Jan 20, 2022

David Harris formerly with MML Investors Services

DID DAVID LEE HARRIS CAUSE YOU INVESTMENT LOSSES? David Harris Formerly With MML Investors Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is David Harris formerly with MML Investors Services? David Harris (CRD #1245328) who was formerly registered with MML Investors Services and located in Kingsport, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. David Harris Customer Complaints David Harris has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of David Harris’ 4 customer complaints was settled in favor of investors. Three of David Harris’ customers’ complaints were denied and the customers did not take any further action. Allegations Against David Harris A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client purchased several variable universal life insurance contracts. Client alleged policies are unsuitable and that the policies were misrepresented by David Harris. It is alleged that David Harris told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses. The complainant alleged that the variable life insurance policies that he purchased allegedly by David Harris were unsuitable. David Harris Red Flags & Your Rights As An Investor Of course, David Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Harris at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether David Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To David Harris If you have questions about MML Investors Services and/or David Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Gerald Bye of MML Investors Services

DID GERALD DANIEL BYE CAUSE YOU INVESTMENT LOSSES? Gerald Bye of MML Investors Services and Formerly with MetLife Securities Has 2 Customer Complaints for Alleged Broker Misconduct Who is Gerald Bye of MML Investors Services? Gerald Bye (CRD #1067750) who is currently registered with MML Investors Services and located in Gurnee, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Gerald Bye was associated with MetLife Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Bye Customer Complaints Gerald Bye has been the subject of 2 customer complaints that we know about. Both of Gerald Bye’s customer’s complaints were denied and the customers did not take any further action. Allegations Against Gerald Bye A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege that the Variable Universal Life Insurance Policies sold to them by Gerald Bye were not suitable for someone of their age. The customer alleged that Gerald Bye misled him to believe that the issuance of the contract was time sensitive Gerald Bye Red Flags & Your Rights as An Investor Of course, Gerald Bye did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gerald Bye at MML Investors Services and MetLife Securities on alert to review carefully the activity and performance of their accounts and question whether Gerald Bye has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services and MetLife Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services and MetLife Securities Due to Gerald Bye If you have questions about MML Investors Services, MetLife Securities, and/or Gerald Bye and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

James Brocke of MML Investors Services, LLC

DID JAMES CHARLES BROCKE CAUSE YOU INVESTMENT LOSSES? James Brocke of MML Investors Services, LLC And Formerly With James C. Brocke CFP Has One Customer Complaint For Alleged Broker Misconduct Who is James Brocke of MML Investors Services, LLC? James Brocke (CRD #31104) who is currently registered with MML Investors Services, LLC and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, James Brocke was associated with James C. Brocke CFP and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Brocke Customer Complaint James Brocke has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the complainants allege that the representative’s advice to transfer the cash values from their traditional life insurance policies to their variable life insurance policy resulted in a tax bill, reduced their overall death benefit and allocated the majority of the funds within the variable life insurance policy’s subaccounts to equities, which concerns them given their ages and objectives. The customer complaint filed against James Brocke’s current employer MML Investors Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. James Brocke Red Flags & Your Rights As An Investor Of course, James Brocke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Brocke at MML Investors Services, LLC and James C. Brocke CFP on alert to review carefully the activity and performance of their accounts and question whether James Brocke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and James C. Brocke CFP also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Brocke If you have questions about MML Investors Services, LLC, James C. Brocke CFP, and/or James Brocke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jason Champion of MML Investors Services, LLC

DID JASON O. CHAMPION CAUSE YOU INVESTMENT LOSSES? Jason O. Champion of MML Investors Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Jason O. Champion of MML Investors Services, LLC? Jason Champion (CRD #3093315) who is currently registered with MML Investors Services, LLC and located in New Hartford, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Jason Champion was associated with MSI Financial Services, Cadaret, Grant & Co. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Champion Customer Complaint Jason Champion has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleged that the representative misrepresented his investment as to liquidity and investment opportunity when it was transferred to the firm. Jason Champion’s customer complaint was denied and the customers did not take any further action. Jason Champion Red Flags & Your Rights As An Investor Of course, Jason Champion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Champion at MML Investors Services, LLC, MSI Financial Services and Cadaret, Grant & Co. on alert to review carefully the activity and performance of their accounts and question whether Jason Champion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, MSI Financial Services and Cadaret, Grant & Co. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC If you have questions about MML Investors Services, LLC, MSI Financial Services, Cadaret, Grant & Co. and/or Jason Champion and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Cunningham of MML Investors Services

