Feb 17, 2022

Anthony Cancela of NYLIFE Securities LLC

DID ANTHONY CANCELA CAUSE YOU INVESTMENT LOSSES? Anthony Cancela Of NYLIFE Securities LLC And Formerly With MML Investors Services LLC Has 4 Customer Complaints For Alleged Broker Misconduct Who is Anthony Cancela of NYLIFE Securities LLC? Anthony Cancela (CRD #2398245) who is currently registered with NYLIFE Securities LLC and located in Wall Township, New Jersey is a subject of one of our many securities industry sales practice abuse investigations.  Prior to NYLIFE Securities LLC, Anthony Cancela was associated with MML Investors Services LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems.   Anthony Cancela Customer Complaints Anthony Cancela has been the subject of 4 customer complaints that we know about, 1 of those complaints was filed in the last year to recover investment losses.  Two of Anthony Cancela’s 4 customer complaints were settled in favor of investors. Two of Anthony Cancela’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Anthony Cancela A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Misrepresentations and misleading statements regarding tax benefits related to variable universal life insurance policy. Mismanagement of 401(k) account and forgery. Misrepresentation of variable life insurance policy. Anthony Cancela Red Flags & Your Rights As An Investor Of course, Anthony Cancela did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Anthony Cancela at NYLIFE Securities LLC and MML Investors Services LLC on alert to review carefully the activity and performance of their accounts and question whether Anthony Cancela has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at NYLIFE Securities LLC and MML Investors Services LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At NYLIFE Securities LLC Due To Anthony Cancela If you have questions about NYLIFE Securities LLC, MML Investors Services LLC and/or Anthony Cancela and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Andrew Schwartz of Hightower Securities, LLC

DID ANDREW KOEBEL SCHWARTZ III CAUSE YOU INVESTMENT LOSSES? Andrew Schwartz Of Hightower Securities, LLC And Formerly With MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Who is Andrew Schwartz of Hightower Securities, LLC? Andrew Schwartz (CRD #2725117) who is currently registered with Hightower Securities, LLC and located in Austin, Texas is a subject of one of our many securities industry sales practice abuse investigations.  Prior to Hightower Securities, Andrew Schwartz was associated with MML Investors Services, LLC and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Andrew Schwartz Customer Complaint Andrew Schwartz has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were Andrew Schwartz, without customer’s consent, reallocated invested his money into 2 illiquid real estate investments.  Andrew Schwartz’s customer complaint was denied and, to date, the customer has not taken any further action. Andrew Schwartz Red Flags & Your Rights As An Investor Of course, Andrew Schwartz did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Andrew Schwartz at Hightower Securities and MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether Andrew Schwartz has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Hightower Securities and MML Investors Services also raises questions about the brokerage firm’supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At Hightower Securities, LLC Due To Andrew Schwartz If you have questions about Hightower Securities, MML Investors Services and/or Andrew Schwartz and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 11, 2022

Alan Silverman of MML Investors Services, LLC

DID ALAN LEE SILVERMAN CAUSE YOU INVESTMENT LOSSES? Alan Silverman Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 3 Customer Complaints For Alleged Broker Misconduct Alan Silverman Customer Complaints Alan Silverman has been the subject of 3 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. All 3 of Alan Silverman’s customer complaints were denied and, to date, the customers have not taken any further action. Allegations Against Alan Silverman A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Alan Silverman Red Flags & Your Rights As An Investor Of course, Alan Silverman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Silverman at MML Investors Services, LLC and MSI Financial Services, Inc.on alert to review carefully the activity and performance of their accounts and question whether Alan Silverman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Related Read: How to Sue Your Financial Advisor or Broker Over Investment Losses File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alan Silverman If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc., and/or Alan Silverman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Feb 8, 2022

Alan Bednarchik Of MML Investors Services, LLC

DID ALAN RICHARD BEDNARCHIK CAUSE YOU INVESTMENT LOSSES? Alan Bednarchik Of MML Investors Services, LLC And Formerly With MSI Financial Services, Inc. Has 2 Customer Complaints For Alleged Broker Misconduct Who is Alan Bednarchik of MML Investors Services, LLC? Alan Bednarchik (CRD #1069446) who is currently registered with MML Investors Services, LLC and located in Moosic, Pennsylvania is a subject of one of our many securities industry sales practice abuse investigations.  Prior to MML Investors Services, LLC, Alan Bednarchik was associated with MSI Financial Services, Inc. and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Alan Bednarchik Customer Complaints Alan Bednarchik has been the subject of 2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Alan Bednarchik’s 2 customer complaints was settled in favor of investors. There is currently 1 pending customer complaint filed against Alan Bednarchik’s former employer MSI Financial Services, Inc. for investment losses caused by the alleged misconduct. Allegations Against Alan Bednarchik A sample of the allegations made in the FINRA reported federal court and arbitration pending complaints for investment losses are as follows: Customer alleged that Alan Bednarchik misrepresented a variable annuity contract. Customer alleged that Alan Bednarchik misrepresented a variable annuity investment. Alan Bednarchik Red Flags & Your Rights As An Investor Of course, Alan Bednarchik did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Alan Bednarchik at MML Investors Services, LLC and MSI Financial Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Alan Bednarchik has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and MSI Financial Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Alan Bednarchik If you have questions about MML Investors Services, LLC, MSI Financial Services, Inc. and/or Alan Bednarchik and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Robert Friedmar of MML Investors Services

