Mar 4, 2022

Adam Belardino of MML Investors Services, LLC

DID ADAM GERARD BELARDINO CAUSE YOU INVESTMENT LOSSES? Adam Gerard Belardino formerly with MML Investors Services, LLC Has 5 Customer Complaints for Alleged Broker Misconduct in the Past 2 Years Who is Adam G. Belardino formerly with MML Investors Services, LLC? Adam Belardino (CRD #5221927) who was formerly registered with MML Investors Services, LLC and MSI Financial Services, Inc. and located in Elmsford, New York is a subject of one of our many securities industry sales practice abuse investigations.   Prior to MML Investors Services, LLC, Adam Belardino was associated with MSI Financial Services, Inc. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. MML Investors Services, LLC Broker Misconduct In his career, Adam Belardino has been the subject of 5 customer complaints that we know about, 3 of those complaints were filed in the last year to recover investment losses. One of those cases settled for over $1.5 million.  Three of Adam Belardino’s 5 customer complaints were settled in favor of investors. He was terminated by his last employer in connection with its investigation of a customer complaint. There is currently one pending customer complaints filed against Adam Belardino’s former employer MML Investors Services, LLC for investment losses caused by his alleged misconduct. Allegations Against Adam Belardino A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The Complainant alleges that the representative misrepresented, the Variable Universal Life policy he purchased in 2017. The customer states that it was never explained to him, that he could lose value when the policy if he failed to pay the premiums. The complainants alleges that in and around July 2018, mutual fund trades were executed in their joint brokerage account without their consent, and the signatures used were not valid.  They also state that a whole life insurance policy was purchased, but they never agreed to the policy premium, nor was the policy delivered.  They also state they did not sign the pre-authorized check form approving the withdrawal of the premium, or the delivery receipt confirming delivery.  The signatures on both forms were not valid.  The Complainants further alleged that a Variable Universal Life insurance policy was also surrendered without their knowledge, and as a result, surrender fees were incurred. Beginning in November 2018, the customers have alleged that the representative misrepresented their account values, engaged in excess of levels of training, and failed to comply with requests to have their accounts liquidated and the proceeds distributed.  This case was settled by the brokerage firm for $1,537,066.34. The customers alleged that the representative misrepresented features of and acted without their consent.  With regards to their investments. The customers alleged that the representative conducted unauthorized transactions and solicited new accounts under false pretenses. Adam Belardino Red Flags & Your Rights as An Investor Of course, Adam Belardino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Adam Belardino at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Adam Belardino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses At MML Investors Services, LLC If you have questions about MML Investors Services, LLC and MSI Financial Services, Inc. and/or Adam Belardino and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Charles Evans of MML Investors

DID CHARLES JONATHAN EVANS CAUSE YOU INVESTMENT LOSSES? Charles Jonathan Evans Formerly With MML Investors Services, MSI Financial Services And New England Securities Has 9 Customer Complaints For Alleged Broker Misconduct In the Past Year Who is Charles J. Evans Who Was Terminated By MML Investors Services? Charles Evan (CRD# 836083) who was most recently registered with MML Investors Services and located in Wellesley, Massachusetts is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, Charles Evan was associated with MSI Financial Services, New England Securities and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.  Charles Evan was terminated by MML Investors, Services in October 2019. MML Investors Services Broker Misconduct In his career, Charles Evan has been the subject of 9 customer complaints that we know about, all of those complaints were filed in the last year to recover investment losses. FINRA commenced an investigation against Charles Evan but he refused to cooperate with its investigation and consented, without admitting or denying the allegations, to a permanent bar from working in the securities industry. Allegations Against Charles Evan A sample of the allegations made in the FINRA reported arbitration claims and pending complaints for investment losses are as follows:  The complainants alleged that in April 2013, their representative misrepresented the annual fees charged on their variable annuities, while also misrepresenting the fees they were charged for financial consulting. The complainants also allege their representative misrepresented their life insurance policies, and as a result, have had a negative impact on their overall financial planning.  The complainants allege they have lost almost half of their investment capital. The customer alleged that the representative used unethical sales tactics, misrepresented and omitted information, provided misleading advice, and engaged in deceptive practices that amounted to theft, beginning in 2019. The customer alleges that the representative, beginning in 2016, made misrepresentations and unsuitable recommendations on the sale of life insurance and annuity products. The complainants allege that signatures related to various accounts and policies sold to them by the representative in in or around 2012 are not theirs. The complainant alleges that after meeting with the representative in 2017, he sold her several variable annuities that were found to be unsuitable for her needs. The complainants allege that in 2015, the signature was forged on paperwork related to the transfer of ownership of a term life insurance policy. The customers alleged that the representative used unethical sales tactics, denied receiving commissions, omitted information, and forge their signatures and initials on forms to secure the sale of financial products beginning in 2013. Charles Evan Red Flags & Your Rights As An Investor Of course, Charles Evan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Charles Evan at MML Investors Services, MSI Financial Services, and New England Securities on alert to review carefully the activity and performance of their accounts and question whether Charles Evan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services  If you have questions about   and the management or performance of your accounts while Charles Evan was associated with MML Investors Services, MSI Financial Services, and/or New England Securities, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889 or locally at 561-338-0037.

