Mar 8, 2022

Troy Sheets of MML Investors Services

DID TROY EDWARD SHEETS CAUSE YOU INVESTMENT LOSSES? Troy Sheets Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Troy Sheets of MML Investors Services? Troy Sheets (CRD #4124051) who is currently registered with MML Investors Services and located in Bettendorf, Iowa is a subject of one of our many securities industry sales practice abuse investigations. Troy Sheets Customer Complaint Troy Sheets has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable annuity that she purchased was misrepresented. She would like her money returned, less any surrender charges. Troy Sheets’ customer complaint was denied and, to date, the customer has not taken any further action. Troy Sheets Red Flags & Your Rights As An Investor Of course, Troy Sheets did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Troy Sheets at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Troy Sheets has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Troy Sheets If you have questions about MML Investors Services and/or Troy Sheets and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Brian Segel of MML Investors Services

DID BRIAN LEE SEGEL CAUSE YOU INVESTMENT LOSSES? Brian Segel Of MML Investors Services And Formerly With Eagle Strategies And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Brian Segel of MML Investors Services? Brian Segel (CRD #1610632) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Brian Segel was associated with Eagle Strategies, NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Brian Segel Customer Complaint Brian Segel has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the two Variable Annuity policies she purchased did not take into consideration the lack of liquidity that she would be allowing for herself.  Considering the three additional fixed policies she had also recently purchased. Brian Segel’s customer complaint was settled in favor of the investors. Brian Segel Red Flags & Your Rights As An Investor Of course, Brian Segel did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Brian Segel at MML Investors Services, Eagle Strategies, and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Brian Segel has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Eagle Strategies, and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Brian Segel If you have questions about MML Investors Services, Eagle Strategies, NYLIFE Securities, and/or Brian Segel and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Ruth Simons of MML Investors Services

DID RUTH SIMONS CAUSE YOU INVESTMENT LOSSES? Ruth Simons Of MML Investors Services And Formerly With MSI Financial Services And New England Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Ruth Simons of MML Investors Services? Ruth Simons (CRD #1463385) who is currently registered with MML Investors Services and located in Mechanicsburg, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Ruth Simons was associated with MSI Financial Services, New England Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Ruth Simons Customer Complaint Ruth Simons has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable universal life policy issued was not accurately explained by their representative. The complainants stated that the cash value rapidly declined, even though premiums had been paid for over 20 years. Ruth Simons’ customer complaint was denied and, to date, the customers have not taken any further action. Ruth Simons Red Flags & Your Rights As An Investor Of course, Ruth Simons did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ruth Simons at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Ruth Simons has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and New England Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Ruth Simons If you have questions about MML Investors Services, MSI Financial Services, New England Securities, and/or Ruth Simons and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Elizabeth Sloan of MML Investors Services

DID ELIZABETH HARRIS SLOAN CAUSE YOU INVESTMENT LOSSES? Elizabeth Sloan Of MML Investors Services Has 3 Customer Complaints For Alleged Broker Misconduct Who is Elizabeth Sloan of MML Investors Services? Elizabeth Sloan (CRD #2119880) who is currently registered with MML Investors Services and located in Chattanooga, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. Elizabeth Sloan Customer Complaints Elizabeth Sloan has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Elizabeth Sloan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Elizabeth Sloan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: It is alleged that Elizabeth Sloan told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses. The complainant alleged that the variable life insurance policies that he purchased through Elizabeth Sloan were unsuitable. The complainant alleged that variable life insurance policies that were purchased by Elizabeth Sloan were unsuitable and misrepresented. Elizabeth Sloan Red Flags & Your Rights As An Investor Of course, Elizabeth Sloan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elizabeth Sloan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elizabeth Sloan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elizabeth Sloan If you have questions about MML Investors Services and/or Elizabeth Sloan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Jay Petty of MML Investors Services

DID JAY V. PETTY CAUSE YOU INVESTMENT LOSSES? Jay Petty Of MML Investors Services And Formerly With CUNA Brokerage Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jay Petty of MML Investors Services? Jay Petty (CRD #2895602) who is currently registered with MML Investors Services and located in Carlsbad, California is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Jay Petty was associated with CUNA Brokerage Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jay Petty Customer Complaint Jay Petty has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were advisor provided retirement projections for the 457f plan and used a 10% tax rate. The 457f plan had a lump sum vesting so the amount paid to the executive would be in a single sum pushing them into a much higher tax bracket likely 35%. This caused the amount in the funding account to be short of what was needed to pay the benefit promised in the 457f agreement. The Credit Union Board felt that CUNA should cover the shortfall. They have already taken steps to liquidate the funding account associated with the 457f plan. Jay Petty’s customer complaint was denied and, to date, the customer has not taken any further action. Jay Petty Red Flags & Your Rights As An Investor Of course, Jay Petty did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jay Petty at MML Investors Services and CUNA Brokerage Services on alert to review carefully the activity and performance of their accounts and question whether Jay Petty has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and CUNA Brokerage Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jay Petty If you have questions about MML Investors Services, CUNA Brokerage Services, and/or Jay Petty and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Emilio Rivera of MML Investors Services

