Michael Burgess of MML Investors Services

DID MICHAEL HOWARD BURGESS CAUSE YOU INVESTMENT LOSSES? Michael Burgess Of MML Investors Services And Formerly With MSI Financial Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is Michael Burgess of MML Investors Services? Michael Burgess (CRD #2175907) who is currently registered with MML Investors Services and located in Bryant, Arkansas is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Michael Burgess was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Michael Burgess Customer Complaints Michael Burgess has been the subject of 7 customer complaints that we know about.  All of Michael Burgess’ customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Michael Burgess A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Michael Burgess’ advice led to unsuitable investments given her age & financial situation & requests reimbursement for all sums lost due to his negligence and improper financial advice. Client alleged the variable life insurance policy she purchased was not suitable for her needs allegedly made by Michael Burgess. In addition, the client claims she continues to lose money in her variable annuities because the agent placed her in high risk technology stocks and continues to tell her to stay in the sub-accounts until the market changes. Customer alleged Michael Burgess reallocated the subaccounts of a variable annuity, without customer’s knowledge or authorization. Customer alleged Michael Burgess’ recommendation to purchase a variable annuity with funds from a home equity loan was not appropriate. Customer alleges he instructed Michael Burgess to transfers the funds in his variable annuity and the transfer was not completed as instructed. Customer alleged Michael Burgess placed her in investment vehicles that were higher than her risk tolerance and he did not evaluate her risk profile. The customer alleged that he was never informed of and misled on certain features of his Variable Universal Life Insurance policy when it was sold to him by Michael Burgess. Michael Burgess Red Flags & Your Rights As An Investor Of course, Michael Burgess did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Michael Burgess at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Michael Burgess has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Michael Burgess If you have questions about MML Investors Services, MSI Financial Services, and/or Michael Burgess and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

John Chanda of MML Investors Services

DID JOHN GEORGE CHANDA CAUSE YOU INVESTMENT LOSSES? John Chanda Of MML Investors Services And Formerly With ProEquities Has A Customer Complaint For Alleged Broker Misconduct Who is John Chanda of MML Investors Services? John Chanda (CRD #4231236) who is currently registered with MML Investors Services and located in West Palm Beach, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, John Chanda was associated with ProEquities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. John Chanda Customer Complaint John Chanda has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that she was contacted about changing her insurance coverage. The complainant states she told the representatives she did not wish to change her policy, but that her policy was cancelled. John Chanda’s customer complaint was denied and, to date, the customer has not taken any further action. John Chanda Red Flags & Your Rights As An Investor Of course, John Chanda did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of John Chanda at MML Investors Services and ProEquities on alert to review carefully the activity and performance of their accounts and question whether John Chanda has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and ProEquities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To John Chanda If you have questions about MML Investors Services, ProEquities, and/or John Chanda and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jason Champion of MML Investors Services

DID JASON O. CHAMPION CAUSE YOU INVESTMENT LOSSES? Jason Champion Of MML Investors Services And Formerly With Cadaret Grant & Co. And MSI Financial Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Jason Champion of MML Investors Services? Jason Champion (CRD #3093315) who is currently registered with MML Investors Services and located in New Hartford, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Jason Champion was associated with Cadaret Grant Co., MSI Financial Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Champion Customer Complaint Jason Champion has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative misrepresented his investment as to liquidity and investment opportunity when it was transferred to the Firm. Jason Champion’s customer complaint was denied and, to date, the customers have not taken any further action. Jason Champion Red Flags & Your Rights As An Investor Of course, Jason Champion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Champion at MML Investors Services, Cadaret Grant Co., and MSI Financial Securities on alert to review carefully the activity and performance of their accounts and question whether Jason Champion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, Cadaret Grant Co., and MSI Financial Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jason Champion If you have questions about MML Investors Services, Cadaret Grant Co., MSI Financial Securities, and/or Jason Champion and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Jeffrey Chipper of MML Investors Services

DID JEFFREY STEVEN CHIPPER CAUSE YOU INVESTMENT LOSSES? Jeffrey Chipper Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Jeffrey Chipper of MML Investors Services? Jeffrey Chipper (CRD #2073933) who is currently registered with MML Investors Services and located in Cranbury, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Jeffrey Chipper Customer Complaint Jeffrey Chipper has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that there was a high level of activity and commission generation in his account. The complainant states the constant trading was initiated by Jeffery Chipper and he is looking to have the commissions paid refunded. Jeffrey Chipper’s customer complaint was settled in favor of the investors. Jeffrey Chipper Red Flags & Your Rights As An Investor Of course, Jeffrey Chipper did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jeffrey Chipper at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Jeffrey Chipper has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Jeffrey Chipper If you have questions about MML Investors Services and/or Jeffrey Chipper and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Barbara Koppelkiernan of MML Investors Services

DID BARBARA KOPPELKIERNAN CAUSE YOU INVESTMENT LOSSES? Barbara Koppelkiernan of MML Investors Services, LLC And Formerly With MetLife Securities Has 2 Customer Complaints For Alleged Broker Misconduct Who is Barbara Koppelkiernan of MML Investors Services, LLC? Barbara Koppelkiernan (CRD #1358170) who is currently registered with MML Investors Services, LLC and located in East Hills, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Barbara Koppelkiernan was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Barbara Koppelkiernan Customer Complaints Barbara Koppelkiernan has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Two of Barbara Koppelkiernan’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Barbara Koppelkiernan A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged that Barbara Koppelkiernan accepted and performed transactions utilizing documents that contained signature discrepancies. The transactions involved a non-variable life insurance policy. The complainant alleges that the variable life insurance policy that Barbara Koppelkiernan sold to him wasn’t suitable. Barbara Koppelkiernan Red Flags & Your Rights As An Investor Of course, Barbara Koppelkiernan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Barbara Koppelkiernan at MML Investors Services, LLC and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Barbara Koppelkiernan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Barbara Koppelkiernan If you have questions about MML Investors Services, LLC, MSI Financial Services, and/or Barbara Koppelkiernan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Teresa Partain formerly with MML Investors Services