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Mar 4, 2022

Tyler Tutino of MML Investors Services

DID TYLER J. TUTINO CAUSE YOU INVESTMENT LOSSES? Tyler Tutino Of MML Investors Services And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Tyler Tutino of MML Investors Services? Tyler Tutino (CRD #6768279) who is currently registered with MML Investors Services and located in Paramus, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Tyler Tutino was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Tyler Tutino Customer Complaint Tyler Tutino has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the variable annuities sold to him were misrepresented and he wanted his investment returned. Tyler Tutino’s customer complaint was settled in favor of the investors. Tyler Tutino Red Flags & Your Rights As An Investor Of course, Tyler Tutino did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Tyler Tutino at MML Investors Services and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Tyler Tutino has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Tyler Tutino If you have questions about MML Investors Services, AXA Advisors, and/or Tyler Tutino and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

William Wyrozub of MML Investors Services

DID WILLIAM RANDALL WYROZUB CAUSE YOU INVESTMENT LOSSES? William Wyrozub Of MML Investors Services And Formerly With MSI Financial Services Has A Customer Complaint For Alleged Broker Misconduct Who is William Wyrozub of MML Investors Services? William Wyrozub (CRD #4351036) who is currently registered with MML Investors Services and located in Williamsville, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, William Wyrozub was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Wyrozub Customer Complaint William Wyrozub has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleged that when she purchased a fixed annuity, which was funded with proceeds from a variable annuity, she wasn’t told that she wouldn’t be able to take money out of the fixed annuity. She wanted all of her money returned. William Wyrozub’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. William Wyrozub Red Flags & Your Rights As An Investor Of course, William Wyrozub did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Wyrozub at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether William Wyrozub has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To William Wyrozub If you have questions about MML Investors Services, MSI Financial Services, and/or William Wyrozub and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Dmitriy Yankelevich of MML Investors Services

DID DMITRIY YANKELEVICH CAUSE YOU INVESTMENT LOSSES? Dmitriy Yankelevich Of MML Investors Services And Formerly With AXA Advisors Has A Customer Complaint For Alleged Broker Misconduct Who is Dmitriy Yankelevich of MML Investors Services? Dmitriy Yankelevich (CRD #5071236) who is currently registered with MML Investors Services and located in New York, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Dmitriy Yankelevich was associated with AXA Advisors and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Dmitriy Yankelevich Customer Complaint Dmitriy Yankelevich has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the policy is unsuitable and was misrepresented to them at the time of sale. Dmitriy Yankelevich’s customer complaint was denied and, to date, the customer has not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Dmitriy Yankelevich Red Flags & Your Rights As An Investor Of course, Dmitriy Yankelevich did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Dmitriy Yankelevich at MML Investors Services and AXA Advisors on alert to review carefully the activity and performance of their accounts and question whether Dmitriy Yankelevich has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and AXA Advisors also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Dmitriy Yankelevich If you have questions about MML Investors Services, AXA Advisors, and/or Dmitriy Yankelevich and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Elaine Roumillat of MML Investors Services

DID ELAINE ROUMILLAT CAUSE YOU INVESTMENT LOSSES? Elaine Roumillat Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Elaine Roumillat of MML Investors Services? Elaine Roumillat (CRD #6749793) who is currently registered with MML Investors Services and located in Dallas, Texas is a subject of one of our many securities industry sales practice abuse investigations. Elaine Roumillat Customer Complaint Elaine Roumillat has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were the customer alleged that the representative invested her in an unsuitable investment portfolio by exceeding her risk tolerance parameters and made unauthorized trades. The customer complaint filed against Elaine Roumillat’s current employer MML Investors Services for investment losses caused by the alleged misconduct is pending as of the date of this report. Elaine Roumillat Red Flags & Your Rights As An Investor Of course, Elaine Roumillat did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Elaine Roumillat at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Elaine Roumillat has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Elaine Roumillat If you have questions about MML Investors Services and/or Elaine Roumillat and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