DID EMILIO ENRIQUE RIVERA CAUSE YOU INVESTMENT LOSSES? Emilio Rivera Of MML Investors Services And Formerly With NYLIFE Securities, AXA Advisors And Eagle Strategies Has 2 Customer Complaints For Alleged Broker Misconduct Who is Emilio Rivera of MML Investors Services? Emilio Rivera (CRD #4258690) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Emilio Rivera was associated with NYLIFE Securities, AXA Advisors, Eagle Strategies and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Emilio Rivera Customer Complaints Emilio Rivera has been the subject of 2 customer complaints that we know about. Both of Emilio Rivera’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Emilio Rivera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Emilio Rivera’s misrepresentation relating to the liquidity of an auction rate securities purchase. Customer alleged Emilio Rivera misrepresented the terms of his variable life policy when he purchased it and requested a full refund of premiums paid. Emilio Rivera Red Flags & Your Rights As An Investor Of course, Emilio Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Rivera at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Emilio Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Emilio Rivera If you have questions about MML Investors Services, NYLIFE Securities, AXA Advisors, Eagle Strategies, and/or Emilio Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Michael Root of MML Investors Services

DID MICHAEL PATRICK ROOT CAUSE YOU INVESTMENT LOSSES? Michael Root Of MML Investors Services And Formerly With MSI Financial Services And NewSquare Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Root of MML Investors Services? Michael Root (CRD #2723359) who is currently registered with MML Investors Services and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Root was associated with MSI Financial Services, NewSquare Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Root Customer Complaints Michael Root has been the subject of 2 customer complaints that we know about. Both of Michael Root’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Root A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged the variable annuity Michael Root purchased was not in his best interests. The complainant alleged that Michael Root misrepresented the variable annuity that she purchased, with regards to yearly growth. Michael Root Red Flags & Your Rights As An Investor Of course, Michael Root did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Root at MML Investors Services, MSI Financial Services, and NewSquare Capital on alert to review carefully the activity and performance of their accounts and question whether Michael Root has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and NewSquare Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Root If you have questions about MML Investors Services, MSI Financial Services, NewSquare Capital, and/or Michael Root and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Sandra Scanni of MML Investors Services

DID SANDRA SCANNI CAUSE YOU INVESTMENT LOSSES? Sandra Scanni Of MML Investors Services And Formerly With NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sandra Scanni of MML Investors Services? Sandra Scanni (CRD #2179046) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Sandra Scanni was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sandra Scanni Customer Complaints Sandra Scanni has been the subject of 2 customer complaints that we know about. One of Sandra Scanni’s 2 customer complaints was settled in favor of the investors.  One of Sandra Scanni’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Sandra Scanni A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that the establishment of three variable annuities was unsuitable and unauthorized. The customer also alleged she did not authorize Sandra Scanni to electronically sign her initials. The policy owner alleged that he was never told of the illiquidity and fees associated with the variable annuity purchased by Sandra Scanni.  Sandra Scanni Red Flags & Your Rights As An Investor Of course, Sandra Scanni did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandra Scanni at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Sandra Scanni has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Sandra Scanni If you have questions about MML Investors Services, NYLIFE Securities, and/or Sandra Scanni and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Chester Sobuta of MML Investors Services

DID CHESTER ANTHONY SOBUTA CAUSE YOU INVESTMENT LOSSES? Chester Sobuta Of MML Investors Services And Formerly With MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Chester Sobuta of MML Investors Services? Chester Sobuta (CRD #2323058) who is currently registered with MML Investors Services and located in Moosic, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Chester Sobuta was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chester Sobuta Customer Complaints Chester Sobuta has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Chester Sobuta’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against MSI Financial Services for investment losses caused by Chester Sobuta’s alleged misconduct. Allegations Against Chester Sobuta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Chester Sobuta misrepresented the value of death benefit on a variable annuity. The complainant alleged that Chester Sobuta misrepresented the sale of mutual funds. The complainant stated the representative assured the complainant that his account would only appreciate, but the investment failed to perform, as the representative had promised, and only resulted in a loss. Chester Sobuta Red Flags & Your Rights As An Investor Of course, Chester Sobuta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chester Sobuta at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Chester Sobuta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Chester Sobuta If you have questions about MML Investors Services, MSI Financial Services, and/or Chester Sobuta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 8, 2022

Lawrence Myers of MML Investors Services

DID LAWRENCE OTIS MYERS CAUSE YOU INVESTMENT LOSSES? Lawrence Myers Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Myers of MML Investors Services? Lawrence Myers (CRD #2605164) who is currently registered with MML Investors Services and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Myers Customer Complaint Lawrence Myers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the annuity he purchased was misrepresented. The complainant stated he was never informed that his money would be restricted, or that there would be penalties when withdrawing his money. The complainant wanted to be let out of the annuity contract, and have the full value of his annuity returned, as well as being reimbursed for the penalties he has paid. Lawrence Myers’ customer complaint was denied and, to date, the customer has not taken any further action. Lawrence Myers Red Flags & Your Rights As An Investor Of course, Lawrence Myers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Myers at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Lawrence Myers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Lawrence Myers If you have questions about MML Investors Services and/or Lawrence Myers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading