Mar 7, 2022

Rona Rosenberg formerly with MML Investors Services

DID RONA SARI ROSENBERG CAUSE YOU INVESTMENT LOSSES? Rona Rosenberg Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Rona Rosenberg formerly with MML Investors Services? Rona Rosenberg (CRD #5737707) who was formerly registered with MML Investors Services and located in Tarrytown, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Rona Rosenberg was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Rona Rosenberg Customer Complaint Rona Rosenberg has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the representative did not disclose the contract’s surrender charges. Rona Rosenberg’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Rona Rosenberg Red Flags & Your Rights As An Investor Of course, Rona Rosenberg did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Rona Rosenberg at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Rona Rosenberg has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Rona Rosenberg If you have questions about MML Investors Services, NYLIFE Securities, and/or Rona Rosenberg and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

George Teng of MML Investors Services

DID GEORGE TENG CAUSE YOU INVESTMENT LOSSES? George Teng Of MML Investors Services, LLC And Formerly With MSI Financial Services Has 7 Customer Complaints For Alleged Broker Misconduct Who is George Teng of MML Investors Services, LLC? George Teng (CRD #2101388) who is currently registered with MML Investors Services, LLC and located in Downers Grove, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, George Teng was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. George Teng had his own regulatory problems in the State of Illinois, where he was investigated for selling an annuity without complete documentation of the investors financial profile which was allegedly in violation of the Illinois Securities Act. George Teng consented to the sanctions of heightened supervision and restitution. George Teng Customer Complaints George Teng has been the subject of 7 customer complaints that we know about. All seven of George Teng’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against George Teng A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged she was misled by George Teng and that she did not know there were surrender charges associated with the variable annuity she purchased. Client requested a full refund of her money and a waiver of the surrender charges. Client alleged that given her age, George Teng made unsuitable recommendations when he advised her to purchase two variable annuities and a life insurance policy. Customer alleged George Teng misrepresented the variable annuity purchased. Customer alleged that when she transferred her existing variable annuity into a Metlife variable annuity George Teng allegedly did not disclose the new annuity would have a surrender charge schedule. Customer also alleged that when she signed forms to transfer funds, from another company, she did not realize she was funding a second variable annuity. She cancelled this transfer. Customer alleged the variable annuity purchased was not suitable because George Teng allegedly knew she was recently widowed. Customers alleged George Teng did not disclose the charges associated with the liquidation of their variable annuities when it was discussed. The customer alleged that George Teng misled him to believe that the variable annuity product was the only investment option available to him, did not disclose the surrender charges, and allocated the account above his risk tolerance level during the solicitation. George Teng Red Flags & Your Rights As An Investor Of course, George Teng did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of George Teng at MML Investors Services, LLC and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether George Teng has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To George Teng If you have questions about MML Investors Services, MSI Financial Services, LLC, and/or George Teng and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Chris Kim of MML Investors Services

DID CHRIS JONGMIN KIM CAUSE YOU INVESTMENT LOSSES? Chris Kim Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Chris Kim of MML Investors Services? Chris Kim (CRD #6534492) who is currently registered with MML Investors Services and located in Lawrenceville, Georgia is a subject of one of our many securities industry sales practice abuse investigations. Chris Kim Customer Complaint Chris Kim has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that Chris Kim electronically signed her name to her whole life policy application without her knowledge or consent when the policy was solicited. Chris Kim’s customer complaint was denied and, to date, the customer has not taken any further action. Chris Kim Red Flags & Your Rights As An Investor Of course, Chris Kim did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Chris Kim at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Chris Kim has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Chris Kim If you have questions about MML Investors Services and/or Chris Kim and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Adam Laakko Formerly With MML Investors Services

DID ADAM MICHAEL LAAKKO CAUSE YOU INVESTMENT LOSSES? Adam Laakko Formerly With MML Investors Services And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Adam Laakko formerly with MML Investors Services? Adam Laakko (CRD #5876826) who was formerly registered with MML Investors Services and located in Grand Rapids, Michigan is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Adam Laakko was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Adam Laakko Customer Complaint Adam Laakko has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that the recommendation from Adam Laakko to transfer her variable annuity into an advisory account was unsuitable. The complainant said that had she known what the tax consequence would have been, she never would have surrendered her variable annuity. Adam Laakko’s customer complaint was denied and, to date, the customer has not taken any further action. Adam Laakko Red Flags & Your Rights As An Investor Of course, Adam Laakko did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Laakko at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Adam Laakko has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Adam Laakko If you have questions about MML Investors Services, MSI Financial Services, and/or Adam Laakko and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Daniel Lamego of MML Investors Services

DID DANIEL ROBERT LAMEGO CAUSE YOU INVESTMENT LOSSES? Daniel Lamego Of MML Investors Services And Formerly With MetLife Investors Distribution And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Daniel Lamego of MML Investors Services? Daniel Lamego (CRD #5367517) who is currently registered with MML Investors Services and located in Fairfield, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Daniel Lamego was associated with MetLife Investors Distribution, MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Lamego Customer Complaint Daniel Lamego has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable annuity that she purchased from Daniel Lamego was misrepresented. She wanted her money returned without penalty. Daniel Lamego’s customer complaint was denied and, to date, the customer has not taken any further action. Daniel Lamego Red Flags & Your Rights As An Investor Of course, Daniel Lamego did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Daniel Lamego at MML Investors Services, MetLife Investors Distribution, and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Lamego has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MetLife Investors Distribution, and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Daniel Lamego If you have questions about MML Investors Services, MetLife Investors Distribution, MSI Financial Services, and/or Daniel Lamego and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Hui Liu of MML Investors Services