DID DANIEL BRIAN CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Daniel Cunningham Formerly with MML Investors Services and MSI Financial Services Has A Customer Complaint for Alleged Broker Misconduct Who is Daniel Cunningham formerly with MML Investors Services? Daniel Cunningham (CRD #1296388) who was formerly registered with MML Investors Services and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Daniel Cunningham was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Cunningham Customer Complaint Daniel Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that he did not understand the penalties involved if he was not able to fully fund his plan in any given year. The complainant also believes the investments used to fund the plan, appear to only be in the best interest of the firm, and representatives since other products could have been utilized to accomplish his goal, with less cost to him. Daniel Cunningham’s customer complaint was denied and the customers did not take any further action. Daniel Cunningham Red Flags & Your Rights as an Investor Of course, Daniel Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Daniel Cunningham at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services Due to Daniel Cunningham If you have questions about MML Investors Services, MSI Financial Services, and/or Daniel Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Timothy Danahy of MML Investors Services

DID TIMOTHY PATRICK DANAHY CAUSE YOU INVESTMENT LOSSES? Timothy Danahy of MML Investors Services Has A Customer Complaint for Alleged Broker Misconduct Who is Timothy Danahy of MML Investors Services? Timothy Danahy (CRD #1350324) who is currently registered with MML Investors Services and located in Amherst, New York is a subject of one of our many securities industry sales practice abuse investigations. Timothy Danahy Customer Complaint Timothy Danahy has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that he was unaware of the type of policy that he had purchased and that had he been aware, he would have never purchased it. Timothy Danahy’s customer complaint was denied and the customer did not take any further action. Timothy Danahy Red Flags & Your Rights as an Investor Of course, Timothy Danahy did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Timothy Danahy at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Timothy Danahy has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services Due to Timothy Danahy If you have questions about MML Investors Services and/or Timothy Danahy and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Harry Carroll of MML Investors Services

DID HARRY ALOYSIUS CARROLL CAUSE YOU INVESTMENT LOSSES? Harry Carroll of MML Investors Services and Formerly with MSI Financial Services and NewSquare Capital Has 5 Customer Complaints for Alleged Broker Misconduct Who is Harry Carroll of MML Investors Services? Harry Carroll (CRD #2617434) who is currently registered with MML Investors Services and located in Marlton, New Jersey is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Harry Carroll was associated with MSI Financial Services, NewSquare Capital, and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Harry Carroll Customer Complaints Harry Carroll has been the subject of 5 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. Three of Harry Carroll’s 5 customer complaints were settled in favor of investors. Two of Harry Carroll’s customers’ complaints were denied and the customers did not take any further action. Allegations Against Harry Carroll A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Civil conspiracy, fraud, suitability, and lack of supervision with a stated account loss of $165,000.00 allegedly committed by Harry Carroll. The customer alleges Harry Carroll violated NASD Rule 2310 by not dealing fairly with a customer. The alleged compensatory damage amount was unspecified. The customer alleged that Harry Carroll did not place trades as requested within the sub-accounts of variable annuities. Customers have alleged disappointment in Harry Carroll’s recommendation to invest in Ridgewood Energy. The complainant alleges that he was sold an unsuitable product by Harry Carroll that was designed to be purchased by accredited investors, which he states he was not. He alleges that erroneous financial information was entered on his investment documents so that it appeared that the investment was suitable for him when it was not. Harry Carroll Red Flags & Your Rights as An Investor Of course, Harry Carroll did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Harry Carroll at MML Investors Services, MSI Financial Services, and NewSquare Capital on alert to review carefully the activity and performance of their accounts and question whether Harry Carroll has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services, MSI Financial Services, and NewSquare Capital also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services and MSI Financial Services Due to Harry Carroll If you have questions about MML Investors Services, MSI Financial Services, and NewSquare Capital, and/or Harry Carroll and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Eric Tom of MML Investors Services