William Schulte Formerly With MML Investors Services

DID WILLIAM SCOTT SCHULTE CAUSE YOU INVESTMENT LOSSES? William Schulte Formerly With MML Investors Services And NYLIFE Securities Has A Customer Complaint For Alleged Broker Misconduct Who is William Schulte formerly with MML Investors Services? William Schulte (CRD #6912174) who was formerly registered with MML Investors Services and located in Hunt Valley, Maryland is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, William Schulte was associated with NYLIFE Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. William Schulte Customer Complaint William Schulte has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were customer alleged the Mainstay Mutual Fund account he opened in March 2020 was for the purpose of having funds deposited into a no risk account however his funds were instead deposited into an account that had risks tied to the stock market. William Schulte’s customer complaint was settled in favor of the investors. William Schulte Red Flags & Your Rights As An Investor Of course, William Schulte did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of William Schulte at MML Investors Services and NYLIFE Securities on alert to review carefully the activity and performance of their accounts and question whether William Schulte has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and NYLIFE Securities also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To William Schulte If you have questions about MML Investors Services, NYLIFE Securities, and/or William Schulte and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Mar 4, 2022

Carlos Temperan of MML Investors Services

DID CARLOS ALBERTO TEMPERAN CAUSE YOU INVESTMENT LOSSES? Carlos Temperan Of MML Investors Services Has A Customer Complaint For Alleged Broker Misconduct Who is Carlos Temperan of MML Investors Services? Carlos Temperan (CRD #5793874) who is currently registered with MML Investors Services and located in Ft. Lauderdale, Florida is a subject of one of our many securities industry sales practice abuse investigations. Carlos Temperan Customer Complaint Carlos Temperan has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the customers alleged that the representative, Carlos Temperan misrepresented the Minimum Guaranteed Interest Rate on their variable annuity contracts during the sale. Carlos Temperan’s customer complaint was denied and, to date, the customers have not taken any further action. A broker’s denial of your claim does not mean it was not a valid claim! All brokers have a conflict of interest when it comes to complaints. Call us now for an unbiased evaluation of your claim at 800-732-2889. Carlos Temperan Red Flags & Your Rights As An Investor Of course, Carlos Temperan did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Carlos Temperan at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Carlos Temperan has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Carlos Temperan If you have questions about MML Investors Services and/or Carlos Temperan and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 17, 2022

Anthony Cancela of NYLIFE Securities LLC

DID ANTHONY CANCELA CAUSE YOU INVESTMENT LOSSES? Anthony Cancela Of NYLIFE Securities LLC And Formerly With MML Investors Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Anthony Cancela of NYLIFE Securities LLC? Anthony Cancela (CRD #2398245) who is currently registered with NYLIFE Securities LLC and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NYLIFE Securities LLC, Anthony Cancela was associated with MML Investors Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Anthony Cancela Customer Complaints Anthony Cancela has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  Two of Anthony Cancela’s 4 customer complaints were settled in favor of investors. Two of Anthony Cancela’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Anthony Cancela A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations and misleading statements regarding tax benefits related to variable universal life insurance policy. Mismanagement of 401(k) account and forgery. Misrepresentation of variable life insurance policy. Anthony Cancela Red Flags & Your Rights As An Investor Of course, Anthony Cancela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cancela at NYLIFE Securities LLC and MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Cancela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC and MML Investors Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Anthony Cancela If you have questions about NYLIFE Securities LLC, MML Investors Services LLC and/or Anthony Cancela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Schwartz of Hightower Securities, LLC

DID ANDREW KOEBEL SCHWARTZ III CAUSE YOU INVESTMENT LOSSES? Andrew Schwartz Of Hightower Securities, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Schwartz of Hightower Securities, LLC? Andrew Schwartz (CRD #2725117) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, Andrew Schwartz was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Schwartz Customer Complaint Andrew Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Schwartz, without customer’s consent, reallocated invested his money into 2 illiquid real estate investments.  Andrew Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Schwartz Red Flags & Your Rights As An Investor Of course, Andrew Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schwartz at Hightower Securities and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities and MML Investors Services also raises questions about the brokerage firm’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Andrew Schwartz If you have questions about Hightower Securities, MML Investors Services and/or Andrew Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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