DID ROBERT ALLEN FRIEDMAR CAUSE YOU INVESTMENT LOSSES? Robert Friedmar of MML Investors Services And Formerly With MSI Financial Services Has 2 Customer Complaints For Alleged Broker Misconduct Who is Robert Friedmar of MML Investors Services? Robert Friedmar (CRD #1008852) who is currently registered with MML Investors Services and located in Plantation, Florida is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Robert Friedmar was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Robert Friedmar Customer Complaints Robert Friedmar has been the subject of2 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of Robert Friedmar’s 2 customers’ complaints was denied and the customers did not take any further action. There is currently one pending customer complaint filed against MML Investors Services for investment losses caused by Robert Friedmar’s alleged misconduct. Allegations Against Robert Friedmar A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client alleged Robert Friedmar did not sell stock as she instructed and was instead put on margin. The complainant alleges that Robert Friedmar ignored her requests to place trades in a timely manner on her behalf, which caused her to incur a financial loss on multiple occasions. Robert Friedmar Red Flags & Your Rights As An Investor Of course, Robert Friedmar did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Robert Friedmar at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Robert Friedmar has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To Robert Friedmar If you have questions about MML Investors Services, MSI Financial Services, and/or Robert Friedmar and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

David Harris formerly with MML Investors Services

DID DAVID LEE HARRIS CAUSE YOU INVESTMENT LOSSES? David Harris Formerly With MML Investors Services Has 4 Customer Complaints For Alleged Broker Misconduct Who is David Harris formerly with MML Investors Services? David Harris (CRD #1245328) who was formerly registered with MML Investors Services and located in Kingsport, Tennessee is a subject of one of our many securities industry sales practice abuse investigations. David Harris Customer Complaints David Harris has been the subject of 4 customer complaints that we know about, one of those complaints was filed in the last year to recover investment losses. One of David Harris’ 4 customer complaints was settled in favor of investors. Three of David Harris’ customers’ complaints were denied and the customers did not take any further action. Allegations Against David Harris A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Client purchased several variable universal life insurance contracts. Client alleged policies are unsuitable and that the policies were misrepresented by David Harris. It is alleged that David Harris told the plaintiff that his variable life insurance policies should remain as written and the investments were a sound decision. This caused the plaintiff to continue funding the policies, resulting in financial losses. The complainant alleged that the variable life insurance policies that he purchased allegedly by David Harris were unsuitable. David Harris Red Flags & Your Rights As An Investor Of course, David Harris did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of David Harris at MML Investors Services on alert to review carefully the activity and performance of their accounts and question whether David Harris has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services Due To David Harris If you have questions about MML Investors Services and/or David Harris and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Gerald Bye of MML Investors Services

DID GERALD DANIEL BYE CAUSE YOU INVESTMENT LOSSES? Gerald Bye of MML Investors Services and Formerly with MetLife Securities Has 2 Customer Complaints for Alleged Broker Misconduct Who is Gerald Bye of MML Investors Services? Gerald Bye (CRD #1067750) who is currently registered with MML Investors Services and located in Gurnee, Illinois is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Gerald Bye was associated with MetLife Securities and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Gerald Bye Customer Complaints Gerald Bye has been the subject of 2 customer complaints that we know about. Both of Gerald Bye’s customer’s complaints were denied and the customers did not take any further action. Allegations Against Gerald Bye A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Clients allege that the Variable Universal Life Insurance Policies sold to them by Gerald Bye were not suitable for someone of their age. The customer alleged that Gerald Bye misled him to believe that the issuance of the contract was time sensitive Gerald Bye Red Flags & Your Rights as An Investor Of course, Gerald Bye did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Gerald Bye at MML Investors Services and MetLife Securities on alert to review carefully the activity and performance of their accounts and question whether Gerald Bye has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services and MetLife Securities also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services and MetLife Securities Due to Gerald Bye If you have questions about MML Investors Services, MetLife Securities, and/or Gerald Bye and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

