May 29, 2024

Kevin Gutwein of MML Investors Services, LLC Reviews

DID KEVIN KARL GUTWEIN CAUSE YOU INVESTMENT LOSSES? Kevin Gutwein Customer Complaints and Reviews Kevin Gutwein has one reported disclosure event: Customer Dispute (2022-2024): A pending arbitration claims that recommendations for Whole Life Policies issued in July 2022 and an Alternative Investment/Limited Partnership investment in December 2022 were unsuitable. The complaint, filed under FINRA case number 24-00659, is seeking compensatory damages in excess of $350,000. Allegations Against Kevin Gutwein Kevin Gutwein Red Flags & Your Rights As An Investor Of course, Kevin Gutwein did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kevin Gutwein at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kevin Gutwein has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Kevin Gutwein  If you have questions about MML Investors Services, LLC and/or Kevin Gutwein and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

May 5, 2024

Edgar Kleydman of MML Investors Services, LLC

DID EDGAR A KLEYDMAN CAUSE YOU INVESTMENT LOSSES? Edgar Kleydman Formerly With MML Investors Services, LLC and AXA Advisors, LLC Has 4 Customer Complaints For Alleged Broker Misconduct Edgar Kleydman Customer Complaints Edgar Kleydman has been the subject of 4 customer complaints that we know about seeking to recover investment losses. One customer complaint resulted in a FINRA arbitration proceeding being filed an award being entered against Equitable Advisors and him for his alleged misconduct. Two more customer complaints were settled by the advisors former employer’s or his alleged misconduct in favor of the investments.  There is currently 1 FINRA arbitration proceeding, that is still pending against Equitable Advisors for Edgar Kleydman’s alleged misconduct. Allegations Against Leslie Kern A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Edgar Kleydman Red Flags & Your Rights As An Investor Of course, Edgar Kleydman did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Edgar Kleydman at MML Investors Services, LLC and AXA Advisors, LLC on alert to review carefully the activity and performance of their accounts and question whether Edgar Kleydman has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and AXA Advisors, LLC also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Edgar Kleydman  If you have questions about MML Investors Services, LLC, AXA Advisors, LLC and/or Edgar Kleydman and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 23, 2024

Renisha Jackson-Rucker of MML Investors Services, LLC

DID RENISHA CANTRELL JACKSON-RUCKER CAUSE YOU INVESTMENT LOSSES? Renisha Jackson-Rucker Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Renisha Jackson-Rucker Customer Complaints Renisha Jackson-Rucker has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  All 3 customer complaints were denied by MML Investors, Services, and its predecessors.  It does not appear that the customers took any further action. Allegations Against Renisha Jackson-Rucker A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Renisha Jackson-Rucker Red Flags & Your Rights As An Investor Of course, Renisha Jackson-Rucker did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Renisha Jackson-Rucker at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Renisha Jackson-Rucker has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Renisha Jackson-Rucker  If you have questions about MML Investors Services, LLC and/or Renisha Jackson-Rucker and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 17, 2024

Cory Weiser of MML Investors Services, LLC

DID CORY ALAN WEISER CAUSE YOU INVESTMENT LOSSES? Cory Weiser Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Cory Weiser Customer Complaint Cory Weiser has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were representative misrepresented the variable annuities by omitting information about the income benefits that they would be losing by terminating their existing variable annuity contract in order to purchase the new product.  Customer complaint was recently filed with MML Investors, Services and still pending. Cory Weiser Red Flags & Your Rights As An Investor Of course, Cory Weiser did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Cory Weiser at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Cory Weiser has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Cory Weiser  If you have questions about MML Investors Services, LLC and/or Cory Weiser and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 11, 2024

Mark Wolpert of MML Investors Services, LLC

DID MARK DAVID WOLPERT CAUSE YOU INVESTMENT LOSSES? Mark Wolpert Of MML Investors Services, LLC Has 5 Customer Complaints For Alleged Broker Misconduct Mark Wolpert Customer Complaints Mark Wolpert has been the subject of5 customer complaints that we know about. One of Mark Wolpert’s 5 customer complaints was settled in favor of investors. Three of Mark Wolpert’s customers’ complaints were denied and, to date, the customers have not taken any further action.  There is currently 1 FINRA arbitration proceeding that was recently filed against MSI Financial Services for Mark Wolpert’s alleged misconduct that is still pending. Allen Wilson Customer Complaints A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Mark Wolpert Red Flags & Your Rights As An Investor Of course, Mark Wolpert did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Mark Wolpert at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Mark Wolpert has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Mark Wolpert  If you have questions about MML Investors Services, LLC and/or Mark Wolpert and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Apr 3, 2024

Ayad Saad of Morgan Stanley

DID AYAD BESHARA SAAD CAUSE YOU INVESTMENT LOSSES? Ayad Saad Formerly With Morgan Stanley Has 5 Customer Complaints For Alleged Broker Misconduct Ayad Saad Customer Complaints Ayad Saad has been the subject of 5 customer complaints that we know about seeking to recover investment losses. One customer complaint was settled by Edward Jones in favor of the investor of the advisors alleged misconduct.  His former employers denied 3 other customer complaints, and the investors took no further action.  There is currently one customer complaint pending with Morgan Stanley for Ayad Saad’s alleged misconduct. Allegations Against Ayad Saad A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Ayad Saad Red Flags & Your Rights As An Investor Of course, Ayad Saad did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Ayad Saad at Morgan Stanley on alert to review carefully the activity and performance of their accounts and question whether Ayad Saad has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at Morgan Stanley also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors, LLC Due To Tony Roberts  If you have questions about Morgan Stanley and/or Ayad Saad and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 30, 2024

