Mar 8, 2022

Emilio Rivera of MML Investors Services

DID EMILIO ENRIQUE RIVERA CAUSE YOU INVESTMENT LOSSES? Emilio Rivera Of MML Investors Services And Formerly With NYLIFE Securities, AXA Advisors And Eagle Strategies Has 2 Customer Complaints For Alleged Broker Misconduct Who is Emilio Rivera of MML Investors Services? Emilio Rivera (CRD #4258690) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Emilio Rivera was associated with NYLIFE Securities, AXA Advisors, Eagle Strategies and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Emilio Rivera Customer Complaints Emilio Rivera has been the subject of 2 customer complaints that we know about. Both of Emilio Rivera’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Emilio Rivera A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Emilio Rivera’s misrepresentation relating to the liquidity of an auction rate securities purchase. Customer alleged Emilio Rivera misrepresented the terms of his variable life policy when he purchased it and requested a full refund of premiums paid. Emilio Rivera Red Flags & Your Rights As An Investor Of course, Emilio Rivera did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Emilio Rivera at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies on alert to review carefully the activity and performance of their accounts and question whether Emilio Rivera has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, NYLIFE Securities, AXA Advisors, and Eagle Strategies also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Emilio Rivera If you have questions about MML Investors Services, NYLIFE Securities, AXA Advisors, Eagle Strategies, and/or Emilio Rivera and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Root of MML Investors Services

DID MICHAEL PATRICK ROOT CAUSE YOU INVESTMENT LOSSES? Michael Root Of MML Investors Services And Formerly With MSI Financial Services And NewSquare Capital Has 2 Customer Complaints For Alleged Broker Misconduct Who is Michael Root of MML Investors Services? Michael Root (CRD #2723359) who is currently registered with MML Investors Services and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Root was associated with MSI Financial Services, NewSquare Capital and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Root Customer Complaints Michael Root has been the subject of 2 customer complaints that we know about. Both of Michael Root’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Root A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged the variable annuity Michael Root purchased was not in his best interests. The complainant alleged that Michael Root misrepresented the variable annuity that she purchased, with regards to yearly growth. Michael Root Red Flags & Your Rights As An Investor Of course, Michael Root did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Root at MML Investors Services, MSI Financial Services, and NewSquare Capital on alert to review carefully the activity and performance of their accounts and question whether Michael Root has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and NewSquare Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Root If you have questions about MML Investors Services, MSI Financial Services, NewSquare Capital, and/or Michael Root and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Sandra Scanni of MML Investors Services

DID SANDRA SCANNI CAUSE YOU INVESTMENT LOSSES? Sandra Scanni Of MML Investors Services And Formerly With NYLIFE Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Sandra Scanni of MML Investors Services? Sandra Scanni (CRD #2179046) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Sandra Scanni was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Sandra Scanni Customer Complaints Sandra Scanni has been the subject of 2 customer complaints that we know about. One of Sandra Scanni’s 2 customer complaints was settled in favor of the investors.  One of Sandra Scanni’s customers’ complaints was denied and, to date, the customer has not taken any further action. Allegations Against Sandra Scanni A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The customer alleged that the establishment of three variable annuities was unsuitable and unauthorized. The customer also alleged she did not authorize Sandra Scanni to electronically sign her initials. The policy owner alleged that he was never told of the illiquidity and fees associated with the variable annuity purchased by Sandra Scanni.  Sandra Scanni Red Flags & Your Rights As An Investor Of course, Sandra Scanni did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Sandra Scanni at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Sandra Scanni has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Sandra Scanni If you have questions about MML Investors Services, NYLIFE Securities, and/or Sandra Scanni and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Chester Sobuta of MML Investors Services

DID CHESTER ANTHONY SOBUTA CAUSE YOU INVESTMENT LOSSES? Chester Sobuta Of MML Investors Services And Formerly With MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Chester Sobuta of MML Investors Services? Chester Sobuta (CRD #2323058) who is currently registered with MML Investors Services and located in Moosic, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Chester Sobuta was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Chester Sobuta Customer Complaints Chester Sobuta has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Chester Sobuta’s customers’ complaints was denied and, to date, the customer has not taken any further action. There is currently one pending customer complaint filed against MSI Financial Services for investment losses caused by Chester Sobuta’s alleged misconduct. Allegations Against Chester Sobuta A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Chester Sobuta misrepresented the value of death benefit on a variable annuity. The complainant alleged that Chester Sobuta misrepresented the sale of mutual funds. The complainant stated the representative assured the complainant that his account would only appreciate, but the investment failed to perform, as the representative had promised, and only resulted in a loss. Chester Sobuta Red Flags & Your Rights As An Investor Of course, Chester Sobuta did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chester Sobuta at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Chester Sobuta has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Chester Sobuta If you have questions about MML Investors Services, MSI Financial Services, and/or Chester Sobuta and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Lawrence Myers of MML Investors Services

DID LAWRENCE OTIS MYERS CAUSE YOU INVESTMENT LOSSES? Lawrence Myers Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Lawrence Myers of MML Investors Services? Lawrence Myers (CRD #2605164) who is currently registered with MML Investors Services and located in Westlake Village, California is a subject of one of our many securities industry sales practice abuse investigations. Lawrence Myers Customer Complaint Lawrence Myers has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the annuity he purchased was misrepresented. The complainant stated he was never informed that his money would be restricted, or that there would be penalties when withdrawing his money. The complainant wanted to be let out of the annuity contract, and have the full value of his annuity returned, as well as being reimbursed for the penalties he has paid. Lawrence Myers’ customer complaint was denied and, to date, the customer has not taken any further action. Lawrence Myers Red Flags & Your Rights As An Investor Of course, Lawrence Myers did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Lawrence Myers at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Lawrence Myers has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Lawrence Myers If you have questions about MML Investors Services and/or Lawrence Myers and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Curtis Neuman of MML Investors Services