James Brocke of MML Investors Services, LLC

DID JAMES CHARLES BROCKE CAUSE YOU INVESTMENT LOSSES? James Brocke of MML Investors Services, LLC And Formerly With James C. Brocke CFP Has One Customer Complaint For Alleged Broker Misconduct Who is James Brocke of MML Investors Services, LLC? James Brocke (CRD #31104) who is currently registered with MML Investors Services, LLC and located in Indianapolis, Indiana is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, James Brocke was associated with James C. Brocke CFP and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. James Brocke Customer Complaint James Brocke has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were that the complainants allege that the representative’s advice to transfer the cash values from their traditional life insurance policies to their variable life insurance policy resulted in a tax bill, reduced their overall death benefit and allocated the majority of the funds within the variable life insurance policy’s subaccounts to equities, which concerns them given their ages and objectives. The customer complaint filed against James Brocke’s current employer MML Investors Services, LLC for investment losses caused by the alleged misconduct is pending as of the date of this report. James Brocke Red Flags & Your Rights As An Investor Of course, James Brocke did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Brocke at MML Investors Services, LLC and James C. Brocke CFP on alert to review carefully the activity and performance of their accounts and question whether James Brocke has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and James C. Brocke CFP also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Brocke If you have questions about MML Investors Services, LLC, James C. Brocke CFP, and/or James Brocke and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Jason Champion of MML Investors Services, LLC

DID JASON O. CHAMPION CAUSE YOU INVESTMENT LOSSES? Jason O. Champion of MML Investors Services, LLC Has One Customer Complaint For Alleged Broker Misconduct Who is Jason O. Champion of MML Investors Services, LLC? Jason Champion (CRD #3093315) who is currently registered with MML Investors Services, LLC and located in New Hartford, New York is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, LLC, Jason Champion was associated with MSI Financial Services, Cadaret, Grant & Co. and 3 other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Jason Champion Customer Complaint Jason Champion has been the subject of at least one customer complaint that we know about. The allegations made in the FINRA reported customer complaint for investment losses were that the customer alleged that the representative misrepresented his investment as to liquidity and investment opportunity when it was transferred to the firm. Jason Champion’s customer complaint was denied and the customers did not take any further action. Jason Champion Red Flags & Your Rights As An Investor Of course, Jason Champion did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Jason Champion at MML Investors Services, LLC, MSI Financial Services and Cadaret, Grant & Co. on alert to review carefully the activity and performance of their accounts and question whether Jason Champion has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC, MSI Financial Services and Cadaret, Grant & Co. also raises questions about supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC If you have questions about MML Investors Services, LLC, MSI Financial Services, Cadaret, Grant & Co. and/or Jason Champion and the management or performance of your accounts please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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Jan 20, 2022

Daniel Cunningham of MML Investors Services

DID DANIEL BRIAN CUNNINGHAM CAUSE YOU INVESTMENT LOSSES? Daniel Cunningham Formerly with MML Investors Services and MSI Financial Services Has A Customer Complaint for Alleged Broker Misconduct Who is Daniel Cunningham formerly with MML Investors Services? Daniel Cunningham (CRD #1296388) who was formerly registered with MML Investors Services and located in Oklahoma City, Oklahoma is a subject of one of our many securities industry sales practice abuse investigations. Prior to MML Investors Services, Daniel Cunningham was associated with MSI Financial Services and other investment advisory and brokerage firms with a history of customer complaints and securities industry regulatory problems. Daniel Cunningham Customer Complaint Daniel Cunningham has been the subject of at least one customer complaint that we know about, which was filed in the last year to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the complainant alleges that he did not understand the penalties involved if he was not able to fully fund his plan in any given year. The complainant also believes the investments used to fund the plan, appear to only be in the best interest of the firm, and representatives since other products could have been utilized to accomplish his goal, with less cost to him. Daniel Cunningham’s customer complaint was denied and the customers did not take any further action. Daniel Cunningham Red Flags & Your Rights as an Investor Of course, Daniel Cunningham did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags that should put all current and former customers of Daniel Cunningham at MML Investors Services and MSI Financial Services on alert to review carefully the activity and performance of their accounts and question whether Daniel Cunningham has engaged in any stockbroker misconduct that may have caused them investment losses. A large number of customer complaints at MML Investors Services and MSI Financial Services also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. File A Claim to Recover Your Investment Losses at MML Investors Services Due to Daniel Cunningham If you have questions about MML Investors Services, MSI Financial Services, and/or Daniel Cunningham and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

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