Kyung Song of MML Investors Services, LLC

DID KYUNG H SONG CAUSE YOU INVESTMENT LOSSES? Kyung Song Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct Kyung Song Customer Complaint Kyung Song has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were the advisor defrauded a client out of $77,000. MML Investors Services recently denied the customer complaint and thus far the investor has not taken any further action. However, the advisor was permitted to resign following the discovery of securities related activity, with a prospective customer, in violation of firm policy and allegations of the forwarding the customer while assisting on an account transfer. Kyung Song Red Flags & Your Rights As An Investor Of course, Kyung Song did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Kyung Song at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Kyung Song has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Kyung Song  If you have questions about MML Investors Services, LLC and/or Kyung Song and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 25, 2024

James Vavonese of MML Investors Services, LLC

DID JAMES DAVID VAVONESE CAUSE YOU INVESTMENT LOSSES? James Vavonese Of MML Investors Services, LLC Has A Customer Complaint For Alleged Broker Misconduct James Vavonese Customer Complaint James Vavonese has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses where the advisor was not working, and customer’s best interest regarding purchase of variable annuity contract and mutual funds.  The customer alleged that the advisor’s advice was poor.  The Complainant recently registered the complaint with MML Investors Services in waiting for the broker-dealer’s response. James Vavonese Red Flags & Your Rights As An Investor Of course, James Vavonese did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of James Vavonese at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether James Vavonese has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To James Vavonese  If you have questions about MML Investors Services, LLC and/or James Vavonese and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 23, 2024

 Katherine McLernon of MML Investors Services, LLC

DID KATHERINE RUTH MCLERNON CAUSE YOU INVESTMENT LOSSES? Katherine McLernon Of MML Investors Services, LLC Has 3 Customer Complaints For Alleged Broker Misconduct Katherine McLernon Customer Complaints Katherine McLernon has been the subject of 3 customer complaints that we know about seeking to recover investment losses.  One customer complaint resulted in an arbitration award in favor of the investor for Katherine McLernon’s alleged misconduct.  Another customer complaint was denied by MML Investors, Services and the investor took no further action.  Another customer complaint was recently filed with MML Investors Services and is still pending. Allegations Against Katherine McLernon A sample of the allegations made in the FINRA reported arbitration claim settlements and/or pending complaints for investment losses are as follows: Katherine McLernon Red Flags & Your Rights As An Investor Of course, Katherine McLernon did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Katherine McLernon at MML Investors Services, LLC on alert to review carefully the activity and performance of their accounts and question whether Katherine McLernon has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC also raises questions about the brokerage firm’s supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Katherine McLernon If you have questions about MML Investors Services, LLC and/or Katherine McLernon and the management or performance of your accounts, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading

Mar 23, 2024

Shon McLain MML Investors Services, LLC

DID SHON IVAN MCLAIN CAUSE YOU INVESTMENT LOSSES? Shon McLain Of MML Investors Services, LLC And Formerly With Equity Services, Inc. Has A Customer Complaint For Alleged Broker Misconduct Shon McLain Customer Complaint Shon McLain has been the subject of at least one customer complaint that we know about seeking to recover investment losses. The allegations made in the FINRA reported customer complaint for investment losses were registered representative falsely told customer, the beneficiary of an IRA, that other products for our IRA rollover were not available, and a lump-sum distribution was required.  Equity Services, Inc. recently denied the customer complaint and so far, the investor has not filed any arbitration proceeding or taken any other action. Shon McLain Red Flags & Your Rights As An Investor Of course, Shon McLain did not admit to any of the allegations. But regardless of whether an arbitration award was entered, a settlement occurred, or the customer complaint is still pending, the allegations made by customers are red flags which should put all current and former customers of Shon McLain at MML Investors Services, LLC and Equity Services, Inc. on alert to review carefully the activity and performance of their accounts and question whether Shon McLain has engaged in any stockbroker misconduct that may have caused them investment losses. The large number of customer complaints at MML Investors Services, LLC and Equity Services, Inc. also raises questions about the brokerage firms’ supervisory practices. If these red flags raise questions, call us and we will inform you of your rights as an investor. Did You Lose Money Because of Broker Misconduct? If you have lost money due to negligence or fraud by a stockbroker or advisor, the easiest way to know if you have a case is to call our office at 800-732-2889. Our investment fraud attorneys will evaluate your claim for free and let you know if we can help you recover your losses. Need Legal Help? Let’s talk. or, give us a ring at 561-338-0037. File A Claim To Recover Your Investment Losses At MML Investors Services, LLC Due To Shon McLain If you have questions about MML Investors Services, LLC, Equity Services, Inc. and/or Shon McLain and the management or performance of your accounts,, please contact Attorney Pearce for a free initial consultation via email or Toll Free at 1-800-732-2889.

Continue Reading