DID HUI LIU CAUSE YOU INVESTMENT LOSSES? Hui Liu Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Hui Liu of MML Investors Services? Hui Liu (CRD #5478774) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Hui Liu was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Hui Liu Customer Complaint Hui Liu has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant gave Hui Liu $9, 000 to be deposited into his life insurance policy at meeting. The complainant has since reviewed the policy, and there is no receipt of the transaction taking place. Hui Liu’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Hui Liu Red Flags & Your Rights As An Investor Of course, Hui Liu did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Hui Liu at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Hui Liu has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Hui Liu If you have questions about MML Investors Services, MSI Financial Services, and/or Hui Liu and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Kevin Dicke Formerly With MML Investors Services

DID KEVIN ROBERT DICKE CAUSE YOU INVESTMENT LOSSES? Kevin Dicke Formerly With MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Kevin Dicke formerly with MML Investors Services? Kevin Dicke (CRD #4584138) who was formerly registered with MML Investors Services and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Kevin Dicke Customer Complaint Kevin Dicke has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that Kevin Dicke made unsuitable investment recommendations. Kevin Dicke’s customer complaint was settled in favor of the investors. Kevin Dicke Red Flags & Your Rights As An Investor Of course, Kevin Dicke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Dicke at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Kevin Dicke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Kevin Dicke If you have questions about MML Investors Services and/or Kevin Dicke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Bradley Everett Formerly With MML Investors Services

DID BRADLEY RICHMOND EVERETT CAUSE YOU INVESTMENT LOSSES? Bradley Everett Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is Bradley Everett formerly with MML Investors Services? Bradley Everett (CRD #6653959) who was formerly registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Bradley Everett was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Bradley Everett Customer Complaint Bradley Everett has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the variable universal life policy he purchased from Bradley Everett was not fully explained to him and that this product was not in his best interest. Bradley Everett’s customer complaint was settled in favor of the investors. Bradley Everett Red Flags & Your Rights As An Investor Of course, Bradley Everett did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Bradley Everett at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether Bradley Everett has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Bradley Everett If you have questions about MML Investors Services, NYLIFE Securities, and/or Bradley Everett and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Craig Farr Formerly With MML Investors Services

DID CRAIG STEVEN FARR CAUSE YOU INVESTMENT LOSSES? Craig Farr Formerly With MML Investors Services And MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is Craig Farr formerly with MML Investors Services? Craig Farr (CRD #5604376) who was formerly registered with MML Investors Services and located in Tampa, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Craig Farr was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Craig Farr Customer Complaint Craig Farr has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that his former representative, Craig Farr, misrepresented the Variable Annuity issued to him. The complainant stated he was told the product would provide a minimum return of 4.5% with no maximum. The complainant further stated that his former representatives ignored his verbal instructions that the funds he would be using to fund this product were post-tax, but instead they placed the funds into the product, resulting in the complainant being taxed twice. Craig Farr’s customer complaint was denied and, to date, the customer has not taken any further action. Craig Farr Red Flags & Your Rights As An Investor Of course, Craig Farr did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Craig Farr at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Craig Farr has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Craig Farr If you have questions about MML Investors Services, MSI Financial Services, and/or Craig Farr and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 7, 2022

Patrick Foley of MML Investors Services

DID PATRICK JOHN FOLEY CAUSE YOU INVESTMENT LOSSES? Patrick Foley Of MML Investors Services And Formerly With MSI Financial Services And Citizens Securities Has 4 Customer Complaints For Alleged Broker Misconduct Who is Patrick Foley of MML Investors Services? Patrick Foley (CRD #4807449) who is currently registered with MML Investors Services and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Patrick Foley was associated with MSI Financial Services, Citizens Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Patrick Foley Customer Complaints Patrick Foley has been the subject of 4 customer complaints that we know about. Two of Patrick Foley’s 4 customer complaints were settled in favor of investors. Two of Patrick Foley’s customers’ complaints were denied and, to date, the customers have not taken any further action. Allegations Against Patrick Foley A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Customer alleged Patrick Foley’s recommendation to purchase a variable life insurance policy was not appropriate. Customer alleged Patrick Foley’s recommendation to purchase two variable life insurance policies was not suitable and the policies were misrepresented. Customer alleged that when she purchased a variable life insurance policy, Patrick Foley provided incorrect information about her future tax obligations. The complainant alleged that Patrick Foley misled him, with regards to the purchase of his life policy. The complaint says his understanding was that his premiums were only required for two years, and that he could not afford to continue paying. The complainant stated he funded the life policy with annuities, and asked for all of his money back, plus interest from each payment made. Patrick Foley Red Flags & Your Rights As An Investor Of course, Patrick Foley did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Patrick Foley at MML Investors Services, MSI Financial Services, and Citizens Securities on alert to review carefully the activity and performance of their accounts and question whether Patrick Foley has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, MSI Financial Services, and Citizens Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Patrick Foley If you have questions about MML Investors Services, MSI Financial Services, Citizens Securities, and/or Patrick Foley and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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