DID ERIC SHAWNYEE TOM CAUSE YOU INVESTMENT LOSSES? Eric Tom of MML Investors Services and Formerly with MSI Financial Has 11 Customer Complaints for Alleged Broker Misconduct Who is Eric Tom of MML Investors Services? Eric Tom (CRD #1890823) who is currently registered with MML Investors Services and located in East Hills, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Eric Tom was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Eric Tom Customer Complaints Eric Tom has been the subject of 11 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Eric Tom’s 11 customer complaints was settled in favor of investors. Eight of Eric Tom’s customers’ complaints were denied and the customers did not take any further action. The last customer complaint against MSI Financial remains pending. Allegations Against Eric Tom A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: The client alleges misrepresentations were made to him by Eric Tom when he purchased a variable life policy. The client alleges that Eric Tom never informed him of the existence of the waiver of premium rider declaration after reviewing his Bankers Life Policy. The client also alleges that Mr. Tom never issued a disclosure statement pertaining to the MetLife Variable Universal Life Insurance Policy he purchased. The customer alleged that funds provided to the representative Eric Tom, for the purchase of a variable life insurance policy, were not used as directed. No specific compensatory damages were alleged. The customer alleged that the representative Eric Tom did not explain the premium may increase when a variable life insurance policy was purchased. No specific compensatory damages were alleged. The customer alleged the advisor Eric Tom misrepresented the features of the variable life insurance policy purchased. The customer alleged the deferred sales charges were not clearly explained when a variable annuity was sold by the advisor Eric Tom. The customer alleged the representative Eric Tom did not explain risk when funds were invested in a mutual fund. No specific compensatory damages were alleged. The customer alleged the representative Eric Tom did not fully explain the variable annuity purchased. No specific compensatory damages were alleged. Customers have alleged Eric Tom’s recommendation to purchase a bond fund was not appropriate. No specific compensatory damages was alleged. The complainant alleges that the investments that were sold to him by Eric Tom did not match his expressed financial objectives and he has lost money as a result. The customer alleged the advisor Eric Tom misrepresented the variable annuity when purchased. No specific compensatory damages were alleged. Eric Tom Red Flags & Your Rights as An Investor Of course, Eric Tom did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Eric Tom at MML Investors Services and MSI Financial on alert to review carefully the activity and performance of their accounts and question whether Eric Tom has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services Due to Eric Tom If you have questions about MML Investors Services, MSI Financial, and/or Eric Tom and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Christopher Fallon of MML Investors Services, LLC

DID CHRISTOPHER MICHAEL FALLON CAUSE YOU INVESTMENT LOSSES? Christopher Michael Fallon Of MML Investors Services, LLC And Formally with MSI Financial Services, Inc. Has A Customer Complaints for Alleged Broker Misconduct in The Past Year Who is Christopher M. Fallon with MML Investors Services, LLC? Christopher Fallon (CRD #5096384) who is currently registered with MML Investors Services, LLC and located in Newtown Square, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.   Prior to MML Investors Services, LLC, Christopher Fallon was associated with MSI Financial Services, Inc. and 4 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. MSI Financial Services, Inc. Broker Misconduct Christopher Fallon has been recently identified as the subject of a customer complaint filed in the last year against his former employer MSI Financial Services, Inc. to recover investment losses. The allegations are that Christopher Fallon made unsuitable investment recommendations to the customer to invest in a REIT that was supposedly limited to investments by accredited investors only, which he states he was not. The customer complaint filed against Christopher Fallon’s former employer MSI Financial Services, Inc. for investment losses caused by his alleged misconduct is still pending.  Christopher Fallon Red Flags & Your Rights as An Investor Of course, Christopher Fallon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Christopher Fallon at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Christopher Fallon has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. which also raises questions about their supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services, LLC And MSI Financial Services, Inc. If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Christopher Fallon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Preston Bellaire of MML Investors Services

DID PRESTON JASON BELLAIRE CAUSE YOU INVESTMENT LOSSES? Preston Jason Bellaire of MML Investors Services Has 2 Customer Complaints for Alleged Broker Misconduct Who is Preston J. Bellaire of MML Investors Services? Preston Bellaire (CRD #4028710) who is currently registered with MML Investors Services and located in Orlando, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Preston Bellaire was associated with MSI Financial Services and 1 other investment advisory and brokerage firm with a history of customer complaints and securities industry regulatory problems. MML Investors Services Broker Misconduct In his career, Preston Bellaire has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last two years to recover investment losses. One of the customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against MSI Financial Services for investment losses caused by Preston Bellaire’s alleged misconduct. Allegations Against Preston Bellaire A sample of the allegations made in the FINRA reported arbitration claim settlements and pending complaints for investment losses are as follows: The customer alleged that the representative Preston Bellaire misrepresented the risk of speculative investment in order to secure a high commission sale in and around February of 2015. The customer alleged the representative Preston Bellaire provided incorrect information regarding the settlement options available to a beneficiary of variable annuities. Preston Bellaire Red Flags & Your Rights as An Investor Of course, Preston Bellaire did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Preston Bellaire at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Preston Bellaire has engaged in any stockbroker misconduct that may have caused them investment losses. There have been a large number of customer complaints at MML Investors Services which also raises questions about its supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services If you have questions about MML Investors Servicesand/or Preston Bellaire and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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