DID CURTIS WINSTON NEUMAN CAUSE YOU INVESTMENT LOSSES? Curtis Neuman Of MML Investors Services And Formerly With Purshe Kaplan Sterling Investments, Research Financial Strategies And USA Financial Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Curtis Neuman of MML Investors Services? Curtis Neuman (CRD #2397204) who is currently registered with MML Investors Services and located in Ocala, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Curtis Neuman was associated with Purshe Kaplan Sterling Investments, Research Financial Strategies, USA Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Curtis Neuman Customer Complaints Curtis Neuman has been the subject of 2 customer complaints that we know about. Both of Curtis Neuman’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Curtis Neuman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged that an unsuitable recommendation by Curtis Neuman was made to purchase a fixed insurance product through an unaffiliated Insurance Agency: Financial Security Group Inc. Client alleged unsuitable sales, misrepresentation, and omission of material facts by Curtis Neuman. Curtis Neuman Red Flags & Your Rights As An Investor Of course, Curtis Neuman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Curtis Neuman at MML Investors Services, Purshe Kaplan Sterling Investments, Research Financial Strategies, and USA Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Curtis Neuman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Purshe Kaplan Sterling Investments, Research Financial Strategies, and USA Financial Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Curtis Neuman If you have questions about MML Investors Services, Purshe Kaplan Sterling Investments, Research Financial Strategies, USA Financial Securities, and/or Curtis Neuman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Michael Hanrahan of MML Investors Services

DID MICHAEL PATRICK HANRAHAN CAUSE YOU INVESTMENT LOSSES? Michael Hanrahan Formerly With MML Investors Services And MSI Financial Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is Michael Hanrahan of MML Investors Services? Michael Hanrahan (CRD #1951824) who was formerly registered with MML Investors Services and located in Sumter, South Carolina is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Hanrahan was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Hanrahan Customer Complaints Michael Hanrahan has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Michael Hanrahan’s 3 customer complaints was settled in favor of investors. Three of Michael Hanrahan’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Hanrahan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Michael Hanrahan mismanaged a fund transfer into his variable annuity. Plaintiff alleged that upon Michael Hanrahan’s advice, he pledged the cash value of his insurance policy and an additional sum of money as security for loans made to the defendant Amsub Network, Inc. by Sumter National Bank and the Branch Banking & Trust Company of South Carolina. Amsub Network defaulted on the loan. Plaintiff claimed Michael Hanrahan misrepresented the financial condition of Amsub Network and provided him with incorrect financial advice. The complainant alleged that this annuity was misrepresented by Michael Hanrahan. The complainant stated she did not understand that there were other options available that would have been more in line with her current and upcoming liquidity needs. Michael Hanrahan Red Flags & Your Rights As An Investor Of course, Michael Hanrahan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Hanrahan at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Hanrahan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Hanrahan If you have questions about MML Investors Services, MSI Financial Services, and/or Michael Hanrahan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Jon Ewing of MML Investors Services

DID JON PATRICK EWING CAUSE YOU INVESTMENT LOSSES? Jon Ewing Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jon Ewing of MML Investors Services? Jon Ewing (CRD #2283838) who is currently registered with MML Investors Services and located in Cincinnati, Ohio is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Jon Ewing was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jon Ewing Customer Complaint Jon Ewing has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that her 403(b) was transferred into an IRA, and invested into a new annuity. The complainant says this was an unauthorized transaction and placed her account under surrender charges that were not in place on her existing contract. Jon Ewing’s customer complaint was denied and, to date, the customer has not taken any further action. Jon Ewing Red Flags & Your Rights As An Investor Of course, Jon Ewing did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jon Ewing at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Jon Ewing has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jon Ewing If you have questions about MML Investors Services, MSI Financial Services, and/or Jon Ewing and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Javid Jaraiedi of MML Investors Services

DID JAVID JARAIEDI CAUSE YOU INVESTMENT LOSSES? Javid Jaraiedi of MML Investors Services And Formerly With MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct  Who is Javid Jaraiedi of MML Investors Services? Javid Jaraiedi (CRD #1365691) who is currently registered with MML Investors Services and located in Yardley, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Javid Jaraiedi was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Javid Jaraiedi Customer Complaints Javid Jaraiedi has been the subject of2 customer complaints that we know about. Two of Javid Jaraiedi’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Javid Jaraiedi A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows:  Customer alleged the variable annuity sold by Javid Jaraiedi violated state suitability requirements. Customer has alleged damages for a refund of all sums paid for the policy. The customer alleged that Javid Jaraiedi misled them to buy life insurance policies that invested their premiums when they only needed a death benefit when soliciting the purchase. Javid Jaraiedi Red Flags & Your Rights As An Investor Of course, Javid Jaraiedi did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Javid Jaraiedi at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Javid Jaraiedi has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Javid Jaraiedi If you have questions about MML Investors Services, MSI Financial Services, and/or Javid Jaraiedi and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 8, 2022

Gary Jones of MML Investors Services

DID GARY PHILIP JONES CAUSE YOU INVESTMENT LOSSES? Gary Jones of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Gary Jones of MML Investors Services? Gary Jones (CRD #261180) who is currently registered with MML Investors Services and located in Augusta, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Gary Jones Customer Complaint Gary Jones has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the representative was negligent in following procedures designed to prevent theft by accepting transfers of funds and beneficiary changes without proper authorization. The customer complaint filed against Gary Jones’ current employer MML Investors Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Gary Jones Red Flags & Your Rights As An Investor Of course, Gary Jones did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Gary Jones at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Gary Jones has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Gary Jones If you have questions about MML Investors Services and/or Gary Jones and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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