DID TERESA HUBBARD PARTAIN CAUSE YOU INVESTMENT LOSSES? Teresa Partain Formerly With MML Investors Services And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Teresa Partain formerly with MML Investors Services? Teresa Partain (CRD #5972233) who was formerly registered with MML Investors Services and located in Gainesville, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Teresa Partain was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Teresa Partain Customer Complaint Teresa Partain has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were breach of fiduciary duty, negligence, and violation of Georgia Uniform Securities Act 2008, for moving her investment in late 2018 and the calendar year of 2019 plus loss of principal in the investment during that year. The customer complaint filed against Teresa Partain’s former employer Noble Wealth Management for investment losses caused by the alleged misconduct is pending as of the date of this report. Teresa Partain Red Flags & Your Rights As An Investor Of course, Teresa Partain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Teresa Partain at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Teresa Partain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Teresa Partain If you have questions about MML Investors Services, MSI Financial Services, and/or Teresa Partain and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Simon Reyes Of MML Investors Services

DID SIMON BENJAMIN REYES CAUSE YOU INVESTMENT LOSSES? Simon Reyes Of MML Investors Services And Formerly With NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Simon Reyes of MML Investors Services? Simon Reyes (CRD #6493225) who is currently registered with MML Investors Services and located in Las Vegas, Nevada is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Simon Reyes was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Simon Reyes Customer Complaint Simon Reyes has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged that the recommendation of a variable universal life insurance policy purchased was inappropriate given his short time horizon and not wanting to risk his retirement account.  Customer also alleged that he was misled regarding policy features. Simon Reyes’ customer complaint was settled in favor of the investors. Simon Reyes Red Flags & Your Rights As An Investor Of course, Simon Reyes did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Simon Reyes at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Simon Reyes has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Simon Reyes If you have questions about MML Investors Services, NYLIFE Securities, and/or Simon Reyes and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Rona Rosenberg formerly with MML Investors Services

DID RONA SARI ROSENBERG CAUSE YOU INVESTMENT LOSSES? Rona Rosenberg Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Rona Rosenberg formerly with MML Investors Services? Rona Rosenberg (CRD #5737707) who was formerly registered with MML Investors Services and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Rona Rosenberg was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Rona Rosenberg Customer Complaint Rona Rosenberg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative did not disclose the contract’s surrender charges. Rona Rosenberg’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Rona Rosenberg Red Flags & Your Rights As An Investor Of course, Rona Rosenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rona Rosenberg at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Rona Rosenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Rona Rosenberg If you have questions about MML Investors Services, NYLIFE Securities, and/or Rona Rosenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

George Teng of MML Investors Services

DID GEORGE TENG CAUSE YOU INVESTMENT LOSSES? George Teng Of MML Investors Services, LLC And Formerly With MSI Financial Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is George Teng of MML Investors Services, LLC? George Teng (CRD #2101388) who is currently registered with MML Investors Services, LLC and located in Downers Grove, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, George Teng was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Teng had his own regulatory problems in the State of Illinois, where he was investigated for selling an annuity without complete documentation of the investors financial profile which was allegedly in violation of the Illinois Securities Act. George Teng consented to the sanctions of heightened supervision and restitution. George Teng Customer Complaints George Teng has been the subject of 7 customer complaints that we know about. All seven of George Teng’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against George Teng A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged she was misled by George Teng and that she did not know there were surrender charges associated with the variable annuity she purchased. Client requested a full refund of her money and a waiver of the surrender charges. Client alleged that given her age, George Teng made unsuitable recommendations when he advised her to purchase two variable annuities and a life insurance policy. Customer alleged George Teng misrepresented the variable annuity purchased. Customer alleged that when she transferred her existing variable annuity into a Metlife variable annuity George Teng allegedly did not disclose the new annuity would have a surrender charge schedule. Customer also alleged that when she signed forms to transfer funds, from another company, she did not realize she was funding a second variable annuity. She cancelled this transfer. Customer alleged the variable annuity purchased was not suitable because George Teng allegedly knew she was recently widowed. Customers alleged George Teng did not disclose the charges associated with the liquidation of their variable annuities when it was discussed. The customer alleged that George Teng misled him to believe that the variable annuity product was the only investment option available to him, did not disclose the surrender charges, and allocated the account above his risk tolerance level during the solicitation. George Teng Red Flags & Your Rights As An Investor Of course, George Teng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Teng at MML Investors Services, LLC and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether George Teng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To George Teng If you have questions about MML Investors Services, MSI Financial Services, LLC, and/or George Teng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Chris Kim of MML Investors Services

DID CHRIS JONGMIN KIM CAUSE YOU INVESTMENT LOSSES? Chris Kim Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Chris Kim of MML Investors Services? Chris Kim (CRD #6534492) who is currently registered with MML Investors Services and located in Lawrenceville, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Chris Kim Customer Complaint Chris Kim has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Chris Kim electronically signed her name to her whole life policy application without her knowledge or consent when the policy was solicited. Chris Kim’s customer complaint was denied and, to date, the customer has not taken any further action. Chris Kim Red Flags & Your Rights As An Investor Of course, Chris Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chris Kim at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Chris Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Chris Kim If you have questions about MML Investors Services and/or Chris Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading