about MML Investors Services, CUNA Brokerage Services, and/or Jay Petty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading